13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 2,711 holding rows worth $15,849,173,822.
- Accession
- 0001085146-23-004413
- Filer
- CIK 1534468
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 2,711 entries on the cover page, a total value of $15,849,173,822 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,849,173,822 with VALUE read as dollars as filed, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 52,618 | $147,330 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 15,249 | $146,698 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 79,382 | $143,681 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 20,496 | $143,062 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 21,383 | $143,052 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 17,057 | $142,597 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 17,724 | $142,501 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,300 | $142,033 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 13,925 | $140,781 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 12,594 | $140,424 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 28,905 | $140,192 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 11,698 | $139,668 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 11,319 | $139,447 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,946 | $139,171 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,341 | $138,259 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,600 | $138,040 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,327 | $135,797 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 15,481 | $135,304 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 50,346 | $134,424 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17,154 | $133,631 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,921 | $133,339 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 19,725 | $132,158 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,972 | $132,035 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 19,017 | $131,598 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 17,085 | $131,553 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 15,922 | $131,041 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 15,751 | $130,733 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 33,149 | $129,612 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 78,000 | $128,700 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 11,994 | $127,856 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 10,502 | $127,181 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 12,428 | $127,138 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 33,670 | $126,600 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 13,240 | $125,515 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 37,455 | $125,474 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,934 | $123,917 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 12,068 | $122,490 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 21,755 | $122,261 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,425 | $121,868 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 11,858 | $121,662 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 27,578 | $121,619 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 11,485 | $121,511 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,792 | $121,458 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 61,213 | $120,902 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 10,614 | $119,089 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 12,253 | $117,874 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 11,669 | $117,570 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 25,749 | $116,900 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 14,122 | $115,516 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 147,331 | $114,432 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 30,310 | $113,966 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,793 | $113,931 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,938 | $113,427 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,021 | $111,533 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 110,000 | $109,073 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 12,070 | $108,630 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,400 | $107,502 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,130 | $106,264 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 11,650 | $106,015 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 97,000 | $101,899 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,486 | $101,504 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,176 | $101,376 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 19,790 | $100,929 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 16,000 | $100,000 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 24,271 | $99,997 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,335 | $99,935 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 22,700 | $99,880 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 11,509 | $99,667 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 14,899 | $99,075 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 11,815 | $98,655 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,211 | $98,225 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 12,241 | $97,806 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 13,412 | $96,028 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 10,285 | $95,651 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 101,000 | $95,142 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 26,545 | $94,235 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 90,000 | $93,735 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 35,778 | $92,665 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 20,032 | $91,146 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,669 | $90,682 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 107,000 | $90,287 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 91,000 | $89,408 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 14,277 | $88,375 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,745 | $88,320 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,876 | $86,878 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 54,726 | $85,920 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 10,066 | $84,856 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,879 | $84,226 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,162 | $83,893 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 12,412 | $83,285 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 106,000 | $81,949 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 15,437 | $81,816 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 40,240 | $81,285 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,244 | $80,720 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,923 | $80,211 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,279 | $79,868 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 81,000 | $78,627 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 95,000 | $78,494 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 91,000 | $78,260 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 17,010 | $75,184 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,495 | $74,724 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 80,000 | $74,634 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 14,947 | $74,436 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 81,000 | $73,832 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 33,513 | $73,393 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 12,829 | $71,073 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 21,704 | $70,972 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 23,526 | $70,813 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 20,506 | $70,336 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 73,000 | $67,817 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 11,017 | $67,424 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 10,004 | $67,126 | dollars as filed | |
| Electriq Power Holdings Inc | 285046108 | Equity | 38,126 | $67,102 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,498 | $66,980 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 12,900 | $66,048 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 13,523 | $65,451 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 51,506 | $65,413 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 12,765 | $64,591 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,824 | $64,421 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 40,195 | $64,312 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 11,022 | $64,258 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 75,500 | $62,846 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 69,000 | $62,057 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 17,259 | $61,960 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,672 | $60,020 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,164 | $59,896 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 12,095 | $59,750 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 12,962 | $59,625 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 10,000 | $58,300 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,371 | $57,179 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,160 | $56,244 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 56,000 | $55,474 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,296 | $54,393 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 14,900 | $54,236 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 33,075 | $52,259 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 21,060 | $51,176 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 50,000 | $48,750 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 43,000 | $48,590 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,091 | $48,044 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,627 | $48,020 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 50,000 | $45,000 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 14,055 | $43,993 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 12,595 | $42,571 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 28,051 | $42,357 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,150 | $42,269 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 15,523 | $42,223 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 45,000 | $41,963 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 12,500 | $41,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,809 | $40,387 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 43,000 | $37,840 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 32,860 | $37,132 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,800 | $35,370 | dollars as filed | put |
| DENISON MINES CORP | 248356107 | COM | 20,870 | $34,436 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 36,000 | $33,075 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 31,000 | $31,485 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 21,051 | $30,734 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,852 | $30,716 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 13,908 | $29,763 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 14,127 | $29,384 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 22,124 | $28,208 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 31,000 | $27,203 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,063 | $25,998 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 17,201 | $25,802 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 47,033 | $23,046 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 11,728 | $22,049 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,000 | $21,600 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 21,000 | $20,391 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,977 | $20,121 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 22,000 | $18,436 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 10,000 | $18,400 | dollars as filed | |
| FG GROUP HOLDINGS INC | 302462106 | COMMON | 10,866 | $18,255 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 11,005 | $17,168 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 17,000 | $16,713 | dollars as filed | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 42,500 | $16,239 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 25,823 | $15,628 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 91,000 | $15,206 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 10,800 | $15,012 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 19,665 | $14,827 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 15,495 | $14,082 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 14,000 | $13,509 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 13,262 | $12,997 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 21,300 | $12,863 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $12,586 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 13,500 | $10,585 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 13,800 | $10,488 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,205 | $10,309 | dollars as filed | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 11,000 | $10,258 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,412 | $7,254 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 12,000 | $7,190 | dollars as filed | |
| The Alkaline Wtr Co | 01643A306 | COM | 19,196 | $7,007 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 16,711 | $6,935 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 22,500 | $6,865 | dollars as filed | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,277 | $5,165 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,800 | $4,488 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 12,700 | $3,790 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,000 | $3,200 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 1,000 | $3,200 | dollars as filed | call |
| VANECK ETF TRUST | 92189F676 | COM | 1,000 | $2,590 | dollars as filed | call |
| ISUN INC | 465246106 | COMMON | 10,625 | $2,390 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 11,220 | $2,007 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B402 | CLASS A COM | 30,000 | $1,767 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,157 | $1,734 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,000 | $1,450 | dollars as filed | call |
| BALL CORP | 058498106 | COM | 400 | $1,200 | dollars as filed | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,200 | $1,125 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $850 | dollars as filed | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,500 | $390 | dollars as filed | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,000 | $260 | dollars as filed | call |
| MASTEC INC COM | 576323109 | Stock | 500 | $100 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 200 | $26 | dollars as filed | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,000 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004413 | this filing | 2023-11-14 | acceptance time not in the bulk data set |