13F-HR filed by ROMAN BUTLER FULLERTON & CO
ROMAN BUTLER FULLERTON & CO filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-18, with 181 holding rows worth $211,867,158.
- Accession
- 0001085146-23-003775
- Filer
- CIK 733444
- Filed
- 2023-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 181 entries on the cover page, a total value of $211,867,158 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,867,158 with VALUE read as dollars as filed, 13F file number 028-19019. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 58,020 | $10,376,886 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 28,852 | $9,455,564 | dollars as filed | |
| SPY | 78462F103 | SHS | 20,064 | $8,657,817 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 53,577 | $6,953,774 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 16,724 | $6,656,721 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 9,966 | $6,071,416 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 12,341 | $5,610,236 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 27,940 | $4,357,022 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 28,267 | $3,917,263 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 26,342 | $3,811,459 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 40,737 | $3,555,946 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,508 | $3,281,165 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 42,412 | $3,158,819 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,172 | $2,886,337 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 179,840 | $2,791,112 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 17,230 | $2,753,817 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 9,427 | $2,752,003 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 9,724 | $2,705,101 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 4,891 | $2,683,793 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 29,172 | $2,661,099 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 90,235 | $2,609,607 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 9,944 | $2,579,474 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 6,067 | $2,216,201 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,153 | $2,081,389 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 13,249 | $2,078,142 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,487 | $2,035,510 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,168 | $1,806,584 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 52,146 | $1,795,925 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 54,951 | $1,764,476 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 5,768 | $1,759,654 | dollars as filed | |
| SCHD | 808524797 | COM | 24,603 | $1,730,081 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 9,006 | $1,709,789 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,354 | $1,680,367 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 14,718 | $1,593,238 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 7,776 | $1,590,892 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,625 | $1,513,524 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 194,212 | $1,472,127 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 7,385 | $1,445,585 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,486 | $1,409,442 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 18,173 | $1,325,517 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,368 | $1,323,576 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 16,891 | $1,316,637 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,148 | $1,288,444 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 74,593 | $1,283,001 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 4,439 | $1,266,003 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 24,932 | $1,230,872 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 9,673 | $1,219,248 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 62,261 | $1,210,354 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,478 | $1,193,824 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 23,968 | $1,183,543 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 7,331 | $1,175,672 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,350 | $1,137,194 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 258,540 | $1,127,235 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,685 | $1,113,391 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 12,550 | $1,105,153 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 4,124 | $1,104,931 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,400 | $1,088,889 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,399 | $1,080,181 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,081 | $1,077,505 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,377 | $1,063,066 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 6,510 | $1,041,599 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 16,851 | $1,016,136 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 19,036 | $981,127 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 13,476 | $964,097 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 10,708 | $953,956 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 10,480 | $952,299 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,668 | $940,112 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,127 | $920,921 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 3,636 | $902,818 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 32,321 | $864,911 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,512 | $815,806 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 56,858 | $805,107 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 15,785 | $790,517 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 94,346 | $775,524 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 7,140 | $761,667 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 1,546 | $737,042 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,979 | $733,593 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 12,055 | $733,334 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,221 | $722,917 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 7,746 | $706,775 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 31,690 | $697,823 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 4,695 | $694,609 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 22,644 | $694,504 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 1,337 | $685,291 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 11,046 | $672,165 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 21,855 | $656,081 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 9,846 | $632,113 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,240 | $628,104 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,205 | $626,539 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 16,668 | $590,888 | dollars as filed | |
| General Electric Company | 369604301 | COM | 5,397 | $590,281 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 34,208 | $585,302 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 13,126 | $579,641 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,179 | $575,736 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 9,916 | $571,742 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 35,003 | $562,152 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 10,410 | $552,670 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 13,735 | $525,638 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,682 | $524,285 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,379 | $522,879 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 9,800 | $518,297 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,789 | $517,486 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 36,023 | $517,297 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 10,763 | $514,486 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,045 | $491,271 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 7,657 | $484,404 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 10,784 | $483,662 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 450 | $481,050 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 4,003 | $472,285 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,679 | $468,372 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 13,545 | $458,769 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 9,217 | $457,880 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 24,055 | $457,758 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 17,360 | $448,939 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,808 | $445,891 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 5,268 | $444,380 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,012 | $438,151 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,624 | $430,506 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,110 | $426,381 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 43,764 | $426,259 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 5,660 | $412,530 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,071 | $407,669 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,733 | $401,119 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,070 | $396,802 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,818 | $392,598 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 2,135 | $391,878 | dollars as filed | |
| VTI | 922908769 | COM | 1,835 | $391,860 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 2,709 | $383,784 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,452 | $381,840 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,996 | $369,051 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,670 | $366,484 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,165 | $362,010 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 8,303 | $360,578 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 12,477 | $356,218 | dollars as filed | |
| IJH | 464287507 | COM | 1,437 | $350,093 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,294 | $346,207 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 8,392 | $345,597 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 967 | $343,854 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,663 | $340,784 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,339 | $336,897 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,985 | $334,194 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,361 | $331,234 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,314 | $329,874 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 54,234 | $321,067 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 8,925 | $320,508 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 652 | $314,760 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,859 | $310,681 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 17,635 | $302,084 | dollars as filed | |
| Intel Corp | 458140100 | COM | 8,380 | $301,446 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 4,442 | $299,301 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 325 | $297,177 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,603 | $292,592 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,928 | $289,148 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,381 | $288,988 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,052 | $285,565 | dollars as filed | |
| VGT | 92204A702 | SHS | 674 | $284,936 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,193 | $282,897 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,157 | $280,863 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,109 | $273,864 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,222 | $268,125 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 888 | $267,953 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,894 | $265,819 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,614 | $264,700 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,275 | $263,406 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,187 | $248,509 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,313 | $242,876 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 891 | $242,617 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 12,426 | $241,566 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,022 | $233,023 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,678 | $231,845 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,867 | $231,153 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,156 | $224,297 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,836 | $221,108 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 1,704 | $219,497 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,404 | $218,176 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,201 | $214,872 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,100 | $213,780 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,215 | $212,214 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,266 | $202,998 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,302 | $201,915 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 10,459 | $201,859 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003775 | this filing | 2023-10-18 | acceptance time not in the bulk data set |