13F-HR filed by Kovack Advisors, Inc.
Kovack Advisors, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-19, with 551 holding rows worth $716,952,038.
- Accession
- 0001085146-23-003793
- Filer
- CIK 1728321
- Filed
- 2023-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 551 entries on the cover page, a total value of $716,952,038 stated on the cover page (in dollars after the unit check, H1), rows summing to $716,952,038 with VALUE read as dollars as filed, 13F file number 028-18240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 15,489 | $181,531 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 16,100 | $175,973 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,612 | $170,104 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 14,173 | $169,229 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 13,102 | $169,016 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 19,929 | $165,409 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,451 | $159,798 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,346 | $159,597 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 28,095 | $149,184 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 11,200 | $149,184 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,778 | $149,109 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 27,112 | $146,947 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 26,944 | $146,846 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 20,135 | $145,979 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 13,311 | $145,757 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 18,116 | $143,298 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 33,508 | $142,410 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,092 | $141,994 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,000 | $141,910 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 13,493 | $136,954 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 36,946 | $135,222 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 155,000 | $129,022 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,337 | $126,628 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 42,000 | $123,060 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 15,017 | $118,334 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,502 | $117,550 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 15,465 | $116,918 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 35,800 | $115,992 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 30,000 | $114,300 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 10,000 | $112,500 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 13,135 | $109,412 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,000 | $103,950 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 21,717 | $97,509 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 17,125 | $90,763 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 13,535 | $84,730 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 10,815 | $73,542 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,256 | $72,556 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 10,228 | $72,517 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,843 | $67,831 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,297 | $66,352 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,415 | $64,868 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,231 | $63,469 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 17,994 | $54,162 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 10,200 | $51,306 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,958 | $48,722 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 10,000 | $40,900 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 12,419 | $32,289 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 11,300 | $18,080 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 30,000 | $7,281 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 10,000 | $5,314 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 10,000 | $2,663 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003793 | this filing | 2023-10-19 | acceptance time not in the bulk data set |