13F-HR filed by RFG Advisory, LLC
RFG Advisory, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-16, with 623 holding rows worth $2,237,009,916.
- Accession
- 0001085146-23-003760
- Filer
- CIK 1633387
- Filed
- 2023-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 623 entries on the cover page, a total value of $2,237,009,916 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,237,009,916 with VALUE read as dollars as filed, 13F file number 028-16724. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,035 | $310,963 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 15,535 | $309,467 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 9,411 | $308,869 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H745 | ALLIANZIM US EQT | 11,919 | $305,921 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 6,361 | $305,763 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 18,170 | $304,711 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 9,681 | $303,112 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,780 | $303,014 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y756 | LADDERED ALC BFR | 11,885 | $302,947 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 66,482 | $300,500 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,266 | $299,290 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,701 | $298,201 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 857 | $298,084 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 17,250 | $296,010 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 8,695 | $295,811 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,787 | $295,546 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,068 | $293,099 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 20,400 | $292,128 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1,440 | $290,174 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,117 | $290,134 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,772 | $289,349 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 6,110 | $289,127 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 8,639 | $285,865 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,600 | $283,790 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 8,726 | $283,666 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,837 | $277,779 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 773 | $277,139 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 3,940 | $273,724 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 10,489 | $272,609 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,924 | $272,335 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 4,121 | $272,177 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 5,659 | $271,620 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 7,726 | $270,154 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,000 | $269,988 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 12,888 | $268,962 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,148 | $268,652 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 6,577 | $265,513 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 6,355 | $265,010 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 49,676 | $264,773 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,745 | $264,604 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,769 | $263,906 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 960 | $262,372 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 7,207 | $261,846 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,561 | $259,430 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,645 | $256,946 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 2,016 | $255,810 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 575 | $253,126 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,417 | $253,061 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,382 | $252,201 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,997 | $251,693 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H737 | ALLIA US JUN ETF | 9,838 | $251,455 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 4,816 | $251,231 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,701 | $250,484 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 6,206 | $249,650 | dollars as filed | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 10,151 | $249,379 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J202 | TAX AWARE SHRT | 10,082 | $248,027 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,742 | $246,886 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 2,233 | $241,724 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 620 | $241,659 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 6,152 | $241,005 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 9,474 | $240,736 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,156 | $240,689 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,208 | $236,465 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,700 | $234,460 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,445 | $234,145 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 396 | $233,362 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 7,876 | $231,869 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 5,713 | $231,834 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 3,989 | $231,641 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 13,071 | $230,959 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J103 | ULTRA SHORT INCM | 4,600 | $230,916 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,947 | $229,538 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,573 | $227,172 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,355 | $224,107 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,487 | $223,611 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 10,083 | $223,434 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 2,949 | $223,135 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 4,967 | $222,257 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 6,073 | $220,136 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 5,346 | $220,133 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,755 | $219,517 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,111 | $218,789 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 3,206 | $218,137 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,137 | $217,271 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,101 | $216,413 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,958 | $215,993 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,756 | $215,233 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,251 | $213,593 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,909 | $212,705 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 2,482 | $211,053 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 6,701 | $205,118 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 17,355 | $203,403 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,153 | $203,104 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,622 | $200,416 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,980 | $197,430 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 28,026 | $197,303 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 14,430 | $194,805 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 16,420 | $176,678 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 18,428 | $165,852 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 17,351 | $158,587 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 12,467 | $131,402 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,140 | $125,092 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,000 | $124,180 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,300 | $118,118 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 10,478 | $110,752 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 10,026 | $108,882 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,785 | $103,331 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,165 | $102,718 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 11,406 | $101,627 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,803 | $100,359 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,294 | $98,629 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,966 | $78,872 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 23,840 | $74,858 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,609 | $68,719 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,975 | $61,771 | dollars as filed | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 250,000 | $59,250 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 20,000 | $48,600 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 15,450 | $40,788 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 107,000 | $31,522 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 10,000 | $10,100 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,610 | $6,436 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,700 | $990 | dollars as filed | call |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 19,500 | $193 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003760 | this filing | 2023-10-16 | acceptance time not in the bulk data set |