13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 97 holding rows worth $930,247,724.
- Accession
- 0001085146-23-004279
- Filer
- CIK 1578299
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 97 entries on the cover page, a total value of $930,247,724 stated on the cover page (in dollars after the unit check, H1), rows summing to $930,247,724 with VALUE read as dollars as filed, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 25,185,000 | $65,661,622 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 32,965,000 | $65,209,055 | dollars as filed | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 27,617,000 | $61,378,782 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 24,250,000 | $57,246,633 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 18,900,000 | $55,188,000 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 580,000 | $53,455,700 | dollars as filed | put |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 3,166,000 | $41,317,549 | dollars as filed | put |
| LIVENT CORP | 53814LAB4 | BOND | 13,310,000 | $29,015,800 | dollars as filed | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,260,100 | $26,749,121 | dollars as filed | put |
| WAYFAIR INC | 94419L101 | CL A | 400,000 | $24,242,000 | dollars as filed | put |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 15,655,000 | $22,934,575 | dollars as filed | principal |
| GEO CORRECTIONS HOLDINGS INC | 36166WAB9 | NOTE 6.500% 2/2 | 18,500,000 | $22,338,750 | dollars as filed | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 18,500,000 | $21,090,000 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 21,045,000 | $19,598,156 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 18,628,000 | $19,373,120 | dollars as filed | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 19,625,000 | $18,447,500 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 10,370,000 | $18,432,675 | dollars as filed | principal |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 17,750,000 | $18,282,500 | dollars as filed | principal |
| VERADIGM INC | 01988PAF5 | BOND | 14,638,000 | $16,687,320 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 16,461,000 | $14,917,781 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 14,312,000 | $14,313,364 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 11,000,000 | $14,037,494 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 12,000,000 | $13,005,000 | dollars as filed | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 475,000 | $12,860,625 | dollars as filed | put |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 13,326,000 | $12,709,672 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 130,000 | $12,647,100 | dollars as filed | put |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 10,200,000 | $11,895,750 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 11,970,000 | $11,102,175 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 11,100,000 | $10,739,250 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 12,000,000 | $10,650,000 | dollars as filed | principal |
| VINFAST AUTO LTD | Y9390M103 | SHS | 741,200 | $9,276,120 | dollars as filed | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 7,500,000 | $7,471,875 | dollars as filed | principal |
| NATERA INC | 632307AB0 | BOND | 5,425,000 | $7,242,375 | dollars as filed | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 138,500 | $6,615,453 | dollars as filed | put |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 7,350,000 | $6,440,438 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 5,500,000 | $5,465,625 | dollars as filed | principal |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 500,000 | $5,260,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 157,500 | $5,114,812 | dollars as filed | put |
| SPLUNK INC | 848637AD6 | BOND | 4,500,000 | $4,854,375 | dollars as filed | principal |
| NATERA INC COM | 632307104 | Stock | 102,500 | $4,536,137 | dollars as filed | put |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,500,000 | $4,351,500 | dollars as filed | principal |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 11,230 | $4,336,352 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 200,000 | $4,329,000 | dollars as filed | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 157,871 | $4,273,568 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 53,900 | $4,206,895 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 77,500 | $3,970,713 | dollars as filed | call |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 4,174,000 | $3,871,385 | dollars as filed | principal |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 509,600 | $3,340,428 | dollars as filed | put |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 98,500 | $3,280,542 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 131,100 | $3,183,108 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 115,000 | $2,439,150 | dollars as filed | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 60,000 | $2,292,300 | dollars as filed | put |
| EBIX INC | 278715206 | COM NEW | 203,300 | $2,007,588 | dollars as filed | put |
| IROBOT CORP | 462726100 | COM | 46,000 | $1,742,020 | dollars as filed | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 17,000 | $1,591,710 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 125,000 | $1,272,500 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 116,000 | $1,215,692 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D105 | COM | 110,000 | $1,206,700 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 40,000 | $1,187,800 | dollars as filed | put |
| EF HUTTON ACQUISITION CORP I | 28201D109 | COM | 110,000 | $1,167,100 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 110,000 | $1,152,800 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 11,340 | $1,111,433 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 4,810 | $1,067,291 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 101,000 | $1,045,350 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 75,000 | $985,125 | dollars as filed | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 250,000 | $965,000 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 11,000 | $941,820 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 19,200 | $845,568 | dollars as filed | put |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 78,000 | $814,710 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,000 | $780,550 | dollars as filed | call |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 88,147 | $758,064 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 33,000 | $746,790 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174108 | COM | 70,421 | $732,378 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 5,000 | $636,150 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 54,600 | $539,175 | dollars as filed | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 16,500 | $535,920 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 50,000 | $513,500 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 7,566 | $421,804 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 22,700 | $335,960 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 11,000 | $295,570 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 309,760 | $291,174 | dollars as filed | call |
| SCIPLAY CORPORATION | 809087109 | CL A | 11,281 | $256,868 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 25,000 | $247,000 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 10,500 | $237,615 | dollars as filed | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,708 | $215,249 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 214,934 | $195,590 | dollars as filed | call |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 375,958 | $131,623 | dollars as filed | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 28,500 | $121,980 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 266,634 | $79,990 | dollars as filed | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $58,600 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 990,000 | $49,599 | dollars as filed | call |
| Trisalus Life Sciences Inc W Exp 08/10/202 | 89680M119 | SPAC Combination | 63,786 | $24,239 | dollars as filed | call |
| OAK WOODS ACQUISITION CORP | 67190B120 | RIGHT 03/23/2028 | 78,000 | $19,500 | dollars as filed | |
| MARTI TECHNOLOGIES INC | 573134111 | *W EXP 12/19/202 | 618,750 | $11,199 | dollars as filed | call |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 65,000 | $4,972 | dollars as filed | call |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 78,000 | $4,204 | dollars as filed | call |
| PRESTO AUTOMATION INC (U.S.) | 74113T113 | COM | 60,800 | $3,034 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004279 | this filing | 2023-11-13 | acceptance time not in the bulk data set |