13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-03, with 2,291 holding rows worth $11,192,707,643.
- Accession
- 0001085146-23-004064
- Filer
- CIK 1567755
- Filed
- 2023-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 2,325 entries on the cover page, a total value of $11,192,707,643 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,192,707,643 with VALUE read as dollars as filed, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 75,400 | $68,162 | dollars as filed | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,128 | $67,755 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 727 | $67,561 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 11,250 | $67,164 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 38,850 | $67,132 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 131,800 | $66,137 | dollars as filed | call |
| LUMOS PHARMA INC | 55028X109 | COM | 20,013 | $66,043 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 24,267 | $66,006 | dollars as filed | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 20,000 | $65,600 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 10,316 | $64,990 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 24,100 | $63,624 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 26,800 | $62,656 | dollars as filed | call |
| UnitedHealth Group Inc | 91324P102 | COM | 12,400 | $62,520 | dollars as filed | call |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 127,600 | $61,031 | dollars as filed | call |
| FREYR BATTERY | L4135L100 | SHS | 12,445 | $60,856 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 30,249 | $60,498 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 19,093 | $59,761 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2,813 | $59,754 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 13,564 | $57,783 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 11,160 | $56,470 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,213 | $56,442 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 988 | $56,240 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 120,000 | $55,860 | dollars as filed | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 25,490 | $55,824 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 15,750 | $55,755 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 1,829 | $55,181 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 14,486 | $54,467 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 110,500 | $53,758 | dollars as filed | call |
| Vanguard Extended Market ETF | 922908652 | SHS | 36,800 | $52,745 | dollars as filed | put |
| SPDW | 78463X889 | COM | 168,300 | $52,190 | dollars as filed | put |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 73,600 | $51,358 | dollars as filed | put |
| NIKOLA CORP | 654110105 | COM | 32,275 | $50,672 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 36,100 | $50,558 | dollars as filed | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,302 | $49,955 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 49,800 | $49,870 | dollars as filed | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 113,900 | $49,626 | dollars as filed | put |
| Vanguard Real Estate | 922908553 | SHS | 65,000 | $49,179 | dollars as filed | put |
| EVGO INC | 30052F100 | CL A COM | 14,469 | $48,906 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 30,000 | $47,979 | dollars as filed | call |
| MasterCard, Inc | 57636Q104 | COM | 12,000 | $47,509 | dollars as filed | put |
| EXSCIENTIA PLC | 30223G102 | ADS | 10,500 | $47,460 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,300 | $47,074 | dollars as filed | put |
| JPMorgan Chase & Co | 46625H100 | COM | 32,300 | $46,842 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 100,100 | $46,276 | dollars as filed | put |
| HECLA MNG CO | 422704106 | COM | 11,690 | $45,707 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,500 | $45,681 | dollars as filed | call |
| ARIS MINING CORPORATION | 04040Y109 | COM | 20,000 | $45,400 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,332 | $44,569 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 85,000 | $43,257 | dollars as filed | call |
| PepsiCo,Inc. | 713448108 | COM | 25,500 | $43,207 | dollars as filed | call |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 125,600 | $42,164 | dollars as filed | put |
| SKYX PLATFORMS CORP | 78471E105 | COM | 29,500 | $41,890 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 13,800 | $41,698 | dollars as filed | call |
| McDonalds Corporation | 580135101 | COM | 15,700 | $41,360 | dollars as filed | put |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 76,800 | $38,600 | dollars as filed | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,000 | $36,025 | dollars as filed | call |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 18,095 | $35,286 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 65,400 | $35,159 | dollars as filed | call |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 10,200 | $34,170 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 21,900 | $34,109 | dollars as filed | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 12,534 | $34,092 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 68,900 | $33,891 | dollars as filed | call |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 67,900 | $33,835 | dollars as filed | put |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 257,330 | $33,452 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 21,410 | $32,971 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 13,200 | $32,749 | dollars as filed | call |
| Procter & Gamble Co | 742718109 | COM | 22,400 | $32,673 | dollars as filed | call |
| Prologis,Inc. | 74340W103 | COM | 28,700 | $32,204 | dollars as filed | put |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 88,800 | $30,822 | dollars as filed | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 80,500 | $29,705 | dollars as filed | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 85,100 | $28,671 | dollars as filed | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 7,300 | $28,435 | dollars as filed | call |
| Gilead Sciences,Inc. | 375558103 | COM | 37,700 | $28,252 | dollars as filed | call |
| Procter & Gamble Co | 742718109 | COM | 19,300 | $28,151 | dollars as filed | put |
| Adobe Inc | 00724F101 | COM | 5,500 | $28,044 | dollars as filed | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 28,606 | $28,034 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 5,800 | $27,899 | dollars as filed | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 21,784 | $27,884 | dollars as filed | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 15,000 | $27,746 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,300 | $27,732 | dollars as filed | put |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,000 | $27,376 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 82,300 | $27,298 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 119,800 | $26,548 | dollars as filed | call |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,100 | $26,195 | dollars as filed | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,008 | $25,630 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 19,284 | $25,263 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 75,400 | $25,229 | dollars as filed | put |
| HCA Healthcare Inc | 40412C101 | COM | 10,000 | $24,598 | dollars as filed | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,700 | $24,399 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 3,700 | $24,373 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 68,000 | $24,335 | dollars as filed | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 107 | $24,168 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 21,800 | $23,762 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 40,295 | $23,580 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 14,651 | $23,442 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 27,250 | $23,166 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 15,100 | $22,508 | dollars as filed | put |
| Philip Morris International Inc. | 718172109 | COM | 24,200 | $22,404 | dollars as filed | put |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 51,000 | $22,287 | dollars as filed | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,800 | $22,135 | dollars as filed | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 11,000 | $21,991 | dollars as filed | put |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 11,863 | $21,472 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 16,905 | $21,300 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 10,100 | $21,032 | dollars as filed | put |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 10,400 | $20,904 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,300 | $20,623 | dollars as filed | call |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 10,556 | $20,584 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 5,500 | $20,098 | dollars as filed | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 12,900 | $20,047 | dollars as filed | put |
| NextEra Energy,Inc. | 65339F101 | COM | 34,800 | $19,937 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 59,300 | $19,915 | dollars as filed | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 20,500 | $19,797 | dollars as filed | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 454 | $19,791 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 16,000 | $18,880 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 48,100 | $18,725 | dollars as filed | put |
| Walt Disney Co | 254687106 | COM | 23,100 | $18,723 | dollars as filed | put |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 24,300 | $18,463 | dollars as filed | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 16,141 | $18,400 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 340 | $18,149 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,400 | $18,094 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 32,300 | $18,082 | dollars as filed | put |
| AT&T Inc | 00206R102 | COM | 120,100 | $18,039 | dollars as filed | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 16,643 | $17,974 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 22,247 | $17,821 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 33,000 | $17,615 | dollars as filed | put |
| D R HORTON INC COM | 23331A109 | Stock | 15,900 | $17,087 | dollars as filed | call |
| NNN REIT INC COM | 637417106 | REIT | 48,000 | $16,963 | dollars as filed | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,900 | $16,864 | dollars as filed | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17,800 | $16,791 | dollars as filed | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 16,100 | $16,509 | dollars as filed | put |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 17,700 | $16,252 | dollars as filed | call |
| Boeing Company | 097023105 | COM | 2,000 | $16,220 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 29,500 | $16,039 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 6,500 | $15,934 | dollars as filed | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,500 | $15,891 | dollars as filed | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 35,800 | $15,677 | dollars as filed | call |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 26,400 | $15,386 | dollars as filed | call |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,100 | $15,315 | dollars as filed | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 13,079 | $15,303 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 13,050 | $15,269 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 36,300 | $15,264 | dollars as filed | call |
| Schwab US TIPS ETF | 808524870 | SHS | 29,300 | $14,794 | dollars as filed | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,300 | $14,076 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 57,200 | $13,992 | dollars as filed | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 54,000 | $13,678 | dollars as filed | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 16,400 | $13,533 | dollars as filed | put |
| Wells Fargo & Company | 949746101 | COM | 32,800 | $13,402 | dollars as filed | put |
| S&P Global,Inc. | 78409V104 | COM | 3,600 | $13,155 | dollars as filed | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 20,500 | $13,118 | dollars as filed | put |
| Medtronic Plc | G5960L103 | COM | 16,600 | $13,008 | dollars as filed | put |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 13,000 | $12,901 | dollars as filed | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 19,000 | $12,871 | dollars as filed | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 95,897 | $12,639 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,900 | $12,615 | dollars as filed | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 35,500 | $12,592 | dollars as filed | call |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 10,100 | $12,354 | dollars as filed | call |
| Lockheed Martin Corporation | 539830109 | COM | 3,000 | $12,269 | dollars as filed | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,255 | $12,195 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 40,000 | $11,784 | dollars as filed | |
| FISERV INC | 337738108 | COM | 10,300 | $11,634 | dollars as filed | call |
| Morgan Stanley | 617446448 | COM | 14,200 | $11,597 | dollars as filed | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 16,700 | $11,590 | dollars as filed | put |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 14,811 | $11,329 | dollars as filed | |
| Intel Corp | 458140100 | COM | 30,700 | $10,914 | dollars as filed | call |
| ARES CAPITAL CORP | 04010L103 | COM | 55,900 | $10,884 | dollars as filed | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,500 | $10,829 | dollars as filed | call |
| HCA Healthcare Inc | 40412C101 | COM | 4,200 | $10,331 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 35,400 | $10,316 | dollars as filed | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 11,000 | $10,175 | dollars as filed | call |
| ENSIGN GROUP INC | 29358P101 | COM | 10,900 | $10,129 | dollars as filed | call |
| International Business Machines Corporation | 459200101 | COM | 7,200 | $10,102 | dollars as filed | put |
| USBANCORPDEL | 902973304 | COM NEW | 30,400 | $10,051 | dollars as filed | call |
| INGREDION INC COM | 457187102 | Stock | 10,200 | $10,037 | dollars as filed | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 9,800 | $10,024 | dollars as filed | put |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 100 | $10,006 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 4,400 | $9,938 | dollars as filed | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,400 | $9,757 | dollars as filed | call |
| NUCANA PLC | 67022C106 | ADR | 15,500 | $9,455 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 10,111 | $9,403 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 49,500 | $9,049 | dollars as filed | call |
| CUE HEALTH INC | 229790100 | COM | 20,000 | $8,846 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 3,300 | $8,694 | dollars as filed | call |
| MANGOCEUTICALS INC | 56270V106 | COM | 10,200 | $8,676 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,900 | $8,567 | dollars as filed | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,400 | $8,381 | dollars as filed | put |
| SONOCO PRODS CO | 835495102 | COM | 15,400 | $8,370 | dollars as filed | put |
| EVOGENE LTD | M4119S104 | SHS | 14,013 | $8,219 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,200 | $8,180 | dollars as filed | put |
| HF SINCLAIR CORP COM | 403949100 | Stock | 13,900 | $7,913 | dollars as filed | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,800 | $7,795 | dollars as filed | put |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 15,900 | $6,951 | dollars as filed | put |
| INVITAE CORP | 46185L103 | COM | 11,422 | $6,915 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,900 | $6,845 | dollars as filed | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 15,100 | $6,745 | dollars as filed | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 609 | $6,707 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 16,001 | $6,630 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,600 | $6,604 | dollars as filed | call |
| American Tower Corporation | 03027X100 | COM | 4,000 | $6,578 | dollars as filed | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,200 | $6,548 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 20,000 | $6,000 | dollars as filed | call |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,870 | $5,807 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 23,500 | $5,800 | dollars as filed | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,700 | $5,659 | dollars as filed | put |
| MasterCard, Inc | 57636Q104 | COM | 1,400 | $5,543 | dollars as filed | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,500 | $5,409 | dollars as filed | call |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 23,200 | $5,113 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 200 | $4,697 | dollars as filed | call |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,300 | $4,667 | dollars as filed | put |
| PULTE GROUP INC COM | 745867101 | Stock | 6,100 | $4,517 | dollars as filed | call |
| Danaher Corporation | 235851102 | COM | 1,800 | $4,466 | dollars as filed | put |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 9,000 | $4,458 | dollars as filed | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 38,500 | $4,243 | dollars as filed | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,062 | $4,226 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,000 | $4,011 | dollars as filed | put |
| AVANGRID INC | 05351W103 | COM | 13,100 | $3,952 | dollars as filed | call |
| HP INC COM | 40434L105 | Stock | 14,600 | $3,753 | dollars as filed | call |
| INVESCO QQQ TR | 46090E103 | COM | 7,000 | $3,620 | dollars as filed | put |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,800 | $3,602 | dollars as filed | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 17,700 | $3,510 | dollars as filed | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8,000 | $3,502 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 14,400 | $3,424 | dollars as filed | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 13,500 | $3,318 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,000 | $3,318 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 9,600 | $3,111 | dollars as filed | put |
| BLACKSTONE INC | 09260D107 | COM | 0 | $3,069 | dollars as filed | putAmount filed as zero, left out of ratios. |
| Eli Lilly and Company | 532457108 | COM | 300 | $2,700 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12,100 | $2,570 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 4,500 | $2,519 | dollars as filed | call |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,600 | $2,267 | dollars as filed | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,100 | $2,202 | dollars as filed | call |
| American Express Company | 025816109 | COM | 0 | $2,190 | dollars as filed | putAmount filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,200 | $2,048 | dollars as filed | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 800 | $1,837 | dollars as filed | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200 | $1,836 | dollars as filed | put |
| Union Pacific Corporation | 907818108 | COM | 900 | $1,833 | dollars as filed | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $1,818 | dollars as filed | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 800 | $1,768 | dollars as filed | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 500 | $1,739 | dollars as filed | call |
| Philip Morris International Inc. | 718172109 | COM | 1,800 | $1,666 | dollars as filed | call |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 11,000 | $1,613 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 1,800 | $1,600 | dollars as filed | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 200 | $1,580 | dollars as filed | put |
| Deere & Company | 244199105 | COM | 400 | $1,510 | dollars as filed | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,100 | $1,450 | dollars as filed | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,200 | $1,428 | dollars as filed | call |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 15,000 | $1,425 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,200 | $1,333 | dollars as filed | call |
| Apple Inc | 037833100 | COM | 200 | $1,320 | dollars as filed | put |
| ConocoPhillips | 20825C104 | COM | 1,100 | $1,318 | dollars as filed | put |
| American Tower Corporation | 03027X100 | COM | 800 | $1,316 | dollars as filed | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 3,500 | $1,215 | dollars as filed | call |
| AT&T Inc | 00206R102 | COM | 7,800 | $1,172 | dollars as filed | put |
| FASTENAL CO COM | 311900104 | Stock | 2,100 | $1,147 | dollars as filed | call |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 180 | $1,111 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,500 | $1,106 | dollars as filed | call |
| KEYCORP COM | 493267108 | Stock | 10,200 | $1,098 | dollars as filed | put |
| Boston Scientific Corporation | 101137107 | COM | 2,000 | $1,056 | dollars as filed | put |
| DISCOVER FINL SVCS | 254709108 | COM | 100 | $1,040 | dollars as filed | put |
| MOODYS CORP COM | 615369105 | Stock | 300 | $949 | dollars as filed | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 600 | $935 | dollars as filed | call |
| KLA CORP | 482480100 | COM | 200 | $917 | dollars as filed | call |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,000 | $858 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 0 | $850 | dollars as filed | callAmount filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,900 | $809 | dollars as filed | call |
| BIOGEN INC COM | 09062X103 | Stock | 300 | $771 | dollars as filed | put |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 400 | $696 | dollars as filed | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,200 | $683 | dollars as filed | call |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,400 | $662 | dollars as filed | call |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 300 | $609 | dollars as filed | call |
| 3M CO COM | 88579Y101 | Stock | 600 | $562 | dollars as filed | put |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 700 | $562 | dollars as filed | put |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,000 | $552 | dollars as filed | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,300 | $547 | dollars as filed | call |
| FEDEX CORP COM | 31428X106 | Stock | 200 | $530 | dollars as filed | put |
| PPL CORP COM | 69351T106 | Stock | 2,200 | $518 | dollars as filed | put |
| EDISON INTL COM | 281020107 | Stock | 800 | $506 | dollars as filed | call |
| ROBINHOOD MKTS INC | 770700102 | COM | 1,000 | $500 | dollars as filed | call |
| PHILLIPS 66 COM | 718546104 | Stock | 400 | $481 | dollars as filed | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 700 | $372 | dollars as filed | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 300 | $365 | dollars as filed | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 300 | $319 | dollars as filed | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 800 | $304 | dollars as filed | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 300 | $285 | dollars as filed | put |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,000 | $270 | dollars as filed | call |
| PPL CORP COM | 69351T106 | Stock | 1,100 | $259 | dollars as filed | call |
| JABIL INC COM | 466313103 | Stock | 400 | $220 | dollars as filed | put |
| BAXTER INTL INC | 071813109 | COM | 600 | $90 | dollars as filed | call |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 100 | $60 | dollars as filed | call |
| AFLAC INC COM | 001055102 | Stock | 2,000 | $40 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,000 | $10 | dollars as filed | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 200 | $2 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004064 | this filing | 2023-11-03 | acceptance time not in the bulk data set |