13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 2,201 holding rows worth $11,584,744,937.
- Accession
- 0001085146-23-004411
- Filer
- CIK 1666741
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 2,201 entries on the cover page, a total value of $11,584,744,937 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,584,744,937 with VALUE read as dollars as filed, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 14,416 | $178,763 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,283 | $178,658 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,627 | $178,640 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 31,305 | $178,440 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 19,028 | $176,576 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 17,960 | $176,188 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 38,913 | $175,888 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,675 | $174,990 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 36,564 | $174,593 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 11,751 | $174,380 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,000 | $172,250 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 20,189 | $170,193 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 33,163 | $170,129 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,005 | $168,810 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 17,914 | $167,852 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 14,790 | $167,570 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 17,625 | $167,085 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,980 | $166,457 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 12,504 | $166,299 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 14,920 | $165,910 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,586 | $165,616 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 16,103 | $165,379 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,384 | $165,275 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,199 | $165,173 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 21,972 | $165,008 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,396 | $164,825 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 15,632 | $163,194 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,875 | $163,014 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 16,879 | $161,026 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 13,112 | $160,622 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,402 | $159,216 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 14,832 | $158,999 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,157 | $157,840 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 12,291 | $157,571 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 14,228 | $156,366 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,135 | $155,876 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,487 | $153,720 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 16,702 | $152,658 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 16,849 | $152,315 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 18,462 | $151,573 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 38,431 | $150,651 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 24,984 | $147,905 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,374 | $147,439 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 11,138 | $147,244 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 20,433 | $145,486 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13,756 | $144,298 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,930 | $143,297 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 33,937 | $140,587 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 18,784 | $139,753 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 11,628 | $137,441 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,065 | $132,609 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 11,623 | $130,643 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 25,500 | $130,560 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 18,745 | $128,778 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 22,061 | $128,614 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 10,214 | $128,084 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,540 | $127,636 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,397 | $126,407 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,687 | $126,280 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 14,408 | $124,776 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,206 | $124,533 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,759 | $124,122 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,603 | $123,791 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 18,366 | $123,239 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 26,559 | $122,437 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,555 | $122,279 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 19,490 | $122,007 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 14,910 | $121,964 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,925 | $121,289 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,705 | $120,681 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 24,228 | $120,412 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,958 | $120,004 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,929 | $118,172 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 22,153 | $117,632 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 31,452 | $117,630 | dollars as filed | |
| GLOBAL X FDS | 37954Y145 | CANNABIS ETF NEW | 17,354 | $115,401 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 10,712 | $115,259 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,127 | $114,721 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 13,740 | $114,044 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 96,050 | $113,915 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,388 | $113,197 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 21,850 | $112,528 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 42,862 | $110,584 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,937 | $110,087 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 22,013 | $108,084 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 13,826 | $106,462 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,589 | $105,862 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 25,000 | $105,598 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 18,803 | $104,733 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 120,100 | $102,337 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 71,763 | $101,903 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 21,000 | $101,850 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,565 | $101,633 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 22,000 | $100,320 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,865 | $99,958 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 10,039 | $99,687 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,013 | $98,870 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 11,030 | $98,277 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,538 | $97,405 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 19,006 | $97,121 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 16,152 | $96,589 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,995 | $93,459 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 17,012 | $92,888 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 15,051 | $92,112 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 11,528 | $91,532 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 18,421 | $89,526 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 21,500 | $88,580 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,110 | $84,436 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 21,151 | $83,546 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,021 | $83,174 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 45,749 | $82,806 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,065 | $82,525 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,094 | $79,872 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,975 | $79,754 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 38,875 | $78,528 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,600 | $75,267 | dollars as filed | put |
| TILRAY INC | 88688T100 | COM CL 2 | 31,370 | $74,974 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 21,748 | $73,291 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 11,863 | $73,195 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,772 | $72,551 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 33,053 | $71,725 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,840 | $69,062 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,609 | $64,097 | dollars as filed | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 11,023 | $60,516 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 15,568 | $56,825 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 11,098 | $56,156 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,043 | $53,959 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 69,204 | $53,764 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $49,579 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 14,210 | $48,030 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,767 | $46,119 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,238 | $45,936 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 36,436 | $42,266 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,205 | $41,683 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 187,790 | $40,187 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 14,514 | $39,478 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 12,000 | $38,880 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 19,260 | $38,327 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 11,700 | $33,977 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,200 | $33,600 | dollars as filed | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,000 | $31,735 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 14,842 | $31,317 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 15,000 | $30,150 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 17,676 | $30,049 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 141,320 | $29,946 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 121,524 | $29,044 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 29,000 | $28,507 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 21,077 | $28,032 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 47,007 | $27,734 | dollars as filed | |
| NULL | 09071M205 | NULL | 14,860 | $27,045 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 13,412 | $26,824 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 10,923 | $24,686 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 68,148 | $24,445 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 20,328 | $22,971 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 23,371 | $22,431 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,400 | $22,360 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,332 | $22,198 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 26,834 | $21,360 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 16,615 | $21,267 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 12,000 | $19,200 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,400 | $19,040 | dollars as filed | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 65,000 | $17,791 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 10,804 | $16,962 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 2,500 | $16,750 | dollars as filed | put |
| PHIO PHARMACEUTICALS CORP | 71880W402 | COM | 10,666 | $16,106 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 13,575 | $16,019 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 13,570 | $15,877 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 14,922 | $12,860 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 15,506 | $12,420 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $10,144 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 600 | $9,798 | dollars as filed | put |
| NEW GOLD INC CDA | 644535106 | COM | 10,320 | $9,392 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 10,000 | $8,328 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 12,371 | $7,487 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 15,000 | $7,169 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 129,400 | $5,435 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,000 | $4,280 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 16,065 | $3,550 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 900 | $3,330 | dollars as filed | put |
| CAMBER ENERGY INC | 13200M607 | COM | 14,406 | $3,310 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 18,100 | $3,025 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $2,920 | dollars as filed | put |
| Medtronic Plc | G5960L103 | COM | 400 | $2,740 | dollars as filed | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 300 | $2,070 | dollars as filed | put |
| NUTEX HEALTH INC | 67079U108 | COM | 10,000 | $2,025 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 300 | $1,965 | dollars as filed | put |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 16,500 | $1,741 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 500 | $1,700 | dollars as filed | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 400 | $1,688 | dollars as filed | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $1,020 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 26,834 | $912 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 100 | $885 | dollars as filed | put |
| KELLANOVA | 487836108 | COM | 200 | $860 | dollars as filed | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 200 | $800 | dollars as filed | put |
| Johnson & Johnson | 478160104 | COM | 100 | $690 | dollars as filed | put |
| CONAGRA FOODS INC | 205887102 | COM | 200 | $580 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 200 | $392 | dollars as filed | put |
| SHELL PLC SPON ADS | 780259305 | ADR | 300 | $390 | dollars as filed | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 300 | $315 | dollars as filed | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 200 | $124 | dollars as filed | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $1 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004411 | this filing | 2023-11-14 | acceptance time not in the bulk data set |