13F-HR filed by Cowen Investment Management LLC
Cowen Investment Management LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 15 holding rows worth $78,836,221.
- Accession
- 0001085146-23-004321
- Filer
- CIK 1475770
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 15 entries on the cover page, a total value of $78,836,221 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,836,221 with VALUE read as dollars as filed, 13F file number 028-13626. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,152,575 | $40,942,178 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 1,012,867 | $12,681,095 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,421,183 | $9,417,120 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 143,233 | $5,306,783 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 509,837 | $3,630,039 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 33,670 | $3,060,940 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 17,550 | $1,602,666 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N103 | CLASS A COM | 50,000 | $537,500 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 160,000 | $435,200 | dollars as filed | |
| SPY | 78462F103 | SHS | 55,000 | $416,075 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 75,000 | $326,250 | dollars as filed | put |
| INNOVATE CORP | 45784J105 | COM | 125,000 | $202,500 | dollars as filed | |
| STEEL CONNECT INC | 858098205 | COM | 18,830 | $197,715 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 121,493 | $59,410 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 10,000 | $20,750 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004321 | this filing | 2023-11-13 | acceptance time not in the bulk data set |