13F-HR filed by Dakota Wealth Management
Dakota Wealth Management filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-24, with 656 holding rows worth $2,266,148,867.
- Accession
- 0001085146-23-003874
- Filer
- CIK 1631353
- Filed
- 2023-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 964 entries on the cover page, a total value of $2,266,148,867 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,266,148,867 with VALUE read as dollars as filed, 13F file number 028-16362. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBOSTON PARTNERS SECURITIES, L.L.C.
- included managerBrown Advisory LLC028-05775
- included managerCHARTWELL INVESTMENT PARTNERS /ADV
- included managerClearbridge Investments, LLC028-11611
- included managerFirst Fiduciary Investment Counsel, Inc.028-07360
- included managerHUDSON EDGE INVESTMENT PARTNERS INC.028-01321
- included managerKarpus Management, Inc.028-11445
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerNATIXIS ADVISORS, L.P.028-05788
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerRENAISSANCE GROUP LLC028-04884
- included managerSADOFF INVESTMENT MANAGEMENT LLC028-03661
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerWCM INVESTMENT MANAGEMENT, LLC028-07104
- included managerZiegler Capital Management, LLC028-10982
- included managerDakota Wealth Management028-16362
- included managerEAGLE ASSET MANAGEMENT INC028-01666
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARMAX INC COM | 143130102 | Stock | 4,045 | $286,103 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 653 | $284,330 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 5,650 | $283,856 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,900 | $280,785 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,774 | $280,128 | dollars as filed | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 25,225 | $276,466 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 27,125 | $275,862 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 7,737 | $275,592 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,178 | $275,104 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,992 | $274,658 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 702 | $273,451 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,035 | $272,877 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,643 | $272,679 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 2,711 | $271,751 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,536 | $269,666 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,100 | $266,952 | dollars as filed | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 516 | $265,271 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,026 | $263,337 | dollars as filed | |
| STONEBRIDGE ACQUISITION CORP | G85094103 | COM | 23,800 | $262,990 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,250 | $262,989 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,573 | $262,545 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 1,512 | $261,365 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,812 | $260,841 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 415 | $260,110 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 2,541 | $259,691 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 11,432 | $259,050 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,294 | $257,437 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 776 | $255,833 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 33,200 | $255,640 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33719L106 | NASDAQ LUX DIGI | 1,600 | $255,376 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,495 | $254,294 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 12,105 | $254,082 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 800 | $252,600 | dollars as filed | put |
| INGEVITY CORP COM | 45688C107 | Stock | 5,301 | $252,381 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 2,444 | $250,267 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 33,600 | $248,976 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,080 | $244,348 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,243 | $243,169 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 948 | $241,833 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,823 | $241,202 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,164 | $240,844 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 10,732 | $240,719 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 8,613 | $240,131 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,395 | $239,692 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,840 | $239,616 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,508 | $239,142 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 3,190 | $238,230 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 24,900 | $237,795 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,554 | $237,344 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 17,377 | $236,675 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,030 | $236,461 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 22,106 | $235,650 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,112 | $235,481 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,395 | $234,323 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,440 | $232,488 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,000 | $232,250 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,140 | $231,447 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 18,609 | $231,120 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 6,634 | $229,006 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,342 | $228,691 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,500 | $228,150 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 2,434 | $227,945 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 1,493 | $227,758 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 23,023 | $227,238 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 4,935 | $226,961 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 10,575 | $225,777 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,595 | $223,923 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 12,067 | $223,481 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 12,121 | $223,149 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S106 | CLASS A ORD SHS | 20,550 | $221,940 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,208 | $221,750 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 3,721 | $221,326 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,458 | $221,187 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,029 | $221,081 | dollars as filed | |
| PERFICIENT INC | 71375U101 | COM | 3,790 | $219,290 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,543 | $218,660 | dollars as filed | |
| XPEL INC | 98379L100 | COM | 2,833 | $218,453 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 1,593 | $217,445 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,349 | $217,283 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,412 | $216,970 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,059 | $214,883 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,389 | $214,754 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,569 | $212,678 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,159 | $211,792 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 22,000 | $211,640 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,278 | $210,967 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 837 | $210,590 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 23,614 | $210,165 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 6,851 | $209,847 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 4,681 | $209,709 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 3,779 | $209,622 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 8,188 | $207,976 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 6,168 | $207,862 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,184 | $207,662 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,678 | $205,371 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,329 | $204,454 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 1,368 | $202,287 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,329 | $202,252 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,366 | $201,225 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 5,952 | $201,178 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4,050 | $201,140 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 7,973 | $201,000 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,000 | $200,320 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 18,583 | $198,281 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 12,982 | $198,236 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 13,273 | $195,377 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 15,560 | $193,878 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 13,686 | $189,415 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 10,284 | $187,683 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 15,344 | $187,446 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 10,268 | $184,722 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 37,445 | $183,481 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 11,850 | $178,106 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 18,500 | $168,905 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,206 | $166,555 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 15,000 | $165,000 | dollars as filed | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 15,000 | $160,950 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 15,000 | $159,900 | dollars as filed | |
| Aura FAT Projects Acquisition Corp | G06362100 | COM | 14,500 | $156,020 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 13,498 | $146,589 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,109 | $144,155 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,978 | $144,114 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 19,692 | $140,010 | dollars as filed | |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 13,025 | $138,065 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 16,647 | $138,004 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,616 | $134,059 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 12,650 | $129,283 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 18,400 | $128,064 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y103 | COM | 12,000 | $127,440 | dollars as filed | |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 10,600 | $115,860 | dollars as filed | |
| RF ACQUISITION CORP | 74954L104 | COM | 10,750 | $114,488 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 10,000 | $109,500 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083109 | COM | 10,000 | $106,700 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,978 | $104,846 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,800 | $103,368 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 38,275 | $102,577 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,600 | $102,502 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 16,786 | $89,806 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 12,836 | $72,139 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,026 | $69,380 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,910 | $66,442 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 12,670 | $62,590 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 60,000 | $58,668 | dollars as filed | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 18,525 | $55,946 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 53,315 | $54,915 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 15,000 | $49,050 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 40,000 | $40,791 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 16,550 | $34,259 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 10,750 | $25,693 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 25,000 | $25,273 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 25,000 | $22,499 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 10,000 | $21,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 16,058 | $12,889 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 9,868 | $9,649 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 21,602 | $4,578 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 10,010 | $4,485 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003874 | this filing | 2023-10-24 | acceptance time not in the bulk data set |