13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-25, with 137 holding rows worth $3,634,998,569.
- Accession
- 0001085146-23-003890
- Filer
- CIK 61227
- Filed
- 2023-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 333 entries on the cover page, a total value of $3,634,998,569 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,634,998,583 with VALUE read as dollars as filed, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
- included managerIndexIQ Advisors LLC028-13712
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 1,433,241 | $186,441,949 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 53,223,000 | $109,296,530 | dollars as filed | principal |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 36,578,000 | $100,503,025 | dollars as filed | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 36,907,000 | $98,101,643 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 105,239,000 | $95,186,965 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 89,354,000 | $90,863,975 | dollars as filed | principal |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 30,370,000 | $84,770,335 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 75,796,000 | $79,928,320 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 82,571,000 | $77,476,702 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 76,286,000 | $74,883,901 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 69,535,000 | $69,255,838 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 62,814,000 | $66,870,062 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 67,653,000 | $66,772,479 | dollars as filed | principal |
| OIL STS INTL INC | 678026AK1 | NOTE 4.750% 4/0 | 55,221,000 | $63,576,897 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 62,165,000 | $61,911,257 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 69,546,000 | $60,738,873 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 1,102,499 | $60,601,558 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 25,606,000 | $60,420,709 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 48,606,000 | $59,650,692 | dollars as filed | principal |
| TALOS ENERGY INC | 87484T108 | COM | 3,152,973 | $58,781,013 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 57,672,000 | $56,403,216 | dollars as filed | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 54,453,000 | $52,075,271 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 62,243,000 | $50,122,184 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 15,945,000 | $48,845,718 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 57,768,000 | $46,379,404 | dollars as filed | principal |
| SPLUNK INC | 848637AD6 | BOND | 39,956,000 | $45,553,519 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 50,289,000 | $43,627,286 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 42,633,000 | $43,180,294 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 45,768,000 | $42,104,626 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 22,528,000 | $41,329,600 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 36,596,000 | $40,936,128 | dollars as filed | principal |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 44,108,000 | $40,866,946 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 60,770,000 | $40,651,705 | dollars as filed | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 54,204,000 | $40,607,756 | dollars as filed | principal |
| Danaher Corporation | 235851102 | COM | 150,217 | $38,485,596 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 40,394,000 | $38,237,931 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 36,091,000 | $35,661,694 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 35,371,360 | $34,835,584 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 39,481,000 | $34,806,978 | dollars as filed | principal |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 491,940 | $34,099,663 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 31,708 | $33,932,186 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 929,500 | $32,523,205 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 25,852,000 | $31,772,883 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 32,608,000 | $31,571,237 | dollars as filed | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 29,075 | $31,505,471 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 35,669,000 | $31,388,158 | dollars as filed | principal |
| FLUOR CORP | 343412102 | COM | 848,588 | $31,143,180 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 15,335,000 | $30,309,628 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 26,780,000 | $30,194,580 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 29,188,000 | $27,957,471 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 29,591,000 | $27,698,422 | dollars as filed | principal |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,401,701 | $26,621,569 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 22,815,000 | $25,949,806 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 29,294,000 | $25,825,110 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 662,773 | $25,040,202 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 14,615,000 | $25,031,841 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 23,902,000 | $24,063,647 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 26,107,000 | $23,887,243 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 24,889,000 | $23,474,888 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 28,433,000 | $23,357,862 | dollars as filed | principal |
| AES CORP | 00130H204 | CONV | 371,067 | $22,718,443 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 995,195 | $22,678,160 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 27,018,000 | $22,586,714 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 23,585,000 | $21,904,569 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 23,181,000 | $21,500,378 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 27,230,000 | $18,446,530 | dollars as filed | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 26,120,000 | $17,641,282 | dollars as filed | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 19,412,000 | $17,604,258 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 18,463,000 | $17,484,461 | dollars as filed | principal |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 104,696 | $16,968,081 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 17,625,000 | $16,294,313 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 14,404,000 | $16,217,394 | dollars as filed | principal |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 21,611,000 | $16,142,379 | dollars as filed | principal |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,503,656 | $15,592,913 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 13,235,000 | $15,423,338 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 13,935,000 | $14,938,320 | dollars as filed | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 16,239,000 | $14,883,044 | dollars as filed | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 12,870,000 | $13,323,844 | dollars as filed | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 14,225,000 | $12,971,071 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 8,066,000 | $11,219,993 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 13,293,000 | $10,969,916 | dollars as filed | principal |
| INFINERA CORP | 45667GAE3 | BOND | 11,540,000 | $10,212,473 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 10,455,000 | $10,159,815 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 11,950,000 | $9,837,340 | dollars as filed | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,003,043 | $9,827,870 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 9,891,000 | $9,594,270 | dollars as filed | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 55,336 | $9,487,357 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,111,764 | $9,441,509 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 930,320 | $9,005,498 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 9,535,000 | $8,313,567 | dollars as filed | principal |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 992,093 | $8,289,659 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 7,360,000 | $7,861,400 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 7,830,000 | $7,375,860 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 8,044,000 | $7,356,918 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 9,875,000 | $7,238,070 | dollars as filed | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 7,685,000 | $6,796,262 | dollars as filed | principal |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 638,616 | $6,390,772 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,528,000 | $6,344,832 | dollars as filed | principal |
| BlackRock Muniy Michigan | 09254V105 | Fund | 664,819 | $6,326,949 | dollars as filed | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 4,605,000 | $6,067,088 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 6,727,000 | $5,608,454 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 5,370,000 | $5,368,119 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 4,550,000 | $5,367,395 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,378,000 | $5,213,434 | dollars as filed | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 561,758 | $5,154,473 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 5,896,000 | $5,124,025 | dollars as filed | principal |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 543,595 | $4,816,252 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 4,171,000 | $4,580,175 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 4,249,000 | $4,312,880 | dollars as filed | principal |
| SABRE GLBL INC | 78573NAE2 | BOND | 3,165,000 | $3,758,227 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,239,000 | $3,524,728 | dollars as filed | principal |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 425,866 | $3,515,731 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 401,695 | $3,458,594 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 357,837 | $3,275,788 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 517,619 | $3,249,109 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 2,774,000 | $2,552,080 | dollars as filed | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 233,310 | $2,372,763 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 360,887 | $2,347,972 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 333,155 | $1,515,855 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 14,280 | $1,456,846 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 176,016 | $1,236,111 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 264,450 | $1,150,666 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 9,050 | $803,640 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 78,984 | $669,902 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 13,918 | $558,251 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 60,475 | $524,235 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 480,000 | $415,800 | dollars as filed | principal |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,080 | $348,533 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 25,745 | $225,526 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,535 | $224,829 | dollars as filed | |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 300,000 | $207,900 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 120,000 | $165,540 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 162,000 | $147,420 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 140,000 | $129,766 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 45,000 | $35,438 | dollars as filed | principal |
| CARNIVAL CORP | 143658BT8 | BOND | 19,000 | $28,491 | dollars as filed | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 27,000 | $24,314 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003890 | this filing | 2023-10-25 | acceptance time not in the bulk data set |