13F-HR/A filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR/A for the quarter ended 2023-06-30, filed 2024-01-16, with 1,242 holding rows worth $7,033,932,221.
- Accession
- 0001085146-24-000248
- Filer
- CIK 1511137
- Filed
- 2024-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, amendment of type restatement, 1,242 entries on the cover page, a total value of $7,033,932,221 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,033,932,221 with VALUE read as dollars as filed, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WP CAREY INC COM | 92936U109 | REIT | 3,877 | $270,853 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 7,114 | $270,831 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,481 | $270,508 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 5,618 | $269,914 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,916 | $269,577 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,560 | $269,280 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 2,275 | $268,382 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 2,531 | $268,093 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 2,202 | $267,783 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 3,867 | $267,365 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,019 | $266,917 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 15,478 | $265,937 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 4,032 | $265,306 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,334 | $265,197 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,126 | $265,000 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,871 | $264,863 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 1,581 | $264,099 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,511 | $263,325 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 12,554 | $262,716 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,445 | $262,398 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,202 | $261,951 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,149 | $261,728 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,228 | $261,585 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,813 | $261,483 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 9,150 | $261,324 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 17,644 | $261,137 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 2,064 | $260,602 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 6,056 | $260,495 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 04930R107 | COM | 15,000 | $260,400 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 6,906 | $259,981 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 17,966 | $259,830 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,122 | $259,751 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,417 | $258,514 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 2,444 | $257,190 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 6,000 | $256,860 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 9,173 | $256,445 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 33,046 | $254,785 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,183 | $253,747 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 2,158 | $253,717 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 32,000 | $253,440 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 2,587 | $252,927 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,661 | $252,760 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 4,036 | $252,734 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,576 | $251,929 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,811 | $251,035 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 2,944 | $250,510 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 12,349 | $250,429 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,024 | $249,906 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,781 | $249,894 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 2,115 | $249,608 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 2,995 | $249,328 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,321 | $249,307 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 7,459 | $247,068 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 487 | $246,994 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,874 | $245,894 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 5,390 | $245,675 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 12,804 | $244,442 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 17,605 | $244,357 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,437 | $244,017 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 5,515 | $243,763 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,208 | $243,295 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 10,612 | $243,225 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 2,140 | $243,037 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,300 | $242,400 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 23,028 | $242,305 | dollars as filed | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 6,760 | $242,278 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 2,237 | $241,294 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 4,904 | $241,081 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,519 | $240,556 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 7,378 | $239,894 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 14,016 | $238,400 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 17,034 | $237,111 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 14,433 | $236,990 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V674 | GLOBAL SUSTAINA | 4,633 | $236,895 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,784 | $236,789 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,475 | $236,707 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 5,716 | $236,128 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,573 | $236,038 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,062 | $235,734 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 6,014 | $235,208 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,388 | $234,697 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,439 | $232,014 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,629 | $231,758 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,019 | $228,013 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,668 | $227,879 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1,851 | $227,599 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,687 | $227,480 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,511 | $227,370 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 5,402 | $227,154 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 4,407 | $227,093 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 18,072 | $226,623 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 20,000 | $226,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 16,859 | $225,730 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,792 | $225,181 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,952 | $223,882 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,140 | $222,476 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,170 | $221,841 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 1,388 | $221,788 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 25,148 | $221,051 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 9,574 | $220,681 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 993 | $220,662 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,352 | $220,355 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,361 | $220,002 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 2,670 | $219,577 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,304 | $219,074 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,541 | $218,582 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 3,912 | $218,547 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 778 | $218,037 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 3,221 | $217,882 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,444 | $217,683 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 553 | $217,257 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 2,330 | $217,186 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 51,337 | $216,642 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 2,906 | $216,118 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,627 | $215,246 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 2,179 | $214,194 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,497 | $213,352 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 3,890 | $212,391 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 49,992 | $210,966 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,650 | $210,715 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,290 | $210,706 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,273 | $210,456 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 13,567 | $210,110 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 28,144 | $209,158 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 19,900 | $208,907 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 899 | $208,815 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 38,195 | $208,332 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,346 | $208,264 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,621 | $208,211 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,132 | $208,165 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 21,290 | $208,014 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 5,893 | $207,804 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 2,000 | $207,700 | dollars as filed | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,364 | $207,561 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 31,354 | $206,622 | dollars as filed | |
| F N B CORP | 302520101 | COM | 17,951 | $205,364 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 1,311 | $205,042 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 39,784 | $204,888 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 4,864 | $204,557 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 670 | $204,258 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,501 | $204,067 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,298 | $202,972 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 23,762 | $202,690 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 62,113 | $202,488 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 19,501 | $202,030 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 8,600 | $200,982 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 4,994 | $200,671 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 6,528 | $200,231 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 10,903 | $196,363 | dollars as filed | |
| GAMESQUARE HLDGS INC | 364934109 | COM | 65,000 | $195,650 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,513 | $195,332 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,507 | $188,841 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 13,540 | $188,747 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,000 | $185,100 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 14,225 | $182,364 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 11,571 | $181,986 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,313 | $180,344 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,876 | $176,517 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 19,158 | $176,430 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,012 | $176,081 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,530 | $174,557 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 17,689 | $172,812 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 45,000 | $171,900 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 16,545 | $171,241 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 10,048 | $170,622 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,683 | $169,406 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 90,464 | $168,264 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 10,329 | $165,972 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 12,834 | $162,391 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,280 | $161,968 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 13,028 | $151,361 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 10,271 | $149,232 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 12,194 | $138,404 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 30,000 | $135,000 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 12,000 | $130,440 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,958 | $129,896 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 6,000 | $129,360 | dollars as filed | call |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 20,895 | $127,250 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 13,298 | $127,129 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 31,569 | $126,907 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 10,500 | $121,695 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,474 | $119,983 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 12,131 | $117,943 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,303 | $117,734 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 42,614 | $116,336 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 218,706 | $116,024 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 26,510 | $113,198 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,103 | $105,902 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 46,281 | $105,328 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 28,370 | $101,368 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 25,913 | $98,729 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 14,924 | $96,409 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 20,710 | $96,301 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 81,333 | $91,906 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,546 | $90,767 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 15,000 | $89,400 | dollars as filed | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 11,000 | $89,320 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 42,714 | $87,564 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 25,000 | $86,250 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 40,714 | $85,500 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 23,378 | $84,161 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 12,388 | $83,372 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,500 | $83,300 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 18,393 | $83,136 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 10,282 | $80,611 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 34,250 | $76,499 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 43,067 | $76,228 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 18,000 | $71,640 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 15,345 | $70,282 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 22,449 | $68,918 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 35,236 | $64,482 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 66,528 | $54,553 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,060 | $54,017 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 13,474 | $50,423 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 20,100 | $46,230 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 38,434 | $44,199 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 17,640 | $43,218 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 17,450 | $42,927 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 25,000 | $42,000 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,358 | $38,454 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 0 | $38,160 | dollars as filed | callAmount filed as zero, left out of ratios. |
| Up Fintech Holding Ltd | 91531W106 | COM | 12,562 | $35,676 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,201 | $35,643 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 50,000 | $30,500 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 14,877 | $27,969 | dollars as filed | |
| WAVEDANCER INC | 456696103 | COM | 82,237 | $25,082 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 19,300 | $24,125 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,000 | $23,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50,069 | $22,355 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 45,738 | $21,954 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 10,000 | $20,800 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 12,034 | $20,698 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 16,619 | $19,943 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 20,683 | $18,555 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 30,662 | $14,699 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 11,644 | $14,206 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 6,900 | $11,335 | dollars as filed | call |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 13,016 | $11,325 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 10,254 | $11,074 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 10,476 | $9,801 | dollars as filed | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 10,043 | $924 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 16,666 | $262 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003398 | superseded | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-24-000248 | this filing | 2024-01-16 | acceptance time not in the bulk data set |