13F-HR filed by Western Financial Corp/CA
Western Financial Corp/CA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-19, with 106 holding rows worth $136,369,813.
- Accession
- 0001085146-23-003791
- Filer
- CIK 1954480
- Filed
- 2023-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 106 entries on the cover page, a total value of $136,369,813 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,369,813 with VALUE read as dollars as filed, 13F file number 028-22742. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 663,836 | $25,667,939 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 820,239 | $22,039,822 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 181,209 | $3,993,842 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 91,190 | $3,785,273 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 5,105 | $2,220,467 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 43,725 | $2,197,615 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,744 | $2,024,616 | dollars as filed | |
| Boeing Company | 097023105 | COM | 9,245 | $1,772,024 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,551 | $1,629,665 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 37,290 | $1,530,011 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,780 | $1,493,061 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 13,474 | $1,488,422 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,636 | $1,487,258 | dollars as filed | |
| General Electric Company | 369604301 | COM | 13,273 | $1,467,364 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 4,840 | $1,462,601 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 14,102 | $1,449,968 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,756 | $1,445,365 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 568 | $1,442,206 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6,119 | $1,433,611 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 31,035 | $1,427,300 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,701 | $1,410,466 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 28,514 | $1,261,170 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 685 | $1,254,804 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,585 | $1,009,449 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 50,182 | $971,780 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,128 | $936,900 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,632 | $921,994 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 6,090 | $907,728 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,087 | $907,382 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,705 | $859,718 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 19,651 | $859,043 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,654 | $855,651 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 6,845 | $819,974 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 5,281 | $817,852 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,772 | $812,568 | dollars as filed | |
| Apple Inc | 037833100 | COM | 4,688 | $802,674 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,584 | $791,105 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 97,355 | $770,081 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 6,040 | $765,670 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 30,481 | $755,936 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 8,413 | $747,087 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 2,602 | $744,390 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,971 | $743,771 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 19,664 | $743,116 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 17,182 | $740,372 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,471 | $736,428 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,354 | $730,079 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 4,753 | $727,193 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 2,227 | $721,997 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 6,317 | $713,557 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 44,329 | $709,264 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,456 | $701,711 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 1,449 | $697,056 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,530 | $693,810 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 8,494 | $693,698 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,719 | $684,036 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,670 | $683,376 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 12,482 | $675,650 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,045 | $671,387 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,539 | $667,238 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,236 | $666,725 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 1,916 | $658,357 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 10,434 | $657,759 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 5,122 | $651,109 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,715 | $647,584 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 209 | $644,546 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 5,496 | $633,871 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,215 | $633,025 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 8,097 | $632,781 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 1,283 | $631,878 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,226 | $625,137 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,281 | $620,363 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 12,643 | $618,626 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 12,189 | $618,478 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 986 | $617,995 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 7,763 | $616,926 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 31,770 | $596,806 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,492 | $595,979 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,810 | $587,225 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 31,275 | $585,944 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 27,874 | $576,163 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 28,572 | $574,587 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 1,639 | $566,865 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 16,293 | $528,040 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,879 | $507,322 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 13,725 | $455,273 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 22,974 | $447,303 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 20,360 | $443,039 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,448 | $412,787 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,271 | $401,475 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,799 | $368,840 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,048 | $358,985 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,364 | $348,239 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 6,850 | $345,673 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,462 | $343,635 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 7,626 | $336,824 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 7,773 | $332,692 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 4,235 | $332,647 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,700 | $326,188 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,200 | $320,892 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 3,348 | $314,369 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,117 | $243,523 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 5,624 | $243,355 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 5,564 | $234,816 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,720 | $225,079 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 10,608 | $64,497 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003791 | this filing | 2023-10-19 | acceptance time not in the bulk data set |