13F-HR filed by BLUEFIN CAPITAL MANAGEMENT, LLC
BLUEFIN CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 194 holding rows worth $1,184,929,874.
- Accession
- 0001085146-23-004513
- Filer
- CIK 1144208
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 194 entries on the cover page, a total value of $1,184,929,874 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,184,929,874 with VALUE read as dollars as filed, 13F file number 028-20399. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,070,151 | $382,162,230 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 944,500 | $298,225,875 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 1,244,180 | $90,700,722 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 1,206,283 | $82,907,831 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 269,850 | $66,135,626 | dollars as filed | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,463,690 | $38,831,696 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 208,848 | $34,769,015 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 424,036 | $18,339,557 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 5,472,500 | $16,068,779 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 119,700 | $15,216,264 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 739,486 | $12,807,898 | dollars as filed | |
| Apple Inc | 037833100 | COM | 48,000 | $8,218,080 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 167,571 | $6,652,569 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 82,814 | $5,614,789 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 740,598 | $5,613,733 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 122,803 | $5,316,142 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,907,400 | $5,264,260 | dollars as filed | call |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 359,003 | $4,494,717 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 95,229 | $4,242,452 | dollars as filed | |
| INFINERA CORP | 45667GAG8 | BOND | 45,000 | $4,190,342 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 9,000 | $3,847,320 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 491,500 | $3,827,404 | dollars as filed | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 366,004 | $3,429,457 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 78,800 | $3,313,540 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 21,770,200 | $3,226,505 | dollars as filed | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 189,776 | $2,717,592 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 1,192,235 | $2,646,762 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 27,500 | $2,423,277 | dollars as filed | principal |
| CRITEO S A SPONS ADS | 226718104 | ADR | 77,709 | $2,269,103 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 145,600 | $2,042,768 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 2,544,600 | $1,967,760 | dollars as filed | call |
| EQT CORP COM | 26884L109 | Stock | 48,114 | $1,952,466 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 20,000 | $1,894,000 | dollars as filed | principal |
| FORD MTR CO COM | 345370860 | Stock | 136,663 | $1,697,354 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 113,910 | $1,659,669 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,015 | $1,577,678 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 99,858 | $1,542,806 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,100 | $1,250,529 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 65,400 | $1,226,985 | dollars as filed | call |
| CUMMINS INC COM | 231021106 | Stock | 5,271 | $1,204,213 | dollars as filed | |
| Intel Corp | 458140100 | COM | 33,100 | $1,176,705 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 38,375 | $1,050,324 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 3,900 | $1,033,188 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,500 | $983,115 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,158 | $961,812 | dollars as filed | |
| CHIJET MTR CO INC. | G4465R103 | COM | 570,083 | $952,039 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,600 | $940,500 | dollars as filed | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 224,100 | $923,292 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,000 | $857,250 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 51,482 | $823,712 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 54,511 | $817,120 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 9,621 | $766,890 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,700 | $724,064 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 12,206 | $719,422 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 160,000 | $712,000 | dollars as filed | put |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 20,000 | $706,800 | dollars as filed | |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 20,000 | $706,200 | dollars as filed | principal |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 16,478 | $653,682 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 18,100 | $643,817 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,300 | $623,174 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 385,000 | $608,493 | dollars as filed | put |
| STELLANTIS N.V SHS | N82405106 | Stock | 31,700 | $606,421 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 163,000 | $565,275 | dollars as filed | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 20,400 | $558,348 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,100,000 | $539,500 | dollars as filed | put |
| VMWARE, INC. | 928563402 | CL A COM | 342,300 | $530,373 | dollars as filed | put |
| SMUCKER J M CO | 832696405 | COM NEW | 4,129 | $507,495 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 20,000 | $455,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 17,789 | $452,730 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,000 | $451,950 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 496,600 | $447,983 | dollars as filed | call |
| ISHARES TR | 464288687 | COM | 14,000 | $422,100 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,500 | $395,370 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 50,624 | $360,443 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 531,200 | $358,560 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 10,800 | $358,236 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,000 | $347,070 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 32,532 | $339,959 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 26,400 | $328,020 | dollars as filed | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 247,100 | $322,520 | dollars as filed | call |
| JPMorgan Chase & Co | 46625H100 | COM | 2,200 | $319,044 | dollars as filed | |
| SPY | 78462F103 | SHS | 100,000 | $318,700 | dollars as filed | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,380 | $318,355 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 7,573 | $311,477 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,000 | $300,210 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 9,200 | $298,172 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M111 | *W EXP 08/11/202 | 74,280 | $290,435 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 57,816 | $289,080 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,950 | $281,120 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 129,600 | $263,611 | dollars as filed | call |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 14,300 | $260,546 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,100 | $253,177 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 35,000 | $250,653 | dollars as filed | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,100 | $226,863 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,500 | $223,590 | dollars as filed | |
| KALEYRA INC | 483379202 | COM | 29,613 | $214,398 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 50,000 | $210,000 | dollars as filed | put |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 150,000 | $187,500 | dollars as filed | call |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 39,817 | $172,806 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 11,433 | $172,638 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 215,400 | $172,320 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,200 | $156,264 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 50,000 | $142,500 | dollars as filed | put |
| ABCAM PLC | 000380204 | ADR USD | 570,000 | $118,664 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 175,000 | $118,125 | dollars as filed | put |
| SPY | 78462F103 | SHS | 508,900 | $107,076 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 60,000 | $100,800 | dollars as filed | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 554,100 | $99,985 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 107,500 | $87,075 | dollars as filed | put |
| SPIRIT AIRLS INC | 848577102 | COM | 39,100 | $83,272 | dollars as filed | put |
| Citigroup Inc. | 172967424 | COM | 37,300 | $76,931 | dollars as filed | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 224,000 | $73,920 | dollars as filed | put |
| TRIPADVISOR INC | 896945201 | COM | 197,500 | $73,500 | dollars as filed | put |
| TILRAY INC | 88688T100 | COM CL 2 | 29,087 | $69,518 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 70,500 | $63,803 | dollars as filed | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 175,000 | $56,875 | dollars as filed | call |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 200,000 | $55,000 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 34,700 | $54,826 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 80,000 | $49,250 | dollars as filed | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 632,300 | $45,197 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,000 | $44,700 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 22,500 | $40,813 | dollars as filed | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 72,500 | $39,318 | dollars as filed | call |
| SNDL INC | 83307B101 | COM | 19,700 | $37,430 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 135,600 | $35,934 | dollars as filed | put |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 316,091 | $33,885 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 26,500 | $31,668 | dollars as filed | put |
| ABCAM PLC | 000380204 | ADR USD | 555,000 | $27,750 | dollars as filed | put |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 160,000 | $27,200 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 43,700 | $26,060 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 15,000 | $24,675 | dollars as filed | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 75,500 | $24,183 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 426,300 | $24,063 | dollars as filed | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 31,300 | $22,693 | dollars as filed | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 446,600 | $22,330 | dollars as filed | call |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 402,443 | $20,525 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,200,000 | $18,000 | dollars as filed | put |
| BALL CORP | 058498106 | COM | 136,300 | $17,038 | dollars as filed | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 10,000 | $16,250 | dollars as filed | call |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 1,019,029 | $15,387 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 31,300 | $14,555 | dollars as filed | call |
| Altria Group Inc | 02209S103 | COM | 51,500 | $13,905 | dollars as filed | put |
| SEA LTD | 81141R100 | SPONSORD ADS | 55,200 | $13,828 | dollars as filed | call |
| BEYOND MEAT INC | 08862E109 | COM | 171,100 | $10,288 | dollars as filed | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 83,100 | $9,773 | dollars as filed | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 45,800 | $9,194 | dollars as filed | call |
| TRIPADVISOR INC | 896945201 | COM | 78,900 | $7,793 | dollars as filed | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28,000 | $7,560 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 47,500 | $5,963 | dollars as filed | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 233,900 | $5,849 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 230,200 | $5,755 | dollars as filed | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 108,800 | $5,305 | dollars as filed | put |
| TARGET CORP COM | 87612E106 | Stock | 69,500 | $5,183 | dollars as filed | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,700 | $4,763 | dollars as filed | put |
| ETSY INC | 29786A106 | COM | 15,000 | $4,350 | dollars as filed | call |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 30,000 | $4,050 | dollars as filed | put |
| McDonalds Corporation | 580135101 | COM | 25,000 | $4,000 | dollars as filed | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 50,000 | $3,750 | dollars as filed | call |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 75,000 | $3,750 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 24,800 | $3,456 | dollars as filed | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 25,600 | $3,200 | dollars as filed | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,000 | $3,050 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 72,300 | $2,867 | dollars as filed | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 61,100 | $2,861 | dollars as filed | call |
| DOCUSIGN INC COM | 256163106 | Stock | 29,100 | $2,774 | dollars as filed | call |
| Apple Inc | 037833100 | COM | 75,000 | $2,625 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 97,600 | $2,566 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 45,400 | $2,559 | dollars as filed | call |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 21,900 | $2,409 | dollars as filed | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 12,500 | $2,188 | dollars as filed | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 32,000 | $2,080 | dollars as filed | call |
| RESMED INC COM | 761152107 | Stock | 10,000 | $2,000 | dollars as filed | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,100 | $1,919 | dollars as filed | call |
| MODERNA INC | 60770K107 | COM | 36,500 | $1,895 | dollars as filed | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 52,500 | $1,838 | dollars as filed | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,100 | $1,768 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,000 | $1,250 | dollars as filed | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 96,300 | $1,190 | dollars as filed | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 15,000 | $1,125 | dollars as filed | call |
| INVESCO QQQ TR | 46090E103 | COM | 12,000 | $900 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 32,800 | $820 | dollars as filed | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 40,000 | $800 | dollars as filed | call |
| NextEra Energy,Inc. | 65339F101 | COM | 31,900 | $798 | dollars as filed | call |
| PepsiCo,Inc. | 713448108 | COM | 18,300 | $732 | dollars as filed | call |
| Coca-Cola Company | 191216100 | COM | 53,000 | $565 | dollars as filed | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 11,300 | $565 | dollars as filed | call |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 12,800 | $320 | dollars as filed | call |
| Starbucks Corporation | 855244109 | COM | 30,700 | $307 | dollars as filed | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,000 | $250 | dollars as filed | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,000 | $250 | dollars as filed | call |
| DISCOVER FINL SVCS | 254709108 | COM | 23,700 | $237 | dollars as filed | call |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 13,500 | $135 | dollars as filed | call |
| SNDL INC | 83307B101 | COM | 11,100 | $56 | dollars as filed | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 100,000 | $10 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004513 | this filing | 2023-11-14 | acceptance time not in the bulk data set |