13F-HR filed by Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-24, with 1,281 holding rows worth $4,644,869,704.
- Accession
- 0001085146-23-003881
- Filer
- CIK 1612865
- Filed
- 2023-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,281 entries on the cover page, a total value of $4,644,869,704 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,644,869,704 with VALUE read as dollars as filed, 13F file number 028-16201. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 14,590 | $311,497 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 3,607 | $311,074 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 16,433 | $308,716 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,253 | $308,137 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 3,646 | $306,828 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 9,007 | $305,073 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 4,318 | $302,001 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 2,334 | $301,840 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 11,782 | $301,030 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 2,613 | $300,704 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,156 | $300,554 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 876 | $299,664 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,448 | $299,606 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 8,200 | $299,567 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,388 | $299,185 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 7,370 | $299,092 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,861 | $298,934 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 23,572 | $298,893 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,249 | $298,768 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,980 | $296,967 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 10,495 | $296,208 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 12,079 | $295,694 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 3,595 | $295,114 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,524 | $294,124 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 30,876 | $293,949 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 5,994 | $293,406 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 22,003 | $292,640 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 34,499 | $292,553 | dollars as filed | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,776 | $290,287 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,168 | $289,719 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,965 | $289,681 | dollars as filed | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 4,859 | $288,858 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 11,875 | $288,333 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,016 | $286,515 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 6,209 | $285,428 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 7,779 | $284,963 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 16,382 | $284,567 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 1,465 | $284,225 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 18,396 | $282,930 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3,759 | $282,226 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 3,100 | $282,214 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 19,485 | $281,948 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 13,250 | $281,695 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 4,206 | $280,420 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 6,373 | $278,939 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 13,653 | $278,662 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 5,521 | $278,111 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,810 | $277,971 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,292 | $277,586 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,356 | $277,573 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 10,377 | $277,481 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 2,962 | $276,355 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 5,381 | $275,876 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 3,100 | $275,108 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 22,411 | $274,540 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 14,575 | $274,171 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 18,774 | $272,600 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 11,818 | $272,050 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,951 | $271,905 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,633 | $271,862 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 7,063 | $271,673 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,514 | $271,631 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 20,838 | $270,484 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,379 | $270,379 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 7,397 | $269,359 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,724 | $268,734 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,265 | $268,294 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 420 | $267,259 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,208 | $265,869 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,518 | $264,859 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 8,924 | $264,064 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 7,583 | $262,675 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 3,074 | $261,421 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 52,533 | $261,089 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,273 | $260,933 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 10,025 | $260,565 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 8,019 | $260,297 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 9,959 | $260,029 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 8,811 | $259,396 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 11,359 | $255,413 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 13,155 | $255,339 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 4,954 | $255,270 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 7,908 | $254,400 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,580 | $253,276 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 17,251 | $251,790 | dollars as filed | |
| BALL CORP | 058498106 | COM | 5,056 | $251,717 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,050 | $250,135 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,674 | $249,967 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 4,054 | $249,106 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 7,409 | $248,873 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,181 | $248,828 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 6,650 | $247,580 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,665 | $245,830 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 102,763 | $245,604 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,655 | $245,495 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 6,870 | $244,916 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 11,226 | $244,068 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,101 | $241,171 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 11,385 | $240,224 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,295 | $240,006 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 7,312 | $238,670 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 10,575 | $237,728 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 482 | $237,385 | dollars as filed | |
| RADNET INC | 750491102 | COM | 8,409 | $237,050 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 117,777 | $236,732 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 6,575 | $234,092 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,964 | $233,332 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 5,664 | $233,215 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 158 | $232,653 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,509 | $231,008 | dollars as filed | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 5,193 | $229,415 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 4,283 | $229,269 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,932 | $228,776 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,268 | $227,978 | dollars as filed | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 9,178 | $227,815 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 23,647 | $227,728 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 4,283 | $226,986 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,860 | $226,449 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 5,371 | $226,321 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,322 | $225,089 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 13,815 | $224,356 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,010 | $224,185 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,163 | $223,276 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,793 | $222,377 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,280 | $221,815 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 15,045 | $221,021 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,239 | $220,038 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 453 | $219,671 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,178 | $219,042 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,619 | $218,667 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,846 | $218,552 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 6,800 | $218,076 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 12,216 | $218,064 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 4,250 | $216,812 | dollars as filed | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 9,200 | $215,556 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 6,887 | $215,362 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 8,790 | $215,355 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 8,010 | $215,229 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 4,671 | $214,819 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,709 | $214,514 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 5,849 | $214,425 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 38,065 | $213,545 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 5,029 | $213,431 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 8,434 | $213,304 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,941 | $212,939 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 10,180 | $211,744 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,489 | $211,191 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,358 | $211,181 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 20,518 | $210,515 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 2,274 | $210,180 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,772 | $210,026 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 13,488 | $209,604 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,006 | $209,025 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 1,427 | $208,699 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 7,118 | $207,429 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,624 | $207,129 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,003 | $206,956 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 4,266 | $206,762 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,694 | $206,703 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 653 | $206,568 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 33,470 | $206,515 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,879 | $206,371 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,178 | $206,125 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 6,526 | $205,895 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,683 | $205,207 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 8,402 | $205,177 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,144 | $203,847 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,602 | $203,384 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,380 | $203,294 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,636 | $202,846 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 8,516 | $202,766 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 12,274 | $202,276 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 3,451 | $201,987 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,689 | $201,971 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 6,021 | $201,464 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 9,478 | $201,423 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,662 | $201,229 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 6,085 | $201,196 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,935 | $200,998 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 3,000 | $200,920 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 17,696 | $200,496 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 2,856 | $200,206 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,483 | $199,596 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 13,714 | $199,547 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 23,855 | $195,856 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,510 | $179,623 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 17,969 | $177,720 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 45,436 | $177,658 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 16,664 | $177,140 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 19,456 | $173,749 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 29,086 | $172,192 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,030 | $171,613 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,230 | $170,750 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 21,803 | $165,703 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 18,259 | $165,061 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 10,560 | $164,525 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 12,794 | $160,693 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 12,446 | $160,564 | dollars as filed | |
| HARROW INC | 415858109 | COM | 11,110 | $159,651 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,663 | $158,733 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 18,488 | $154,009 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,750 | $146,523 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 28,400 | $146,260 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,976 | $145,432 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,195 | $144,053 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 20,273 | $143,331 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,724 | $142,951 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 12,405 | $136,083 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,226 | $133,856 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,038 | $132,940 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 35,871 | $131,289 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 12,414 | $130,844 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,329 | $130,776 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 29,500 | $128,915 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,560 | $128,533 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 15,816 | $124,637 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 19,500 | $123,825 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,195 | $123,461 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,412 | $122,358 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 14,155 | $117,208 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 10,944 | $115,678 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 11,235 | $113,698 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,216 | $112,580 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 26,878 | $112,081 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 14,290 | $109,754 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 13,320 | $109,490 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,334 | $109,472 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 15,734 | $101,012 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 21,790 | $97,619 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 11,249 | $97,085 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,629 | $95,089 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,874 | $93,081 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 13,800 | $92,874 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,700 | $88,810 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,430 | $87,195 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,112 | $84,564 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 15,030 | $84,018 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 23,925 | $80,149 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 40,450 | $77,664 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 181,122 | $76,071 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 24,594 | $74,028 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 11,475 | $70,227 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 12,318 | $69,107 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 12,300 | $68,142 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 74,004 | $68,084 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 10,222 | $61,133 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 25,640 | $56,921 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 11,349 | $55,953 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,856 | $55,859 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,055 | $53,283 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 23,333 | $49,700 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,124 | $48,862 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 18,902 | $48,200 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 16,498 | $48,174 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 16,000 | $48,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 24,000 | $43,440 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,000 | $42,570 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 18,034 | $40,757 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 18,265 | $37,809 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,395 | $37,720 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 22,925 | $37,139 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 36,489 | $34,380 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,100 | $32,465 | dollars as filed | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 54,400 | $27,690 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 21,416 | $27,412 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 31,442 | $27,351 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 13,402 | $26,804 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 18,504 | $26,277 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 10,000 | $20,100 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 21,218 | $16,610 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 10,441 | $16,392 | dollars as filed | |
| GRI BIO INC | 3622AW106 | COM | 10,000 | $15,500 | dollars as filed | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 13,175 | $15,416 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 15,000 | $12,486 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 12,740 | $12,456 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,758 | $9,312 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 21,515 | $8,369 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,047 | $7,915 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 15,660 | $6,499 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 10,000 | $2,536 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 11,000 | $2,354 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003881 | this filing | 2023-10-24 | acceptance time not in the bulk data set |