13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-24, with 811 holding rows worth $5,379,686,091.
- Accession
- 0001085146-23-003854
- Filer
- CIK 743127
- Filed
- 2023-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 849 entries on the cover page, a total value of $5,379,686,091 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,379,686,091 with VALUE read as dollars as filed, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 9,700 | $699,079 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 15,300 | $697,527 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 38,090 | $695,523 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,722 | $694,340 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 3,697 | $691,519 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 13,674 | $690,376 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 12,060 | $689,108 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 745 | $677,455 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 1,325 | $676,854 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 10,397 | $673,203 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,301 | $672,559 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 11,873 | $671,774 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 12,483 | $669,562 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 31,238 | $669,430 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,632 | $667,716 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,638 | $663,872 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,989 | $660,114 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,580 | $659,193 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,311 | $654,937 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 46,655 | $654,568 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,650 | $654,126 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,669 | $649,923 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 13,810 | $648,103 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,320 | $639,250 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 3,684 | $624,141 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 16,512 | $624,000 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,116 | $623,975 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,419 | $623,440 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 13,255 | $623,118 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 3,778 | $621,352 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 21,989 | $620,090 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 8,285 | $618,558 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 8,135 | $618,097 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 3,604 | $612,824 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,903 | $612,569 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 3,034 | $607,043 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 1,182 | $606,461 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 15,955 | $591,611 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,220 | $583,663 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,558 | $579,842 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 104,486 | $576,763 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 385,364 | $570,339 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 24,208 | $570,331 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,761 | $566,708 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,289 | $563,666 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 7,443 | $562,989 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,554 | $556,900 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 304 | $554,362 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 9,504 | $553,056 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,705 | $552,042 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 9,350 | $548,378 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,215 | $546,299 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,063 | $545,661 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 14,272 | $544,190 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,051 | $539,891 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 12,436 | $535,861 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 8,900 | $530,885 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,322 | $528,399 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 61,392 | $525,516 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,549 | $512,405 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,888 | $500,823 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 6,288 | $492,665 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 12,753 | $471,221 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,786 | $468,812 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 8,570 | $468,265 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 4,271 | $465,935 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 16,695 | $463,954 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 37,333 | $463,679 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,313 | $460,838 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 14,176 | $457,173 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,527 | $453,353 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 6,516 | $452,732 | dollars as filed | |
| DANA INC | 235825205 | COM | 30,680 | $450,076 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,388 | $450,017 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,128 | $449,869 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 11,205 | $440,244 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,632 | $439,612 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 29,898 | $437,108 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,255 | $436,774 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,869 | $436,407 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,650 | $433,991 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,190 | $428,577 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,259 | $426,784 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 12,928 | $425,460 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,487 | $419,946 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,135 | $419,682 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 34,745 | $419,027 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,885 | $417,238 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,085 | $416,336 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 6,000 | $415,586 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6,070 | $413,792 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 8,191 | $413,170 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 32,340 | $412,982 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 11,773 | $411,937 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 24,027 | $409,180 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,941 | $398,668 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,728 | $396,836 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 29,554 | $396,024 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,859 | $394,258 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,726 | $393,979 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 4,000 | $393,960 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,678 | $393,432 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 14,750 | $388,958 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,104 | $387,543 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 6,498 | $386,696 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 531 | $385,644 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 6,750 | $385,628 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 4,750 | $384,608 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 62,275 | $384,237 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,056 | $383,821 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 2,797 | $383,755 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 7,253 | $382,984 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,385 | $375,564 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,590 | $373,507 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 11,625 | $373,154 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 2,061 | $370,918 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,599 | $365,761 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,099 | $362,226 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 5,707 | $361,995 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 3,550 | $361,781 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 4,345 | $360,809 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 284 | $360,078 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 16,164 | $359,487 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 785 | $357,206 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,237 | $356,816 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 9,710 | $355,675 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,868 | $354,238 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,554 | $354,094 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,639 | $351,535 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 28,735 | $350,280 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 719 | $349,884 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 52,970 | $349,072 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,750 | $348,840 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,764 | $345,266 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 9,100 | $344,526 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 7,700 | $343,497 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,560 | $342,998 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 10,225 | $341,822 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,066 | $340,385 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 8,086 | $339,612 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 6,741 | $339,207 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 5,717 | $335,453 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 7,235 | $335,415 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,222 | $335,097 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,904 | $335,093 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,643 | $333,346 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 101,665 | $332,445 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 4,935 | $330,448 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,678 | $330,147 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 14,213 | $329,604 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,967 | $326,920 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 86,876 | $326,654 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,875 | $323,978 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 13,123 | $323,482 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,417 | $322,138 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 1,087 | $321,252 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 7,674 | $318,855 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 376 | $316,890 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,730 | $316,006 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 7,668 | $315,155 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 2,425 | $313,601 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 56,407 | $313,059 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,597 | $312,030 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 18,528 | $311,460 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,261 | $310,229 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 145,605 | $310,139 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 169 | $308,847 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 3,123 | $307,303 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,406 | $306,451 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,124 | $306,088 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 7,230 | $304,058 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,871 | $303,803 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,017 | $301,091 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,153 | $300,266 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,273 | $299,905 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,573 | $299,400 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,880 | $297,475 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,775 | $289,544 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 2,226 | $288,878 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 4,980 | $286,948 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,840 | $285,237 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,759 | $284,237 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 289,123 | $283,341 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 24,390 | $283,169 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,006 | $283,135 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 8,850 | $282,758 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 20,205 | $276,810 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,770 | $276,764 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 181 | $270,720 | dollars as filed | |
| NOV INC | 62955J103 | COM | 12,838 | $268,314 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 280,000 | $267,154 | dollars as filed | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 31,502 | $264,935 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 19,236 | $263,912 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,140 | $263,822 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 3,116 | $263,395 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,626 | $262,417 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 7,537 | $258,745 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,699 | $257,000 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 7,704 | $256,768 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 8,400 | $255,696 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 6,878 | $255,586 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,088 | $254,044 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,810 | $253,822 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,991 | $253,419 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 3,841 | $253,314 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,353 | $252,450 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,453 | $251,102 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 7,468 | $250,999 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,591 | $250,146 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 5,407 | $250,074 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,671 | $248,540 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,991 | $247,972 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,945 | $246,509 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 29,600 | $243,312 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,212 | $242,689 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 767 | $242,538 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 9,897 | $241,487 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,954 | $239,971 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 523 | $239,871 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 33,100 | $239,644 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,724 | $239,639 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 544 | $239,262 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,211 | $238,872 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 409 | $238,447 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,699 | $237,342 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,310 | $235,473 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,401 | $233,238 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 12,300 | $230,379 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 9,850 | $229,702 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,659 | $229,190 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,617 | $228,921 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,100 | $227,601 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,725 | $227,477 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,020 | $226,730 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,131 | $226,301 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,564 | $223,996 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,492 | $222,591 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 319 | $220,697 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 3,022 | $220,251 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 2,272 | $215,408 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 4,045 | $214,345 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,953 | $213,703 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 14,628 | $212,839 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 903 | $211,624 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,880 | $209,451 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,500 | $209,340 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,133 | $208,479 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 6,845 | $207,951 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 474 | $207,261 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,620 | $205,801 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,718 | $205,130 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 10,040 | $204,916 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,758 | $204,912 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 777 | $204,751 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 1,496 | $204,204 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 18,643 | $204,136 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 10,645 | $203,320 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 2,677 | $203,131 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,299 | $202,889 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 13,490 | $201,547 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,700 | $201,474 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,149 | $198,940 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 29,500 | $197,355 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 20,327 | $185,180 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,112 | $180,357 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 16,358 | $176,339 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,925 | $174,472 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 20,240 | $171,838 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 16,417 | $170,733 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 11,800 | $165,672 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,841 | $159,147 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 28,642 | $146,933 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,211 | $141,257 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,500 | $139,380 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,219 | $134,292 | dollars as filed | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 70,000 | $128,100 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 23,430 | $127,694 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 143,204 | $123,571 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 13,928 | $122,275 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,130 | $119,966 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,871 | $117,512 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 24,031 | $113,426 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,613 | $109,859 | dollars as filed | |
| GERON CORP | 374163103 | COM | 50,505 | $107,071 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 80,000 | $104,800 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,439 | $102,746 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,602 | $102,517 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,120 | $95,938 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 14,900 | $89,102 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,809 | $86,443 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,723 | $81,274 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 32,422 | $76,516 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 18,020 | $74,783 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 13,120 | $65,206 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 12,903 | $61,676 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 11,164 | $59,169 | dollars as filed | |
| MYNARIC AG | 62857X101 | SPON ADS | 12,000 | $57,599 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 10,100 | $51,510 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 83,050 | $50,984 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 17,440 | $45,170 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 15,150 | $41,511 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 20,000 | $39,600 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,800 | $39,528 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,020 | $37,476 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 10,000 | $37,000 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 35,000 | $35,350 | dollars as filed | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 14,003 | $32,767 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 15,000 | $30,300 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,000 | $23,700 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 47,695 | $8,351 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,500 | $8,346 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003854 | this filing | 2023-10-24 | acceptance time not in the bulk data set |