13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-03, with 36 holding rows worth $139,225,206.
- Accession
- 0001085146-23-004042
- Filer
- CIK 1569356
- Filed
- 2023-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 36 entries on the cover page, a total value of $139,225,206 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,225,206 with VALUE read as dollars as filed, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 518,347 | $30,587,656 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 22,500 | $17,001,000 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 16,000 | $15,006,660 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 10,000 | $9,965,000 | dollars as filed | principal |
| VNET GROUP INC | 90138VAB3 | NOTE 2/0 | 11,000 | $8,662,500 | dollars as filed | principal |
| SPLUNK INC | 848637104 | COM | 50,000 | $7,312,500 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 7,500 | $6,300,000 | dollars as filed | principal |
| XPENG INC ADS | 98422D105 | ADR | 342,665 | $6,121,987 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 7,000 | $5,575,500 | dollars as filed | principal |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 6,000 | $5,265,000 | dollars as filed | principal |
| ISRAEL ACQUISITIONS CORP | G49667135 | UNIT 12/12/2027 | 400,000 | $4,260,000 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 143,361 | $4,140,266 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 4,000 | $3,732,000 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 4,000 | $3,282,400 | dollars as filed | principal |
| CLEAN EARTH ACQUISITIONS COR | 184493104 | CLASS A COM | 291,995 | $3,086,387 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,000,000 | $1,545,000 | dollars as filed | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 3,180,000 | $1,049,400 | dollars as filed | put |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 47,000 | $1,007,104 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 36,667 | $974,902 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,180,000 | $749,300 | dollars as filed | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 17,900 | $638,224 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 100,000 | $575,000 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 3,077 | $549,652 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 27,200 | $434,541 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 400 | $422,200 | dollars as filed | principal |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 407,186 | $321,718 | dollars as filed | principal |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 12,420 | $291,729 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 577,000 | $138,480 | dollars as filed | put |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 408,052 | $71,409 | dollars as filed | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,763 | $62,801 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493120 | RIGHT 01/01/2027 | 299,795 | $39,573 | dollars as filed | |
| MariaDB PLC | G5920M118 | Warrant | 288,530 | $21,986 | dollars as filed | principal |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 362,456 | $18,993 | dollars as filed | principal |
| Alternus Clean Energy Inc | 184493112 | Warrant | 149,097 | $7,917 | dollars as filed | principal |
| CONX Corp | 212873111 | Warrant | 27,300 | $4,095 | dollars as filed | principal |
| HH&L ACQUISITION CO | G39714129 | WARR | 82,180 | $2,326 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004042 | this filing | 2023-11-03 | acceptance time not in the bulk data set |