13F-HR filed by Caprock Group, LLC
Caprock Group, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-18, with 659 holding rows worth $1,321,671,646.
- Accession
- 0001085146-23-003778
- Filer
- CIK 1610769
- Filed
- 2023-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 659 entries on the cover page, a total value of $1,321,671,646 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,321,671,646 with VALUE read as dollars as filed, 13F file number 028-16427. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OWENS CORNING NEW | 690742101 | COM | 2,135 | $291,235 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,933 | $289,803 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,495 | $287,902 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,982 | $286,873 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 8,012 | $285,628 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,343 | $284,854 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,556 | $284,222 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,914 | $282,141 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,123 | $281,320 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 34,806 | $280,188 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,506 | $279,391 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 17,000 | $279,140 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,404 | $278,632 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,771 | $278,184 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,971 | $277,862 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,756 | $275,903 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 13,454 | $275,011 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 13,679 | $274,674 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,915 | $273,748 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 2,868 | $272,833 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,539 | $272,715 | dollars as filed | |
| SIMPSON MFG INC | 829073105 | COM | 1,815 | $271,997 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 3,162 | $270,708 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,870 | $268,912 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 903 | $268,874 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,913 | $268,421 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,504 | $268,329 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 25,311 | $267,789 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,995 | $267,782 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,690 | $265,419 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 4,367 | $264,073 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 3,881 | $262,174 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,245 | $261,358 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 2,038 | $260,864 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 8,584 | $259,950 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 1,863 | $259,929 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,521 | $259,764 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,503 | $258,485 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,427 | $258,147 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 4,755 | $257,243 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 1,263 | $255,775 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,033 | $255,171 | dollars as filed | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 4,226 | $254,060 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,233 | $253,597 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 7,386 | $253,561 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 1,466 | $253,413 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 532 | $252,868 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,927 | $252,364 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,382 | $251,392 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,334 | $250,838 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 5,506 | $250,138 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,617 | $250,119 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3,299 | $247,639 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 835 | $246,776 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 934 | $246,151 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 85,558 | $244,161 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,983 | $243,823 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 35,000 | $243,600 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 5,198 | $243,515 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 18,891 | $242,183 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,858 | $240,887 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 28,424 | $237,996 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 1,295 | $237,394 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,572 | $235,506 | dollars as filed | |
| FORMFACTOR INC COM | 346375108 | Stock | 6,732 | $235,216 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,988 | $235,102 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 12,087 | $234,004 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 4,673 | $233,118 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 9,435 | $232,573 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 1,831 | $232,336 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,158 | $232,282 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 4,674 | $231,036 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,049 | $230,178 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,514 | $229,545 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 12,208 | $228,656 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 2,404 | $227,951 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,150 | $225,499 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 2,745 | $223,736 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,342 | $223,650 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,647 | $222,757 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,127 | $221,792 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,666 | $221,385 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,338 | $219,515 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,055 | $218,943 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,066 | $218,651 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 9,675 | $218,365 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,089 | $217,937 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 9,238 | $215,707 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,724 | $215,320 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 7,738 | $215,271 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,186 | $214,840 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,507 | $213,722 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,461 | $213,677 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 42,614 | $212,313 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,372 | $211,654 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,782 | $211,077 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 111,000 | $210,900 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,388 | $210,896 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 7,283 | $210,115 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 32,551 | $209,954 | dollars as filed | |
| SPDW | 78463X889 | COM | 6,730 | $208,697 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,652 | $207,890 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 2,738 | $207,431 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 9,118 | $206,796 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,711 | $204,558 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,185 | $204,462 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,067 | $203,802 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 2,575 | $202,241 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 94,947 | $202,237 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 13,483 | $201,444 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 3,333 | $200,777 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 5,900 | $200,718 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,461 | $199,810 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 17,327 | $188,171 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 60,819 | $177,591 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 16,800 | $175,728 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 64,777 | $171,011 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 70,648 | $170,968 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,379 | $168,660 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 41,906 | $168,466 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 14,706 | $159,707 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 20,453 | $159,334 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 17,412 | $157,404 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,488 | $143,895 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,393 | $141,284 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 16,464 | $140,767 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 25,119 | $136,899 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,775 | $123,720 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,446 | $122,358 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 29,964 | $121,956 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 17,410 | $115,777 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 21,251 | $114,181 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 30,195 | $112,929 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 54,389 | $112,041 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 63,904 | $107,359 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 39,390 | $101,626 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 10,813 | $99,048 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 20,793 | $98,351 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 20,855 | $97,080 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 22,000 | $91,300 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 26,419 | $90,619 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 15,066 | $87,835 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 12,131 | $76,327 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 119,381 | $70,435 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 20,635 | $66,032 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 12,420 | $60,610 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 22,000 | $60,280 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,182 | $59,664 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 10,448 | $58,404 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 10,132 | $45,493 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,317 | $44,095 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 30,000 | $41,100 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 21,525 | $36,808 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 12,482 | $35,454 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 20,484 | $32,774 | dollars as filed | |
| NEXIMMUNE INC | 65344D109 | COM | 103,482 | $21,721 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 17,504 | $19,780 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $13,100 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $6,039 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003778 | this filing | 2023-10-18 | acceptance time not in the bulk data set |