13F-HR filed by DFPG INVESTMENTS, LLC
DFPG INVESTMENTS, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-10, with 621 holding rows worth $1,281,414,928.
- Accession
- 0001085146-24-000121
- Filer
- CIK 1504665
- Filed
- 2024-01-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 621 entries on the cover page, a total value of $1,281,414,928 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,281,414,928 with VALUE read as dollars as filed, 13F file number 028-18973. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerTOWNSQUARE CAPITAL LLC028-19141
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESMED INC COM | 761152107 | Stock | 1,949 | $323,141 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,320 | $321,677 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 4,904 | $321,575 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 5,565 | $319,853 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,117 | $319,414 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 4,938 | $318,710 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 9,408 | $317,050 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,869 | $315,291 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 3,122 | $314,947 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,682 | $314,771 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 20,073 | $311,734 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,750 | $310,275 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,850 | $308,636 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 2,118 | $308,508 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,450 | $308,296 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 7,549 | $305,508 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 6,517 | $303,907 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,915 | $301,416 | dollars as filed | |
| MGC | 921910873 | COM | 1,762 | $294,385 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,461 | $294,283 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 4,620 | $293,791 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,093 | $293,733 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 3,956 | $293,179 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 12,770 | $287,070 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 5,085 | $285,166 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 6,628 | $284,654 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 13,649 | $283,763 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 4,368 | $282,610 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,914 | $280,809 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,426 | $280,528 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 6,601 | $280,344 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 6,136 | $279,004 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,086 | $277,402 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,265 | $276,370 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,332 | $272,732 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,036 | $270,976 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,225 | $270,846 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,076 | $269,739 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,621 | $265,739 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 1,738 | $264,335 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 7,145 | $263,007 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,968 | $262,766 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 12,919 | $261,605 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 4,201 | $260,818 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 5,885 | $260,411 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,477 | $259,396 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,399 | $259,284 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,109 | $259,208 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 19,247 | $258,484 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,273 | $258,260 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 5,676 | $254,281 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,413 | $253,845 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 7,069 | $253,353 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 9,070 | $250,507 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,279 | $247,020 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,186 | $244,772 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,530 | $243,744 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 6,141 | $243,122 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 16,469 | $243,082 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,816 | $242,520 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,408 | $241,571 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,351 | $240,451 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 29,058 | $240,019 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,542 | $238,733 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 3,255 | $237,978 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 3,125 | $237,535 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 492 | $236,345 | dollars as filed | |
| VIRTUS ETF TR II | 92790A405 | SEIX SR LN ETF | 9,833 | $235,298 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 21,473 | $234,700 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,205 | $234,565 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 4,825 | $234,381 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,032 | $232,739 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 6,093 | $232,562 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 5,269 | $232,258 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 685 | $231,773 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,173 | $230,742 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 4,785 | $230,685 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,243 | $230,537 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,380 | $230,068 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,346 | $226,189 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,611 | $226,131 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 2,636 | $225,953 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 6,774 | $225,168 | dollars as filed | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 2,883 | $225,018 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 19,599 | $224,993 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 4,090 | $224,747 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 305 | $224,506 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 23,021 | $223,304 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 2,809 | $221,541 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 797 | $217,616 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 7,853 | $216,115 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,315 | $216,094 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,272 | $215,232 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 3,152 | $214,336 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 735 | $213,816 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 14,030 | $210,592 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 754 | $210,473 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,518 | $209,126 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 5,106 | $208,038 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,804 | $207,521 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 9,155 | $203,699 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,673 | $202,896 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 2,825 | $202,631 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 857 | $202,205 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,926 | $201,286 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,034 | $201,138 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 15,219 | $200,434 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 3,243 | $200,068 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 25,652 | $184,694 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 17,807 | $148,511 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,587 | $116,458 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,170 | $111,362 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,001 | $85,478 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 69,000 | $68,446 | dollars as filed | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,100 | $45,046 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 10,280 | $35,569 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 41,800 | $30,940 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 37,322 | $30,567 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 32,430 | $7,984 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 12,493 | $6,063 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 10,000 | $500 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-24-000121 | this filing | 2024-01-10 | acceptance time not in the bulk data set |