13F-HR filed by AUA CAPITAL MANAGEMENT, LLC
AUA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-23, with 76 holding rows worth $138,238,072.
- Accession
- 0001085146-23-003844
- Filer
- CIK 1706915
- Filed
- 2023-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 76 entries on the cover page, a total value of $138,238,072 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,238,072 with VALUE read as dollars as filed, 13F file number 028-18088. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 85,944 | $36,739,341 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 118,805 | $8,188,041 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 64,702 | $6,655,248 | dollars as filed | |
| Apple Inc | 037833100 | COM | 38,856 | $6,652,536 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 58,443 | $5,992,745 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 102,428 | $4,735,246 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 37,180 | $4,726,322 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 53,233 | $4,310,276 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 75,724 | $3,184,194 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 16,356 | $2,890,759 | dollars as filed | |
| IJH | 464287507 | COM | 11,086 | $2,764,294 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16,351 | $2,680,419 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 8,172 | $2,580,309 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 33,437 | $2,513,459 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 30,255 | $2,273,663 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 16,176 | $2,231,156 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,856 | $2,090,614 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,248 | $1,875,712 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,826 | $1,775,857 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 15,165 | $1,716,071 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 4,250 | $1,682,618 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 6,146 | $1,659,850 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,477 | $1,358,338 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,291 | $1,288,256 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,479 | $1,282,275 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 4,568 | $1,243,912 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,509 | $1,176,346 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 26,831 | $1,173,051 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 21,982 | $1,085,911 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 13,583 | $1,032,036 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 29,034 | $976,704 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 12,678 | $884,671 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,298 | $743,564 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,898 | $710,308 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,189 | $661,428 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,880 | $638,597 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,743 | $610,573 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 22,773 | $568,414 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,899 | $508,594 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,250 | $479,880 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,747 | $477,403 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,816 | $474,834 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,500 | $460,665 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 13,213 | $438,275 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,579 | $436,986 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 750 | $423,720 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,100 | $419,832 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,068 | $413,195 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,369 | $407,103 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,709 | $403,804 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 7,575 | $399,960 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,515 | $391,711 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,479 | $359,728 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,400 | $358,056 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,439 | $355,317 | dollars as filed | |
| VWO | 922042858 | SHS | 8,680 | $340,343 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 31,991 | $334,306 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,034 | $325,298 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,671 | $324,167 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,199 | $320,746 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,170 | $319,410 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,194 | $310,912 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 411 | $284,346 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,059 | $278,983 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 2,196 | $278,365 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 151 | $276,606 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,610 | $272,734 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,775 | $259,758 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,030 | $255,543 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 567 | $231,880 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,937 | $228,503 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 445 | $224,365 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,030 | $208,989 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,121 | $207,094 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,303 | $203,099 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 192,139 | $190,448 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003844 | this filing | 2023-10-23 | acceptance time not in the bulk data set |