13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 642 holding rows worth $1,429,279,624.
- Accession
- 0001085146-23-004233
- Filer
- CIK 48966
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 657 entries on the cover page, a total value of $1,429,279,624 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,429,279,624 with VALUE read as dollars as filed, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 165,893 | $6,635 | dollars as filed | |
| SATIXFY COMMUNICATIONS LTD | M82363132 | *W EXP 99/99/999 | 419,849 | $6,633 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 150,000 | $6,555 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 181,068 | $6,518 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 159,600 | $6,490 | dollars as filed | call |
| ZYVERSA THERAPEUTICS INC | 98987D102 | COM | 50,000 | $6,475 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 642,224 | $6,422 | dollars as filed | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 79,661 | $6,372 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 97,700 | $6,350 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 601,031 | $6,250 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 99,877 | $6,192 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 213,379 | $6,145 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 47,243 | $6,141 | dollars as filed | |
| ELECTRIQ POWER HOLDINGS INC | 285046116 | WT | 213,007 | $6,060 | dollars as filed | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086117 | *W EXP 09/27/202 | 79,099 | $6,043 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 11,500 | $6,037 | dollars as filed | call |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 125,618 | $5,966 | dollars as filed | |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 62,500 | $5,937 | dollars as filed | |
| GORILLA TECHNOLOGY GROUP INC | G4000K118 | *W EXP 99/99/999 | 100,100 | $5,875 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 150,629 | $5,452 | dollars as filed | |
| Aura FAT Projects Acquisition Corp | G06362126 | Warrant | 178,630 | $5,358 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 53,801 | $5,326 | dollars as filed | |
| SPY | 78462F103 | SHS | 12,500 | $5,300 | dollars as filed | call |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 131,591 | $5,263 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 106,300 | $5,134 | dollars as filed | |
| WORLDWIDE WEBB ACQUISITION C | G97775111 | *W EXP 10/20/202 | 118,912 | $5,089 | dollars as filed | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 61,800 | $5,030 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471127 | *W EXP 99/99/999 | 50,000 | $5,000 | dollars as filed | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 100,200 | $4,959 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 99,027 | $4,951 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 85,033 | $4,853 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 97,075 | $4,853 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 3,000 | $4,845 | dollars as filed | put |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 50,000 | $4,837 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 26,300 | $4,823 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 161,576 | $4,766 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 62,500 | $4,687 | dollars as filed | call |
| INFINTT ACQUISITION CORP | g47862126 | WT | 108,645 | $4,541 | dollars as filed | |
| NOCO NOCO INC | G7243P117 | *W EXP 08/25/202 | 88,009 | $4,400 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 16,100 | $4,397 | dollars as filed | call |
| SPREE ACQUISITION 1 CORP LTD | g83745128 | WT | 149,680 | $4,370 | dollars as filed | |
| Shf Holdings Inc W Exp 09/28/202 | 824430110 | SPAC Combination | 69,931 | $4,230 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E110 | RIGHT 08/29/2029 | 24,496 | $4,230 | dollars as filed | |
| Horizon Space Acquisition I Corp | G4619M117 | Warrant | 105,050 | $4,191 | dollars as filed | |
| WTS PHOENIX BIOTECH ACQUISITIO | 71902k113 | WT | 58,000 | $4,152 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A118 | WARR | 14,243 | $4,130 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 51,100 | $4,088 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 32,448 | $4,088 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 85,750 | $4,030 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 132,793 | $4,010 | dollars as filed | |
| Embrace Change Acquisition Corp | G3034H125 | Warrant | 159,641 | $3,991 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T110 | Warrant | 159,464 | $3,986 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 129,457 | $3,883 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 70,000 | $3,750 | dollars as filed | call |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 79,590 | $3,724 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 139,831 | $3,649 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 60,093 | $3,599 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 59,866 | $3,436 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 39,298 | $3,391 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 71,767 | $3,322 | dollars as filed | |
| ClimateRock | G2311X118 | Warrant | 100,000 | $3,200 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 62,622 | $3,137 | dollars as filed | |
| EF HUTTON ACQUISITION CORP I | 28201D117 | *W EXP 11/18/202 | 100,147 | $3,115 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 67,096 | $3,052 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 44,463 | $3,050 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 47,324 | $3,019 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 175,600 | $3,002 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D113 | *W EXP 12/31/202 | 79,888 | $2,963 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 113,700 | $2,956 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 114,360 | $2,927 | dollars as filed | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 110,610 | $2,875 | dollars as filed | |
| GLOBAL STAR ACQUISITION INC | 37962G110 | *W EXP 07/15/202 | 100,755 | $2,871 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 51,100 | $2,866 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 25,000 | $2,850 | dollars as filed | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 98,000 | $2,842 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 100,841 | $2,793 | dollars as filed | |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 126,600 | $2,734 | dollars as filed | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 38,000 | $2,660 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 85,013 | $2,558 | dollars as filed | |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 43,007 | $2,539 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 353,121 | $2,471 | dollars as filed | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 11,653 | $2,447 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 19,500 | $2,437 | dollars as filed | call |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 33,900 | $2,373 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 19,700 | $2,365 | dollars as filed | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 49,600 | $2,341 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V113 | *W EXP 09/29/202 | 102,315 | $2,281 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 232,703 | $2,280 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 25,000 | $2,250 | dollars as filed | call |
| A SPAC I ACQUISITION CORP | G0542S130 | *W EXP 05/21/202 | 100,000 | $2,200 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 86,955 | $2,173 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 54,000 | $2,160 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 36,983 | $2,071 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 40,000 | $2,008 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 113,636 | $1,999 | dollars as filed | |
| PONO CAP -CW22 EQUITY | 00810J116 | COM | 70,392 | $1,970 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 43,321 | $1,906 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875112 | *W EXP 12/30/202 | 50,000 | $1,755 | dollars as filed | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 45,153 | $1,738 | dollars as filed | |
| LAKESHORE ACQUISITION II COR | G5352N121 | *W EXP 11/18/202 | 102,012 | $1,734 | dollars as filed | |
| Revelation Biosciences Inc W Exp 01/10/202 | 76135L119 | SPAC Combination | 100,100 | $1,691 | dollars as filed | |
| AMERICAN ONCOLOGY NETWORK IN | 028719110 | *W EXP 09/20/202 | 10,100 | $1,666 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 25,400 | $1,651 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 24,900 | $1,494 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 54,000 | $1,468 | dollars as filed | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 34,800 | $1,423 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 46,482 | $1,389 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 13,600 | $1,366 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 28,347 | $1,275 | dollars as filed | |
| NEAR INTELLIGENCE INC | 639494111 | *W EXP 03/22/202 | 50,680 | $1,216 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 20,000 | $1,190 | dollars as filed | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 95,000 | $1,140 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 50,000 | $1,125 | dollars as filed | |
| JUNIPER II CORP | 48203N111 | *W EXP 99/99/999 | 431,813 | $1,122 | dollars as filed | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 24,778 | $1,117 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 29,700 | $1,089 | dollars as filed | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 10,614,662 | $1,061 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 20,000 | $1,044 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 34,400 | $1,038 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 41,300 | $1,032 | dollars as filed | call |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 59,600 | $1,018 | dollars as filed | |
| Nogin Inc | 65528N113 | Warrant | 50,100 | $996 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 51,116 | $955 | dollars as filed | |
| MARTI TECHNOLOGIES INC | 573134111 | *W EXP 12/19/202 | 50,574 | $915 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS IN | 88024M116 | *W EXP 09/30/202 | 90,994 | $818 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 28,900 | $777 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 25,811 | $776 | dollars as filed | |
| WTS/CIIG CAPITAL PARTNERS II INC 0.0000EXP03/03/20 | G9889X115 | COM | 30,000 | $753 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 20,954 | $733 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 1,600 | $712 | dollars as filed | call |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 3,000 | $600 | dollars as filed | call |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 108,908 | $544 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984127 | *W EXP 01/27/202 | 32,657 | $538 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 49,800 | $522 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 19,800 | $514 | dollars as filed | |
| SIGNA Sports United NV | N80029114 | Warrant | 50,099 | $500 | dollars as filed | |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F110 | WTS | 25,000 | $475 | dollars as filed | |
| GETAROUND INC | 37427g119 | WT | 27,759 | $444 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 98,900 | $375 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 24,900 | $351 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 74,593 | $275 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 10,682 | $267 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004233 | this filing | 2023-11-09 | acceptance time not in the bulk data set |