13F-HR filed by Pasadena Private Wealth, LLC
Pasadena Private Wealth, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-11, with 103 holding rows worth $333,928,897.
- Accession
- 0001085146-23-003691
- Filer
- CIK 1760578
- Filed
- 2023-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 103 entries on the cover page, a total value of $333,928,897 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,928,897 with VALUE read as dollars as filed, 13F file number 028-19092. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 389,158 | $53,676,578 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 166,081 | $45,225,406 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 646,927 | $33,556,123 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 506,067 | $19,680,961 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 114,940 | $18,331,763 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 355,578 | $14,827,603 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 298,158 | $14,737,934 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 50,096 | $10,729,566 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 230,961 | $10,060,648 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 209,858 | $8,486,675 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 395,780 | $8,354,909 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 176,303 | $8,335,626 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 271,935 | $8,073,736 | dollars as filed | |
| Apple Inc | 037833100 | COM | 33,600 | $5,752,646 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 113,706 | $5,651,188 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 181,257 | $5,512,025 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 88,611 | $5,242,248 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 59,237 | $5,227,665 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 64,229 | $4,497,957 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 52,185 | $3,005,860 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,824 | $2,917,124 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 82,354 | $2,606,917 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 302,278 | $2,291,267 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 28,500 | $1,973,625 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 26,431 | $1,510,532 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 3,975 | $1,424,067 | dollars as filed | |
| SCHD | 808524797 | COM | 19,341 | $1,368,537 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 3,996 | $1,261,786 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,247 | $1,079,226 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 8,299 | $1,054,969 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,731 | $1,019,332 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,849 | $998,005 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 34,647 | $948,624 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,000 | $943,300 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 26,278 | $912,626 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 5,634 | $821,722 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,469 | $797,724 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 172,485 | $741,686 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 14,750 | $730,585 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 33,817 | $721,801 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 42,181 | $721,295 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 5,047 | $688,916 | dollars as filed | |
| AMPLIFY ETF TR | 032108722 | CWP INTL ENHANCE | 22,576 | $604,753 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 11,214 | $600,192 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,225 | $597,991 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 17,206 | $578,306 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,366 | $575,352 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 4,829 | $570,015 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,215 | $554,237 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,546 | $550,979 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,900 | $503,818 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,352 | $486,104 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,858 | $476,180 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,795 | $475,531 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 35,900 | $462,027 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 22,294 | $427,823 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 848 | $427,397 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 781 | $419,499 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 77,818 | $408,545 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 14,833 | $405,841 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,058 | $394,477 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 21,896 | $368,067 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 5,873 | $363,465 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 127,480 | $362,043 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,285 | $338,222 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,818 | $331,392 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,177 | $330,512 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,066 | $320,024 | dollars as filed | |
| VTI | 922908769 | COM | 1,479 | $314,118 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,934 | $312,964 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 715 | $311,024 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,886 | $293,709 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,675 | $291,846 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,960 | $283,035 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 19,116 | $264,754 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 7,653 | $260,360 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 445 | $251,644 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 13,200 | $250,272 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 653 | $238,613 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,354 | $230,815 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,518 | $226,323 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 582 | $219,763 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 434 | $219,678 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 708 | $213,929 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,755 | $211,475 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,000 | $203,630 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 37,335 | $158,674 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 19,170 | $154,319 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,647 | $119,392 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,707 | $118,475 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 20,000 | $97,200 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 278,750 | $83,625 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 8,000 | $71,280 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 2,783 | $34,565 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 17,531 | $10,373 | dollars as filed | |
| VERB TECHNOLOGY CO INC (US) old | 92337U203 | COM NEW | 13,890 | $9,726 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 10,965 | $7,504 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 10,000 | $6,990 | dollars as filed | call |
| SNAP INC | 83304A106 | CL A | 10,500 | $6,855 | dollars as filed | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $6,750 | dollars as filed | call |
| Netflix, Inc | 64110L106 | COM | 300 | $4,125 | dollars as filed | call |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 10,710 | $4,092 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $3,425 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003691 | this filing | 2023-10-11 | acceptance time not in the bulk data set |