13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 1,659 holding rows worth $13,115,259,982.
- Accession
- 0001085146-23-004209
- Filer
- CIK 1511137
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 1,659 entries on the cover page, a total value of $13,115,259,982 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,115,259,982 with VALUE read as dollars as filed, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTLAKE CORPORATION | 960413102 | COM | 1,668 | $207,950 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 10,048 | $206,775 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,298 | $206,521 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,900 | $206,241 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 12,322 | $206,147 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 3,128 | $206,073 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,761 | $205,826 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 34,904 | $204,538 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 5,780 | $204,266 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 2,515 | $204,194 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 6,438 | $203,570 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 532 | $203,320 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,477 | $203,211 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 319 | $202,986 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 13,094 | $202,565 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 880 | $202,462 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 2,231 | $202,215 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,006 | $201,391 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,294 | $201,338 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 6,000 | $200,580 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 9,850 | $200,349 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,542 | $198,753 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 23,804 | $198,679 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 15,084 | $198,204 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 54,327 | $197,750 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 24,668 | $194,138 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,804 | $191,017 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,000 | $190,400 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 20,091 | $188,253 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 20,534 | $185,628 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 14,451 | $185,461 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 14,561 | $184,633 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 19,734 | $183,110 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 396,348 | $182,756 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,178 | $182,210 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 18,548 | $181,957 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 10,382 | $180,128 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 15,973 | $178,899 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,686 | $176,276 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 115,339 | $175,316 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,124 | $173,853 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 53,806 | $173,255 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 13,993 | $172,866 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,223 | $169,646 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,012 | $169,147 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 17,309 | $168,763 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 20,500 | $168,510 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,090 | $167,648 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 64,034 | $166,488 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 12,049 | $165,192 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 12,850 | $161,268 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,431 | $159,242 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 25,000 | $158,250 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 39,784 | $155,555 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 44,340 | $152,088 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,474 | $152,080 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,813 | $151,446 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 49,158 | $141,575 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,349 | $141,057 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 10,500 | $140,070 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 18,850 | $139,113 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 10,056 | $138,872 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 21,419 | $138,154 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 53,028 | $135,221 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,972 | $134,323 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 35,328 | $132,834 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 19,053 | $130,513 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,751 | $129,544 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,965 | $128,570 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 21,501 | $120,191 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 45,129 | $119,140 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 10,740 | $117,818 | dollars as filed | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 242,937 | $116,124 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 44,274 | $115,998 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 63,133 | $114,902 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 22,850 | $113,565 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 12,269 | $112,874 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 39,037 | $110,475 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,043 | $109,928 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 23,378 | $108,006 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 19,318 | $106,442 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 12,000 | $106,320 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,281 | $104,353 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 21,624 | $104,011 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,231 | $102,129 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 18,327 | $99,943 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 22,219 | $99,764 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 157,972 | $95,604 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 35,641 | $94,449 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 10,531 | $93,831 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 12,819 | $93,450 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 12,196 | $93,300 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,323 | $92,669 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 23,070 | $91,358 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 10,935 | $89,776 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 13,042 | $89,077 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 30,000 | $84,900 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 66,528 | $82,834 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 18,197 | $82,615 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 12,775 | $82,016 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 64,860 | $81,724 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 20,319 | $81,682 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,526 | $80,209 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 17,390 | $79,994 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 88,489 | $79,295 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,689 | $74,560 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 39,658 | $74,557 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 12,182 | $74,554 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 15,331 | $71,596 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 22,748 | $70,519 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 12,228 | $69,211 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,869 | $66,332 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 15,345 | $65,678 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10,605 | $64,691 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 12,562 | $64,317 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 68,224 | $64,158 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 43,067 | $62,877 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 52,833 | $62,343 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 12,992 | $61,582 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 12,750 | $60,435 | dollars as filed | |
| GAMESQUARE HLDGS INC | 364934109 | COM | 27,600 | $60,168 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 27,110 | $59,914 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 148,392 | $57,724 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,090 | $55,572 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 26,287 | $51,260 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,325 | $50,163 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 10,519 | $47,861 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 40,442 | $47,317 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 37,081 | $44,868 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 26,039 | $43,225 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,944 | $41,513 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 17,640 | $39,339 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 14,185 | $37,874 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,881 | $37,188 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 17,711 | $36,662 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 14,032 | $36,344 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 24,303 | $34,962 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 19,243 | $33,098 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 10,516 | $32,179 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 20,200 | $31,916 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 19,300 | $31,845 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 18,450 | $29,889 | dollars as filed | |
| GERON CORP | 374163103 | COM | 12,200 | $25,864 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 21,644 | $22,425 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 20,683 | $22,338 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 10,476 | $20,428 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,000 | $20,300 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 34,236 | $20,224 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 13,500 | $17,955 | dollars as filed | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 13,029 | $17,850 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 12,034 | $15,644 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 12,637 | $13,774 | dollars as filed | |
| CLENE INC | 185634102 | COM | 25,230 | $12,512 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 45,738 | $10,753 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 26,450 | $9,027 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 10,254 | $6,255 | dollars as filed | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 14,262 | $6,061 | dollars as filed | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 10,043 | $900 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 16,666 | $163 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004209 | this filing | 2023-11-08 | acceptance time not in the bulk data set |