13F-HR filed by CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-18, with 149 holding rows worth $176,197,144.
- Accession
- 0001085146-23-003776
- Filer
- CIK 1803229
- Filed
- 2023-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 149 entries on the cover page, a total value of $176,197,144 stated on the cover page (in dollars after the unit check, H1), rows summing to $176,197,144 with VALUE read as dollars as filed, 13F file number 028-20136. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 32,601 | $11,679,960 | dollars as filed | |
| SPY | 78462F103 | SHS | 27,190 | $11,623,181 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 167,553 | $8,794,883 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 164,942 | $5,067,018 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 98,734 | $5,024,573 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 278,925 | $4,579,949 | dollars as filed | |
| IJH | 464287507 | COM | 16,949 | $4,226,233 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 59,227 | $3,510,977 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 97,648 | $3,424,515 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 84,032 | $3,302,458 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,519 | $3,273,048 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,421 | $2,815,380 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 23,561 | $2,536,106 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 8,025 | $2,533,973 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 40,808 | $2,472,149 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 126,727 | $2,431,891 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,136 | $2,390,203 | dollars as filed | |
| Apple Inc | 037833100 | COM | 13,703 | $2,346,178 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 94,310 | $2,329,457 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 13,719 | $2,313,298 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 45,843 | $2,294,009 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 19,417 | $2,233,149 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 29,582 | $2,129,017 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,568 | $2,085,932 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 34,282 | $2,062,748 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,665 | $1,984,450 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 47,785 | $1,971,609 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,477 | $1,867,601 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 49,357 | $1,803,011 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 16,817 | $1,764,440 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 21,170 | $1,714,135 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 22,775 | $1,711,541 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 12,026 | $1,528,745 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 9,402 | $1,503,716 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 82,677 | $1,462,556 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 26,845 | $1,437,818 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13,809 | $1,432,269 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 14,795 | $1,391,322 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 36,653 | $1,352,514 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,644 | $1,333,769 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 8,091 | $1,260,203 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 47,522 | $1,255,531 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,363 | $1,234,512 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,913 | $1,231,323 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,019 | $1,206,544 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,718 | $1,182,317 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 28,026 | $1,178,493 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 25,179 | $1,156,975 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 37,909 | $1,111,492 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 7,402 | $1,103,478 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 11,300 | $1,035,645 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 32,168 | $955,068 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,815 | $954,589 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 12,306 | $913,228 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,792 | $903,508 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 6,330 | $888,107 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 45,707 | $877,574 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 12,115 | $873,128 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 11,729 | $818,919 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 15,634 | $806,089 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 9,976 | $803,168 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,627 | $801,458 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,931 | $701,572 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 28,420 | $695,153 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,572 | $677,773 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 11,662 | $667,352 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,689 | $637,766 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,232 | $628,197 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,971 | $618,960 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,511 | $610,058 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,003 | $605,393 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 13,383 | $598,889 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 9,355 | $588,523 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,894 | $588,078 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 25,774 | $580,173 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 16,621 | $577,247 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,657 | $559,042 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 7,723 | $558,450 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 22,187 | $551,125 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 11,555 | $548,054 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 210 | $533,398 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 9,116 | $510,314 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,404 | $490,650 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 19,770 | $484,167 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 6,273 | $474,615 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 23,798 | $454,780 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,713 | $439,157 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 7,390 | $438,597 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 4,122 | $436,602 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 497 | $431,659 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,143 | $425,983 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 94,740 | $424,435 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 9,767 | $420,567 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,852 | $415,993 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 4,245 | $411,128 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,815 | $400,770 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,294 | $397,400 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 7,885 | $389,756 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,180 | $381,813 | dollars as filed | |
| Intel Corp | 458140100 | COM | 10,660 | $378,963 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,179 | $373,876 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,612 | $372,560 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,387 | $365,391 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,200 | $359,208 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 6,627 | $358,918 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 25,465 | $357,274 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,549 | $356,307 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 384 | $349,002 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,377 | $346,081 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,460 | $333,430 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 9,894 | $320,665 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,548 | $314,321 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 20,720 | $311,214 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,110 | $299,778 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 505 | $297,273 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 9,812 | $295,832 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 515 | $290,954 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,321 | $278,868 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,917 | $278,538 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,265 | $268,370 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 4,565 | $267,874 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 2,500 | $263,453 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 5,930 | $262,936 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,844 | $256,490 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 3,712 | $252,527 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 17,318 | $251,977 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,707 | $247,650 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,775 | $244,847 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,373 | $240,399 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,168 | $236,847 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 844 | $226,833 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 10,985 | $221,348 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 4,082 | $220,755 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 6,823 | $218,200 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 2,327 | $217,854 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,356 | $215,618 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,947 | $212,191 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,495 | $211,169 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 523 | $207,061 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 4,038 | $201,415 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,162 | $160,295 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 17,800 | $158,598 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 14,475 | $151,409 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 26,704 | $145,537 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 13,056 | $119,593 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,850 | $81,161 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 28,465 | $77,425 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,681 | $60,060 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 11,000 | $14,080 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003776 | this filing | 2023-10-18 | acceptance time not in the bulk data set |