13F-HR filed by Stratos Investment Management, LLC
Stratos Investment Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-24, with 159 holding rows worth $669,047,533.
- Accession
- 0001085146-23-003883
- Filer
- CIK 1707206
- Filed
- 2023-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 159 entries on the cover page, a total value of $669,047,533 stated on the cover page (in dollars after the unit check, H1), rows summing to $669,047,533 with VALUE read as dollars as filed, 13F file number 028-19493. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 442,345 | $41,664,481 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 558,722 | $35,473,320 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 393,611 | $27,466,181 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 68,659 | $21,679,219 | dollars as filed | |
| Apple Inc | 037833100 | COM | 123,769 | $21,190,657 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 457,751 | $20,635,427 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 68,456 | $18,641,321 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 127,093 | $16,631,390 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 540,901 | $16,616,509 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 99,967 | $15,177,031 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 292,067 | $15,149,547 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 34,737 | $14,917,265 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 272,011 | $14,568,929 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 142,694 | $14,557,699 | dollars as filed | |
| SCHD | 808524797 | COM | 205,231 | $14,522,213 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 430,424 | $13,110,721 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 56,021 | $12,711,281 | dollars as filed | |
| IJH | 464287507 | COM | 47,219 | $11,774,247 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 239,863 | $11,340,729 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 27,373 | $9,588,762 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 209,930 | $9,018,595 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 60,548 | $8,780,738 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 268,035 | $8,234,060 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 153,294 | $8,003,530 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,519 | $7,824,872 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 18,892 | $7,133,619 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 126,986 | $6,826,812 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 21,415 | $6,470,766 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 69,249 | $6,358,533 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 142,641 | $6,236,276 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 38,579 | $6,169,997 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 93,594 | $6,022,797 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 22,217 | $5,971,284 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 15,026 | $5,949,304 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 25,613 | $5,891,396 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 32,440 | $5,496,685 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 36,884 | $5,379,971 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 159,712 | $5,297,676 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 30,918 | $5,213,424 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 10,155 | $5,178,035 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 89,214 | $5,111,102 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 186,286 | $5,100,536 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 24,767 | $5,022,252 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 53,120 | $5,010,815 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 37,077 | $4,713,228 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 16,793 | $4,424,045 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 20,844 | $4,340,623 | dollars as filed | |
| Boeing Company | 097023105 | COM | 22,502 | $4,313,183 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,562 | $4,272,390 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 26,107 | $4,066,283 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 91,160 | $4,042,049 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 42,973 | $3,922,174 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 20,679 | $3,820,333 | dollars as filed | |
| American Express Company | 025816109 | COM | 24,526 | $3,659,168 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 51,285 | $3,559,235 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 27,641 | $3,321,139 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 28,142 | $3,308,939 | dollars as filed | |
| Deere & Company | 244199105 | COM | 8,740 | $3,298,443 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 18,872 | $3,132,160 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,998 | $3,036,286 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 30,722 | $2,937,708 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 5,284 | $2,838,204 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 53,503 | $2,832,568 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 21,389 | $2,820,140 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 35,858 | $2,809,875 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 93,483 | $2,775,535 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 21,833 | $2,615,704 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,853 | $2,370,092 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 57,558 | $2,279,616 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,712 | $2,243,116 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 14,665 | $2,235,547 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,695 | $2,180,842 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 13,545 | $2,019,139 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,937 | $1,974,853 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,947 | $1,950,635 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 11,307 | $1,797,969 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 19,730 | $1,741,450 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 30,857 | $1,727,428 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 3,894 | $1,592,561 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 20,649 | $1,552,214 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,258 | $1,460,262 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 8,209 | $1,429,472 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,191 | $1,404,646 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 6,359 | $1,294,889 | dollars as filed | |
| VTI | 922908769 | COM | 5,986 | $1,271,685 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,599 | $1,184,505 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 55,012 | $1,144,258 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 47,845 | $1,143,515 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 16,173 | $1,120,047 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 18,950 | $1,099,888 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,794 | $1,024,111 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 39,404 | $1,001,256 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 69,728 | $998,508 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 14,731 | $960,814 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,770 | $959,465 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 23,734 | $930,167 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,165 | $925,552 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,366 | $919,077 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 52,370 | $782,932 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 20,796 | $704,575 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,609 | $694,170 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,966 | $683,140 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,157 | $681,495 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,794 | $596,026 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,031 | $593,295 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,930 | $592,763 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,314 | $572,555 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,747 | $570,952 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 3,259 | $545,491 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 5,011 | $530,791 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 6,832 | $516,919 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 12,090 | $508,425 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 3,639 | $502,051 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,081 | $470,425 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,076 | $468,357 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,487 | $460,177 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,570 | $457,648 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 17,210 | $437,146 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,837 | $421,704 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,229 | $421,503 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 2,880 | $404,177 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,708 | $381,494 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 11,691 | $378,934 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 3,517 | $376,811 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 6,467 | $370,082 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,475 | $357,374 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,762 | $352,648 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 8,916 | $345,428 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,939 | $344,879 | dollars as filed | |
| MGC | 921910873 | COM | 2,166 | $328,950 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,366 | $319,456 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 11,200 | $318,433 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,123 | $310,992 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,302 | $301,647 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,440 | $294,914 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 8,703 | $287,739 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 11,344 | $287,687 | dollars as filed | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 936 | $280,997 | dollars as filed | |
| Southern Company | 842587107 | COM | 4,281 | $277,085 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,841 | $269,661 | dollars as filed | |
| TIDAL TRUST I | 886364793 | SOUND EQUIT ETF | 10,561 | $262,641 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 34,022 | $257,892 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,779 | $257,291 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,985 | $251,619 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,126 | $234,829 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 923 | $230,953 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,173 | $230,788 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,816 | $228,291 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 10,736 | $228,247 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 9,382 | $225,468 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,180 | $225,238 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,365 | $225,126 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,150 | $224,158 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 9,518 | $222,120 | dollars as filed | principal |
| WISDOMTREE VOYA YIELD BOND ETF | 97717Y469 | COM | 4,686 | $219,561 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 875 | $217,290 | dollars as filed | |
| CORNING INC | 219350105 | COM | 6,950 | $211,773 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,380 | $206,001 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,362 | $169,324 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003883 | this filing | 2023-10-24 | acceptance time not in the bulk data set |