13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 1,375 holding rows worth $4,844,000,930.
- Accession
- 0001085146-23-004159
- Filer
- CIK 822581
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,375 entries on the cover page, a total value of $4,844,000,930 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,844,000,930 with VALUE read as dollars as filed, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HF SINCLAIR CORP COM | 403949100 | Stock | 7,550 | $429,822 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 24,075 | $429,017 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 16,600 | $425,458 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,810 | $423,124 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 28,950 | $422,670 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 8,389 | $420,792 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 6,284 | $420,777 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 2,082 | $420,064 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 117,135 | $419,343 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 25,309 | $417,852 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 28,021 | $417,513 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 33,850 | $417,032 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 13,570 | $413,342 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 39,180 | $411,782 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 10,648 | $411,545 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 39,911 | $411,083 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 4,173 | $410,999 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,216 | $410,169 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 54,107 | $410,131 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 33,425 | $409,456 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 11,871 | $405,751 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 4,471 | $403,865 | dollars as filed | |
| TANGER INC | 875465106 | COM | 17,804 | $402,370 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 5,439 | $399,658 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,215 | $399,378 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 17,100 | $399,285 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 8,927 | $398,769 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 35,324 | $397,395 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 5,364 | $394,683 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,842 | $394,520 | dollars as filed | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 20,720 | $393,576 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 13,002 | $392,140 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 20,136 | $390,840 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,552 | $390,361 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,197 | $388,827 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,487 | $386,480 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 19,446 | $384,642 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,083 | $384,358 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 346 | $383,392 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,800 | $383,316 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 22,287 | $382,891 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 10,200 | $382,500 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 12,216 | $381,815 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 16,650 | $381,618 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,908 | $381,561 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 6,210 | $381,542 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 9,950 | $379,692 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,034 | $378,859 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 28,300 | $378,371 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 35,142 | $378,128 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 15,676 | $376,851 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 21,021 | $373,543 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,624 | $372,965 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 3,569 | $371,676 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 23,045 | $369,872 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,657 | $368,466 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 62,850 | $368,301 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,013 | $367,715 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 34,262 | $367,289 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 5,817 | $366,704 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 34,430 | $365,991 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 21,509 | $365,868 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,457 | $365,331 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 7,039 | $364,550 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 6,114 | $363,844 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 14,837 | $363,507 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 50,785 | $363,113 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 18,930 | $362,888 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,237 | $362,868 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,290 | $361,966 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 7,398 | $361,614 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 21,933 | $361,456 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 29,100 | $358,221 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 2,246 | $357,608 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,380 | $357,604 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,207 | $356,367 | dollars as filed | |
| RH | 74967X103 | COM | 1,345 | $355,564 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,309 | $355,193 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 15,018 | $352,773 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,439 | $351,906 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 8,160 | $351,778 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 7,192 | $351,185 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 10,000 | $351,000 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 13,809 | $348,263 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 43,500 | $348,000 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 35,092 | $346,007 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 28,399 | $345,616 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 451,723 | $345,523 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 16,221 | $344,210 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 23,742 | $344,022 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 14,949 | $343,678 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 10,210 | $340,401 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 4,100 | $339,890 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 22,782 | $336,946 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 32,975 | $333,707 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 23,926 | $333,528 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 5,251 | $332,441 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,590 | $331,375 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 44,538 | $328,245 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 5,510 | $327,735 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 6,800 | $326,196 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,495 | $322,611 | dollars as filed | |
| NOV INC | 62955J103 | COM | 15,400 | $321,860 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 9,524 | $320,006 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,624 | $319,818 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 87,300 | $319,518 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,734 | $319,498 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,050 | $319,247 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 13,021 | $318,494 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 6,532 | $317,390 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,264 | $316,594 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,942 | $316,208 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,563 | $315,757 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 3,800 | $315,552 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 16,346 | $313,843 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 11,590 | $313,278 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 46,050 | $312,680 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 126,500 | $309,925 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,588 | $309,791 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 13,615 | $308,788 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,814 | $308,380 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 21,223 | $307,521 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,950 | $307,418 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,000 | $304,620 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 3,896 | $304,433 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 16,900 | $303,355 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,520 | $302,717 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,479 | $301,142 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 4,022 | $300,966 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 21,379 | $300,803 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 6,659 | $300,121 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,249 | $299,428 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,717 | $299,256 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,667 | $297,518 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 23,413 | $294,067 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 14,615 | $294,054 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 11,655 | $293,823 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,778 | $291,183 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,091 | $290,093 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 37,684 | $287,906 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,934 | $287,324 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 7,417 | $286,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 10,585 | $284,842 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,285 | $284,771 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 25,882 | $284,443 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 3,981 | $282,054 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 12,658 | $282,020 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,347 | $281,120 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 12,302 | $280,855 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 13,742 | $280,474 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 10,484 | $278,770 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,576 | $278,749 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 857 | $277,857 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 52,082 | $277,597 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 8,527 | $276,379 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,994 | $275,187 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 9,604 | $274,194 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,661 | $273,696 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,406 | $272,949 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 9,701 | $272,113 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 14,450 | $271,371 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,630 | $270,484 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,654 | $269,685 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 10,489 | $269,567 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 6,018 | $269,306 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,130 | $268,961 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 3,641 | $267,577 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,833 | $266,871 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 2,650 | $265,530 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 98,979 | $265,264 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,164 | $263,416 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,411 | $262,865 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 44,800 | $262,528 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 10,500 | $261,918 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 1,004 | $260,769 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,090 | $260,574 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,857 | $260,422 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,025 | $260,039 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,041 | $259,908 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 4,846 | $259,358 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 7,500 | $258,750 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,372 | $258,648 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 34,572 | $257,561 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,541 | $256,050 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 14,050 | $254,727 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,961 | $253,776 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,970 | $253,441 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,952 | $252,237 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,629 | $250,689 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 10,316 | $250,472 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 2,217 | $250,410 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,666 | $250,200 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,990 | $248,984 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,537 | $248,886 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 20,381 | $248,444 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 19,035 | $248,407 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,700 | $247,737 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 29,688 | $247,301 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 7,810 | $246,952 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,696 | $246,748 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,739 | $244,374 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,194 | $243,852 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 10,137 | $243,389 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 1,890 | $242,695 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 4,075 | $242,381 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 23,497 | $242,254 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y409 | SHORT DURATION | 9,600 | $240,384 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,971 | $239,105 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 6,105 | $239,011 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 12,733 | $238,553 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,694 | $238,365 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 37,649 | $238,318 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 5,649 | $234,942 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 23,661 | $234,717 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 14,750 | $234,230 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 7,497 | $233,560 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,765 | $233,091 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 11,305 | $232,657 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 13,067 | $231,939 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,882 | $231,317 | dollars as filed | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,699 | $231,114 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,752 | $231,107 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,718 | $230,629 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 10,247 | $230,353 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 17,733 | $229,820 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,544 | $229,723 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 3,953 | $228,642 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,650 | $227,158 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 28,200 | $226,728 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 37,410 | $226,331 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,538 | $225,272 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 5,822 | $224,671 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 586 | $223,957 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,465 | $223,625 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 45,808 | $222,627 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 13,541 | $221,260 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 8,663 | $220,473 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 5,920 | $220,046 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 17,600 | $219,472 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,474 | $218,376 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 14,700 | $216,531 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,937 | $216,305 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,321 | $215,288 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 22,700 | $214,061 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,178 | $212,767 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,365 | $212,200 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 31,572 | $211,532 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 35,789 | $211,155 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 21,757 | $210,608 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 12,135 | $210,421 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 13,028 | $208,839 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 4,621 | $208,823 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 4,401 | $208,035 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,060 | $207,833 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 16,100 | $207,368 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 7,947 | $206,543 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,365 | $206,405 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 33,740 | $205,477 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 21,537 | $205,463 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,284 | $204,133 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 7,000 | $203,350 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,379 | $201,832 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,500 | $201,510 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,548 | $200,481 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 10,266 | $199,058 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,095 | $198,176 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 24,692 | $197,536 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 24,541 | $194,119 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 121,420 | $191,844 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 17,327 | $190,944 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 22,125 | $188,063 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,819 | $186,186 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 29,175 | $183,803 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,218 | $181,355 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 16,997 | $178,299 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,757 | $170,944 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,552 | $170,707 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 15,800 | $169,218 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,819 | $168,390 | dollars as filed | |
| STEM INC | 85859N102 | COM | 39,609 | $167,942 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,220 | $167,739 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 13,172 | $166,349 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,012 | $164,805 | dollars as filed | |
| CULP INC | 230215105 | CMN | 29,117 | $162,473 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,666 | $162,215 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,600 | $161,092 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,854 | $158,540 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 41,862 | $156,564 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 15,950 | $156,470 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,623 | $154,261 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,000 | $152,240 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,001 | $150,889 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 33,356 | $150,769 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,221 | $148,511 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 25,072 | $148,426 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 18,900 | $146,853 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,478 | $144,859 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,470 | $140,777 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,540 | $139,946 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 39,100 | $138,805 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 38,013 | $138,367 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,415 | $136,833 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,773 | $136,602 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,750 | $135,135 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 11,233 | $131,651 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 25,000 | $131,250 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,371 | $128,658 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 25,675 | $128,118 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 11,279 | $119,783 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 12,770 | $119,144 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 16,367 | $118,497 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 95,000 | $115,900 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 14,417 | $114,471 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,255 | $109,038 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,061 | $109,031 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 14,527 | $108,371 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,100 | $107,813 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,365 | $106,034 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 13,900 | $103,833 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,351 | $101,364 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 15,928 | $99,709 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 41,583 | $98,968 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 16,100 | $98,210 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,584 | $97,415 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 15,150 | $97,263 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,259 | $92,639 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 29,129 | $89,135 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 42,000 | $86,100 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,266 | $85,618 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 18,021 | $82,897 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 12,144 | $81,243 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,701 | $81,167 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,542 | $77,731 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 13,500 | $75,195 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,522 | $69,708 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 25,639 | $68,456 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,484 | $64,723 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 15,235 | $60,331 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 20,380 | $56,656 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 68,171 | $53,173 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,391 | $51,332 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 35,115 | $50,566 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 21,200 | $48,972 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,255 | $47,479 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 10,261 | $44,943 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 20,164 | $43,151 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,650 | $42,504 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 19,384 | $42,063 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 27,600 | $40,296 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 12,400 | $39,308 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 19,901 | $37,613 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 58,140 | $35,436 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 36,000 | $33,480 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 15,000 | $33,300 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 22,701 | $32,235 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 21,436 | $31,511 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 14,348 | $30,848 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 10,040 | $29,317 | dollars as filed | |
| UXIN LTD | 91818X207 | ADR | 16,670 | $27,172 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 20,000 | $26,600 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 27,500 | $25,300 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 16,646 | $24,636 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 28,368 | $20,397 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 25,525 | $19,218 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,549 | $18,988 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 14,000 | $18,060 | dollars as filed | |
| CHAINCE DIGITAL HOLDINGS INC | G59467202 | COMMON STOCK | 11,250 | $15,975 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,000 | $15,080 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,700 | $13,806 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 11,500 | $13,800 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $13,650 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,020 | $11,924 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 12,400 | $7,504 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 24,600 | $5,437 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 10,470 | $4,691 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004159 | this filing | 2023-11-08 | acceptance time not in the bulk data set |