13F-HR filed by SANDERS MORRIS HARRIS LLC
SANDERS MORRIS HARRIS LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-10, with 162 holding rows worth $203,379,230.
- Accession
- 0001085146-24-000193
- Filer
- CIK 1053994
- Filed
- 2024-01-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 162 entries on the cover page, a total value of $203,379,230 stated on the cover page (in dollars after the unit check, H1), rows summing to $203,379,230 with VALUE read as dollars as filed, 13F file number 028-12760. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 87,907 | $16,275,735 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 22,976 | $11,905,605 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 12,423 | $7,235,342 | dollars as filed | |
| SPY | 78462F103 | SHS | 13,966 | $6,616,517 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 32,030 | $5,030,910 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $5,007,150 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 46,977 | $4,127,249 | dollars as filed | |
| VTI | 922908769 | COM | 15,666 | $3,698,719 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 75,692 | $3,664,479 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,064 | $3,662,245 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 9,032 | $3,654,254 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 8,807 | $3,297,743 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 4,242 | $3,198,052 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 19,498 | $3,134,283 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 23,200 | $2,736,044 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 19,310 | $2,709,708 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 12,000 | $2,702,278 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 4,426 | $2,648,462 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 125,000 | $2,437,579 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 21,505 | $2,292,054 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,762 | $2,234,737 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,035 | $2,183,890 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 3,750 | $2,171,108 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 29,318 | $2,138,100 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 16,960 | $2,075,525 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 81,777 | $1,997,034 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,200 | $1,994,011 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 13,340 | $1,990,012 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 18,460 | $1,929,071 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,370 | $1,602,275 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,197 | $1,571,535 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,861 | $1,516,231 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 3,593 | $1,512,109 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5,685 | $1,487,442 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 5,685 | $1,480,475 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,643 | $1,446,014 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,524 | $1,439,766 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,250 | $1,434,221 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,002 | $1,430,316 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,997 | $1,426,329 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 14,563 | $1,400,784 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 4,292 | $1,327,852 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 14,103 | $1,291,136 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 575,189 | $1,252,473 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 5,674 | $1,230,460 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 15,354 | $1,209,818 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 5,752 | $1,123,680 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 3,493 | $1,093,781 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 3,730 | $1,046,140 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 2,850 | $1,027,305 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 21,500 | $1,027,055 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 8,361 | $996,335 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,750 | $980,718 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 5,605 | $942,847 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,478 | $933,194 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 5,426 | $931,970 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,700 | $922,385 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,900 | $909,425 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 6,096 | $905,010 | dollars as filed | |
| General Electric Company | 369604301 | COM | 6,674 | $849,600 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 11,822 | $815,820 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,056 | $815,701 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 27,709 | $813,814 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 24,870 | $811,259 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,125 | $798,980 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 10,250 | $796,673 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 4,600 | $794,420 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 3,200 | $793,652 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 22,500 | $779,688 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,860 | $770,015 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,830 | $760,702 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $759,540 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,000 | $745,600 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,630 | $742,771 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,892 | $732,321 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,350 | $730,126 | dollars as filed | |
| Intel Corp | 458140100 | COM | 15,010 | $726,086 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 1,021 | $711,294 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 6,212 | $708,896 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,203 | $708,886 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,677 | $696,356 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,923 | $695,345 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 15,000 | $688,125 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,500 | $684,144 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 39,301 | $680,497 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,046 | $679,739 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,266 | $677,120 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 18,600 | $662,532 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 47,156 | $658,576 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 1,700 | $645,660 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,457 | $644,973 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,000 | $642,680 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 35,093 | $633,253 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 15,650 | $624,122 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,163 | $621,585 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 2,650 | $620,467 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,920 | $614,981 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 23,748 | $605,472 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,500 | $593,285 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 10,015 | $551,175 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,350 | $546,163 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,925 | $534,139 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,250 | $531,990 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 169,673 | $529,974 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,517 | $527,736 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 4,000 | $518,480 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 12,800 | $505,408 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,000 | $504,860 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 5,500 | $489,885 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,000 | $478,740 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 5,000 | $472,175 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 15,000 | $465,038 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 68,070 | $462,564 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26,000 | $460,850 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 11,493 | $460,697 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,700 | $459,692 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 11,200 | $458,752 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,000 | $457,458 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,213 | $455,027 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 10,377 | $452,253 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,600 | $450,085 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,547 | $447,476 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,890 | $445,479 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,784 | $444,934 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,000 | $440,970 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,922 | $413,521 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 9,868 | $412,835 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 4,744 | $410,196 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 3,900 | $403,461 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 31,287 | $402,362 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,000 | $395,856 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 18,475 | $387,069 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 12,970 | $384,301 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,475 | $358,784 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 5,000 | $355,000 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,775 | $341,900 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 7,000 | $338,013 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,800 | $336,750 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 7,560 | $330,939 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 5,000 | $327,400 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 13,421 | $323,471 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,913 | $312,029 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,183 | $310,304 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,020 | $302,770 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 4,370 | $301,768 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 12,686 | $290,788 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,000 | $284,490 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,433 | $282,353 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 4,000 | $271,200 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 3,701 | $263,301 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,816 | $236,577 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,900 | $229,809 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 437 | $217,556 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 10,460 | $217,254 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,000 | $213,840 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,837 | $213,193 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 24,975 | $212,468 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 122,998 | $167,731 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 16,200 | $151,730 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 16,000 | $138,160 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 16,187 | $79,964 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,840 | $26,354 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-000193 | this filing | 2024-01-10 | acceptance time not in the bulk data set |