13F-HR filed by OPPENHEIMER ASSET MANAGEMENT INC.
OPPENHEIMER ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 1,126 holding rows worth $6,516,815,777.
- Accession
- 0001085146-23-004158
- Filer
- CIK 1269119
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 3,151 entries on the cover page, a total value of $6,516,815,777 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,516,815,777 with VALUE read as dollars as filed, 13F file number 028-10748. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALKEON CAPITAL MANAGEMENT LLC028-10451
- included managerACR Alpine Capital Research
- included managerAlger
- included managerAncora Advisors
- included managerFiera Capital
- included managerAtalanta Sosnoff Capital
- included managerAtlanta Capital Management
- included managerBahl & Gaynor
- included managerBrandes Investment Partners
- included managerCambiar Investors
- included managerCauseway Capital Management
- included managerChautauqua Capital Management
- included managerChurchill Management Group
- included managerClearBridge Advisors
- included managerClarkston Caplital Partners
- included managerCampbell Newman Asset Mgmt
- included managerCohen And Steers
- included managerColumbia Management
- included managerCongress Asset Management
- included managerCove Street Capital
- included managerCramer Rosenthal McGlynn
- included managerDavis Advisors
- included managerDelaware Capital Management
- included managerDearborn Partners
- included managerEarnest Partners
- included managerEaton Vance
- included managerEpoch Investment
- included managerGW&K Investment Management
- included managerHarding Loevner Managed Accts
- included managerInvesco Advisors
- included managerThe Ithaka Group
- included managerJennison Associates
- included managerLyrical Asset Management
- included managerMacKay Shields
- included managerMadison Investment Advisors
- included managerMetWest Capital Management
- included managerMiller Howard
- included managerMontag & Caldwell
- included managerPenn Capital
- included managerPoplar Forest Capital
- included managerReinhart Partners
- included managerRiverbridge Partners
- included managerRNC Genter Capital Mgmt
- included managerRoosevelt Investment Group
- included managerSalient Capital Advisors
- included managerSaratogaRIM
- included managerSchafer Cullen Capital Mgmt
- included managerStephens Inv Mgt
- included managerSouthernSun Asset Mgmt
- included managerThornburg Investment Management
- included manager12th Street Asset Mgmt
- included managerWasatch Advisors
- included managerDF Dent
- included managerFederated
- included managerTran Capital Mgmt
- included managerPolen Capital
- included managerSGA
- included managerSpyglass
- included managerPutnam Investment
- included managerStonebridge
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RINGCENTRAL INC | 76680R206 | CL A | 8,483 | $251,352 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 8,000 | $251,120 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 6,788 | $249,120 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 8,925 | $248,829 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 2,314 | $245,909 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,477 | $243,960 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 14,893 | $243,649 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,576 | $243,177 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 19,578 | $240,809 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 43,972 | $239,647 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 7,818 | $239,153 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 29,040 | $238,418 | dollars as filed | |
| WEX INC | 96208T104 | COM | 1,258 | $236,617 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,508 | $235,776 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,874 | $234,881 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 8,140 | $234,839 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,123 | $232,726 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,018 | $231,798 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 15,346 | $230,497 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 8,203 | $230,176 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 50,358 | $228,625 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 17,236 | $226,826 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 7,984 | $225,149 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 14,776 | $224,891 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,058 | $224,598 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 8,000 | $223,600 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 9,928 | $221,692 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 7,747 | $221,099 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 15,151 | $219,538 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 232,000 | $218,892 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 5,052 | $218,196 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 8,564 | $218,040 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 8,981 | $217,430 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 181,000 | $217,381 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 3,820 | $215,792 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 4,410 | $215,341 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 6,602 | $214,829 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,923 | $214,200 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,229 | $213,987 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 6,126 | $212,572 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 6,211 | $212,168 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 2,841 | $212,109 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,233 | $211,673 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 1,452 | $211,542 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 4,340 | $210,881 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,991 | $209,622 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 13,880 | $209,588 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 3,913 | $209,424 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 199,000 | $208,950 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,153 | $205,707 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,387 | $204,981 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,435 | $203,354 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 1,931 | $202,890 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 3,404 | $202,572 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 14,624 | $201,811 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 214,000 | $201,588 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 29,933 | $201,449 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,983 | $200,487 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2,558 | $200,419 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 228,000 | $197,790 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 24,652 | $196,477 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 184,000 | $194,672 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 234,000 | $193,343 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 29,701 | $192,759 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 219,000 | $192,720 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 11,891 | $191,683 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 192,000 | $190,368 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 184,000 | $188,876 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 189,000 | $185,693 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 195,000 | $185,640 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 198,000 | $184,883 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 162,000 | $184,518 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 156,000 | $183,066 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 194,000 | $182,845 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 149,000 | $182,823 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 197,000 | $181,437 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 13,986 | $181,398 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 155,000 | $180,188 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,672 | $178,115 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 179,000 | $176,136 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 12,721 | $176,058 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 191,000 | $174,192 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 17,741 | $171,023 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 229,000 | $170,376 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 10,035 | $167,886 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 191,000 | $167,603 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,963 | $166,015 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 25,116 | $163,756 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 13,469 | $161,359 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 193,000 | $160,074 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 191,000 | $160,058 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 199,000 | $158,583 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 19,130 | $154,762 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 52,186 | $154,471 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 229,000 | $154,346 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 32,155 | $154,344 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 24,700 | $153,387 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,348 | $152,968 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 150,000 | $148,875 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 13,143 | $146,282 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 15,935 | $145,008 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 119,000 | $140,349 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 144,000 | $139,594 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 16,154 | $138,117 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 13,452 | $136,941 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 156,000 | $134,644 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 11,323 | $133,838 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 116,000 | $124,642 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 13,219 | $123,862 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 13,481 | $123,486 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 110,000 | $120,791 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 117,000 | $118,755 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 50,297 | $107,636 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 22,336 | $104,756 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 25,546 | $101,162 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 102,000 | $99,603 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 119,000 | $98,949 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 102,000 | $94,656 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 16,024 | $83,645 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 74,000 | $72,335 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 25,806 | $72,257 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 140,972 | $68,935 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 74,000 | $68,080 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 17,729 | $60,279 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 15,848 | $53,249 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 14,471 | $52,096 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004158 | this filing | 2023-11-08 | acceptance time not in the bulk data set |