13F-HR filed by Spectrum Asset Management, Inc.
Spectrum Asset Management, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-02, with 7 holding rows worth $117,131,189.
- Accession
- 0001085146-23-004027
- Filer
- CIK 1318293
- Filed
- 2023-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 8 entries on the cover page, a total value of $117,131,189 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,131,189 with VALUE read as dollars as filed, 13F file number 028-11300. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 42,292 | $47,155,580 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 2,836,727 | $31,117,279 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10,092 | $11,224,423 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 646,421 | $8,616,792 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 723,135 | $6,999,947 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 223,029 | $6,724,342 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 236,603 | $5,292,826 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004027 | this filing | 2023-11-02 | acceptance time not in the bulk data set |