13F-HR filed by DFPG INVESTMENTS, LLC
DFPG INVESTMENTS, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 575 holding rows worth $1,075,346,933.
- Accession
- 0001085146-23-004278
- Filer
- CIK 1504665
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 575 entries on the cover page, a total value of $1,075,346,933 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,075,346,933 with VALUE read as dollars as filed, 13F file number 028-18973. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerTOWNSQUARE CAPITAL LLC028-19141
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHD | 808524797 | COM | 3,839 | $263,977 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,406 | $263,117 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 575 | $260,564 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,334 | $260,177 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 6,155 | $259,433 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,287 | $258,477 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,670 | $256,448 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 1,716 | $255,255 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 263 | $253,190 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,346 | $252,930 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,332 | $252,843 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,364 | $248,071 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 1,749 | $247,793 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 14,415 | $246,929 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,376 | $243,597 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 28,498 | $243,086 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 5,451 | $242,060 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,085 | $241,462 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,285 | $240,732 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,427 | $240,307 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,838 | $239,749 | dollars as filed | |
| VIRTUS ETF TR II | 92790A405 | SEIX SR LN ETF | 9,954 | $238,109 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 910 | $237,306 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 16,469 | $234,519 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 15,314 | $233,998 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 3,343 | $232,551 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,002 | $232,314 | dollars as filed | |
| IJH | 464287507 | COM | 959 | $230,630 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,114 | $229,365 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 21,473 | $228,687 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 7,057 | $227,235 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,511 | $226,304 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,267 | $225,379 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,810 | $224,932 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,702 | $221,651 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 3,826 | $220,952 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 7,853 | $217,999 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,275 | $217,963 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,518 | $216,593 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 4,958 | $215,693 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,173 | $213,397 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 19,053 | $213,200 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,172 | $213,008 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,260 | $211,428 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,332 | $210,949 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,643 | $210,452 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 15,868 | $207,553 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,277 | $206,986 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,887 | $205,032 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 5,359 | $204,017 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 6,084 | $202,476 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 419 | $202,194 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,983 | $201,830 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,902 | $200,727 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,396 | $200,069 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,693 | $198,265 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 16,513 | $194,358 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 11,246 | $190,397 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 12,380 | $188,429 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 29,000 | $182,120 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 19,356 | $156,591 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 11,568 | $155,934 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,414 | $154,951 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,013 | $133,124 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 10,335 | $116,786 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 10,800 | $95,904 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,170 | $89,191 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,001 | $79,427 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 69,000 | $68,045 | dollars as filed | principal |
| AUGMEDIX INC | 05105P107 | COM | 11,834 | $63,904 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,100 | $46,157 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 41,820 | $40,921 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 39,441 | $24,915 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 32,430 | $10,896 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 12,951 | $4,275 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004278 | this filing | 2023-11-13 | acceptance time not in the bulk data set |