13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 1,544 holding rows worth $8,932,692,499.
- Accession
- 0001085146-23-004176
- Filer
- CIK 1303042
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,544 entries on the cover page, a total value of $8,932,692,499 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,932,692,499 with VALUE read as dollars as filed, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 16,763 | $76,272 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 13,300 | $75,145 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 10,036 | $67,542 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 15,235 | $67,034 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 18,951 | $65,760 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 22,802 | $60,881 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 26,317 | $55,792 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,153 | $54,933 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,826 | $53,049 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,439 | $52,717 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,553 | $52,449 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 13,000 | $45,354 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 14,585 | $44,046 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,219 | $43,978 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 12,700 | $43,688 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,945 | $43,481 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,991 | $41,326 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 10,321 | $39,013 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 17,861 | $38,223 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 12,740 | $33,634 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,375 | $30,485 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 13,396 | $29,069 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 15,068 | $27,122 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 18,913 | $26,856 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 11,410 | $25,787 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 25,000 | $25,360 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 12,300 | $23,985 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 12,600 | $20,790 | dollars as filed | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 28,408 | $20,141 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 15,222 | $19,941 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 15,800 | $18,644 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 18,000 | $17,694 | dollars as filed | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 15,000 | $17,100 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 15,000 | $16,472 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 45,408 | $15,984 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 29,800 | $12,367 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 44,756 | $11,350 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 39,454 | $10,025 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 22,000 | $9,460 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 12,204 | $7,322 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 22,130 | $6,604 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 10,400 | $6,385 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 29,400 | $5,954 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 10,000 | $2,700 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004176 | this filing | 2023-11-08 | acceptance time not in the bulk data set |