13F-HR filed by LEVEL FOUR ADVISORY SERVICES, LLC
LEVEL FOUR ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 759 holding rows worth $1,551,095,332.
- Accession
- 0001085146-23-004312
- Filer
- CIK 1696715
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 759 entries on the cover page, a total value of $1,551,095,332 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,551,095,344 with VALUE read as dollars as filed, 13F file number 028-17884. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 80,279 | $411,832 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,728 | $410,935 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 27,041 | $410,212 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 11,697 | $409,278 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,649 | $409,053 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,449 | $403,630 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 9,804 | $401,970 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 13,563 | $401,600 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 11,628 | $400,563 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 30,788 | $399,320 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 39,236 | $397,064 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 44,139 | $395,044 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 20,574 | $393,581 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,976 | $388,407 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,223 | $385,744 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 5,829 | $385,009 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 7,103 | $384,461 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 1,110 | $382,994 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,577 | $381,839 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 7,449 | $381,311 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 5,488 | $381,258 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 6,921 | $379,940 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 975 | $379,924 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,925 | $378,744 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,182 | $377,638 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 6,687 | $375,274 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,472 | $371,687 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,270 | $371,208 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17,565 | $366,055 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,683 | $364,873 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 4,103 | $364,342 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 23,281 | $363,878 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,779 | $361,167 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,171 | $360,362 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 16,335 | $360,029 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,674 | $358,537 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 6,252 | $357,735 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 10,555 | $355,704 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,828 | $354,159 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,675 | $353,929 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,305 | $352,982 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 2,380 | $351,670 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 6,879 | $349,453 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,025 | $340,695 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 13,663 | $340,345 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 12,507 | $339,564 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,254 | $338,351 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 1,300 | $337,649 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,676 | $336,132 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 19,195 | $334,377 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,659 | $333,465 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 19,203 | $331,828 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 12,978 | $331,199 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,324 | $327,706 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,321 | $325,098 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 8,453 | $325,084 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 9,182 | $323,849 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 24,699 | $323,808 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,745 | $323,726 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 627 | $322,334 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,138 | $318,992 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,994 | $317,127 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 5,273 | $316,327 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,359 | $316,205 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 57,687 | $314,394 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 22,831 | $313,241 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,941 | $311,957 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,775 | $310,729 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 6,347 | $309,924 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,580 | $309,696 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 3,274 | $307,419 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 5,727 | $306,534 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,070 | $305,911 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 19,114 | $305,824 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 5,912 | $305,044 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 689 | $303,360 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 6,048 | $302,823 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 14,099 | $300,853 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,468 | $300,814 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 5,609 | $296,155 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,723 | $292,148 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,866 | $289,010 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,461 | $287,180 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,830 | $287,037 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 13,872 | $286,734 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,036 | $284,378 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,604 | $284,044 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,661 | $283,956 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 14,401 | $283,556 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,968 | $283,035 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,617 | $281,552 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 83,567 | $279,949 | dollars as filed | |
| CORNING INC | 219350105 | COM | 9,068 | $276,289 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 43,479 | $275,223 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 54,243 | $274,468 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 21,176 | $272,529 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 10,021 | $271,168 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,239 | $271,016 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 592 | $270,331 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,365 | $269,128 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 15,801 | $269,096 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,327 | $266,703 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,000 | $264,600 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 183,400 | $264,096 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,484 | $262,345 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,749 | $262,126 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 7,913 | $261,597 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 5,215 | $261,538 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 992 | $261,289 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 27,679 | $261,014 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,437 | $260,799 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,883 | $259,384 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,127 | $258,609 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,968 | $257,979 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 951 | $256,837 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,112 | $256,499 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,446 | $253,032 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 51,823 | $251,861 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,153 | $251,797 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,650 | $251,312 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 919 | $251,136 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 8,691 | $250,127 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 5,588 | $249,355 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 8,945 | $249,208 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,610 | $248,380 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 6,334 | $248,242 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 43,920 | $246,391 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,631 | $246,335 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 963 | $245,653 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,096 | $244,879 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 41,526 | $244,588 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 8,528 | $244,455 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,240 | $243,563 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,358 | $243,558 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 11,652 | $242,362 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,501 | $241,073 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 19,118 | $239,931 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,162 | $236,418 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 28,595 | $236,197 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 21,385 | $235,667 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,985 | $234,345 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,347 | $234,275 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,105 | $234,256 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 4,315 | $233,700 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,159 | $233,017 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,192 | $230,796 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,682 | $230,787 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 9,615 | $230,754 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 4,576 | $229,508 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,152 | $229,236 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,178 | $227,260 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,913 | $227,118 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 11,387 | $226,483 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,156 | $226,197 | dollars as filed | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 15,792 | $224,631 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,268 | $222,364 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,407 | $221,523 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,056 | $221,387 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,631 | $220,891 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,951 | $220,778 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 4,541 | $220,647 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 1,725 | $219,972 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 2,046 | $219,903 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 5,103 | $219,735 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 149 | $219,401 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,287 | $218,780 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,537 | $217,490 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 22,912 | $216,290 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 5,547 | $215,723 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 652 | $214,951 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,687 | $214,181 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,885 | $212,923 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,268 | $212,360 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 865 | $211,977 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 3,231 | $211,307 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 5,703 | $210,743 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,447 | $210,165 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 911 | $209,735 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 550 | $208,335 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 10,720 | $207,539 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,284 | $207,482 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 13,807 | $206,415 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,874 | $203,479 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 7,286 | $202,478 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 6,245 | $202,088 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 423 | $200,354 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,549 | $200,071 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 10,710 | $197,877 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 12,252 | $190,525 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 20,308 | $188,458 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,736 | $185,268 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 16,263 | $185,069 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,320 | $183,439 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 12,152 | $177,055 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 48,300 | $175,329 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,046 | $173,796 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 15,407 | $168,703 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 24,008 | $167,098 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 21,411 | $161,222 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 20,025 | $160,000 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 18,490 | $154,020 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 10,150 | $151,032 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 13,641 | $148,550 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 61,599 | $139,830 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 16,835 | $138,212 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 12,062 | $136,662 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 13,283 | $129,509 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 14,450 | $124,270 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 27,325 | $121,596 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,178 | $118,999 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,637 | $118,803 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,031 | $117,421 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,275 | $114,035 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,573 | $110,801 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 15,257 | $108,780 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 19,344 | $104,844 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,566 | $97,312 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,209 | $91,474 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 124,482 | $89,503 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,850 | $87,335 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 12,867 | $86,080 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,657 | $75,290 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 12,000 | $72,720 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 17,082 | $67,646 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,470 | $63,891 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 16,700 | $58,951 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 32,743 | $54,026 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,855 | $45,917 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,350 | $30,418 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 20,000 | $25,800 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 110,000 | $24,299 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 13,102 | $23,584 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 20,100 | $23,316 | dollars as filed | |
| RENOVORX INC | 75989R107 | COM NEW | 15,000 | $19,950 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 11,785 | $17,324 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 10,000 | $11,900 | dollars as filed | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 23,809 | $7,100 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 13,912 | $6,316 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 100 | $6,300 | dollars as filed | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 13,336 | $5,526 | dollars as filed | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 14,000 | $5,432 | dollars as filed | |
| CHINA SXT PHARMACEUTICALS IN | G2161P132 | SHS NEW | 42,771 | $5,261 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,696 | $5,237 | dollars as filed | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 55,555 | $4,983 | dollars as filed | |
| TD HLDGS INC | 87250W202 | COM NEW | 33,760 | $4,858 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 26,441 | $4,630 | dollars as filed | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 36,153 | $4,364 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 300 | $4,077 | dollars as filed | call |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 15,625 | $4,063 | dollars as filed | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 35,714 | $4,000 | dollars as filed | |
| CHINA JO-JO DRUGSTORES INC ORD SHS | G2124G112 | Stock | 16,345 | $3,805 | dollars as filed | |
| Apple Inc | 037833100 | COM | 100 | $3,510 | dollars as filed | put |
| DUNXIN FINL HLDGS LTD | 26605Q205 | SPONSORED ADS | 10,000 | $3,412 | dollars as filed | |
| FOXO TECHNOLOGIES INC | 351471107 | COM CL A | 28,074 | $2,965 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10,387 | $2,804 | dollars as filed | |
| EBET INC | 278700109 | COM | 83,333 | $2,633 | dollars as filed | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 18,372 | $2,425 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 18,666 | $2,055 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K504 | cs | 11,682 | $1,243 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004312 | this filing | 2023-11-13 | acceptance time not in the bulk data set |