13F-HR filed by Transform Wealth, LLC
Transform Wealth, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-11, with 237 holding rows worth $948,126,247.
- Accession
- 0001085146-23-003682
- Filer
- CIK 1682266
- Filed
- 2023-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 237 entries on the cover page, a total value of $948,126,247 stated on the cover page (in dollars after the unit check, H1), rows summing to $948,126,247 with VALUE read as dollars as filed, 13F file number 028-17533. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 268,834 | $46,027,013 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 134,309 | $42,408,188 | dollars as filed | |
| SPY | 78462F103 | SHS | 70,082 | $30,065,222 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 162,377 | $25,113,629 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,090,805 | $22,895,995 | dollars as filed | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 461,109 | $22,820,266 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 213,091 | $20,039,063 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 152,313 | $19,931,716 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 35,150 | $17,722,355 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 132,862 | $16,889,384 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 19,685 | $16,349,591 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 155,418 | $15,756,274 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 24,180 | $15,202,280 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 102,994 | $14,936,263 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 100,158 | $14,929,610 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 124,919 | $14,687,991 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 210,082 | $14,417,882 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 84,299 | $14,214,531 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 460,213 | $14,087,130 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 230,743 | $12,404,746 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 21,870 | $12,355,696 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 22,271 | $11,355,983 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 185,741 | $10,360,644 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 161,044 | $10,131,277 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 77,822 | $9,874,834 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 29,809 | $9,645,341 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 594,184 | $9,489,118 | dollars as filed | |
| Deere & Company | 244199105 | COM | 22,980 | $8,703,156 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 28,698 | $8,671,356 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 266,375 | $8,270,945 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 18,848 | $8,207,622 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 164,457 | $8,198,187 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 181,904 | $8,140,208 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 136,207 | $7,992,627 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 33,895 | $7,743,547 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 22,019 | $7,656,888 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 119,867 | $7,603,155 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 8,182 | $7,436,293 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 81,618 | $7,422,370 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 79,597 | $7,308,569 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 143,587 | $7,222,436 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 23,321 | $7,162,112 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 13,186 | $6,765,715 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 33,482 | $6,725,292 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,122 | $6,684,082 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 74,154 | $6,590,833 | dollars as filed | |
| Linde plc | G54950103 | COM | 17,560 | $6,538,464 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 127,901 | $6,437,281 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 35,691 | $6,418,717 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 15,985 | $6,328,817 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 13,916 | $6,013,820 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 75,986 | $5,980,064 | dollars as filed | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 23,132 | $5,906,525 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 10,972 | $5,893,144 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 105,689 | $5,784,362 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 164,742 | $5,764,323 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 97,331 | $5,698,447 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,971 | $5,556,965 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 87,325 | $5,553,010 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 42,114 | $5,552,731 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 60,027 | $5,478,697 | dollars as filed | |
| KLA CORP | 482480100 | COM | 11,818 | $5,420,444 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 25,543 | $5,339,624 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 13,329 | $5,324,270 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 105,399 | $5,206,718 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 20,309 | $4,995,608 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q274 | SHORT DURA CORE | 106,134 | $4,814,257 | dollars as filed | |
| VTI | 922908769 | COM | 21,348 | $4,534,573 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 75,775 | $4,491,963 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 35,818 | $4,458,983 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 29,400 | $4,117,470 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 39,441 | $4,086,032 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 38,200 | $4,052,256 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 21,612 | $4,044,686 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 23,392 | $4,010,559 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 72,702 | $3,893,943 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 14,006 | $3,823,573 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 35,643 | $3,818,768 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 151,375 | $3,770,748 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 249,102 | $3,724,077 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12,322 | $3,601,598 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 16,982 | $3,529,460 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 23,083 | $3,518,840 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,071 | $3,470,264 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 43,645 | $3,291,698 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 13,956 | $3,210,002 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 76,936 | $3,174,390 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 6,886 | $2,998,476 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 42,640 | $2,934,059 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 38,182 | $2,630,726 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 61,872 | $2,562,753 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 56,725 | $2,515,203 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,301 | $2,475,349 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 48,396 | $2,441,579 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 18,804 | $2,420,827 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 5,550 | $2,414,211 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 24,914 | $2,390,728 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 54,103 | $2,219,833 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 25,507 | $2,214,558 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20,276 | $2,196,500 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 30,006 | $2,182,041 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 30,333 | $2,052,941 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,482 | $2,049,832 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 60,239 | $2,029,456 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 12,206 | $2,007,334 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 52,947 | $2,000,876 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 18,303 | $1,996,464 | dollars as filed | |
| SCHD | 808524797 | COM | 26,500 | $1,875,117 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 55,077 | $1,578,498 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 87,836 | $1,536,181 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 35,896 | $1,521,403 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,763 | $1,467,873 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 3,902 | $1,425,830 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,050 | $1,369,838 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R204 | SHIL CAP U S ETF | 56,741 | $1,343,052 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 30,313 | $1,340,756 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 27,098 | $1,339,447 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 48,792 | $1,335,438 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 36,760 | $1,315,994 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12,948 | $1,256,566 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 9,350 | $1,225,375 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 14,584 | $1,209,014 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 95,176 | $1,182,087 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 32,484 | $1,103,151 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 90,823 | $1,088,060 | dollars as filed | |
| STRATEGIC TRUST | 48817R870 | RUNNING GWTH ETF | 42,762 | $1,087,745 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 9,647 | $1,084,197 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 25,536 | $1,077,621 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,716 | $1,046,028 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,026 | $1,007,386 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 6,645 | $969,243 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 87,717 | $849,096 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,931 | $819,382 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,808 | $813,812 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,527 | $806,936 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 16,041 | $804,938 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 7,509 | $788,460 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 10,807 | $777,795 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 6,840 | $745,547 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,698 | $736,974 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,749 | $715,729 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,014 | $710,434 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,322 | $709,140 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10,566 | $708,169 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 3,822 | $706,077 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,057 | $702,051 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,574 | $698,253 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 4,616 | $669,275 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,925 | $646,349 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,740 | $644,648 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 237,594 | $636,752 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 23,440 | $623,281 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 6,176 | $621,688 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 20,593 | $620,884 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 63,584 | $617,615 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,509 | $594,949 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 195,225 | $593,875 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,334 | $591,515 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,086 | $571,628 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 10,272 | $567,011 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 37,200 | $563,952 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 11,206 | $563,886 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 172 | $531,738 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,542 | $528,424 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,317 | $520,475 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 3,034 | $482,437 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,427 | $478,544 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,211 | $471,563 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,855 | $468,021 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,898 | $448,798 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 913 | $442,210 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 17,027 | $442,088 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,856 | $438,578 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 128,800 | $435,185 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 2,771 | $434,585 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 6,745 | $434,272 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 236 | $431,481 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 834 | $426,124 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 41,132 | $425,734 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,427 | $419,516 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,332 | $414,170 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 2,039 | $412,882 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,083 | $399,196 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 14,852 | $397,304 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 4,452 | $392,938 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 3,437 | $385,666 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,173 | $378,412 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 8,919 | $376,016 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 36,425 | $370,734 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 3,346 | $369,939 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 21,577 | $359,038 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,788 | $354,633 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,670 | $347,839 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,290 | $346,750 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 7,424 | $345,374 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 72,848 | $338,015 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 18,840 | $333,280 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 4,875 | $329,288 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,882 | $326,865 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,698 | $324,194 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,887 | $320,631 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,998 | $312,119 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,384 | $299,977 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 19,595 | $286,048 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,935 | $285,005 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,151 | $284,798 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 2,260 | $280,828 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,375 | $278,818 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,747 | $278,225 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 23,755 | $270,332 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 34,800 | $267,960 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,735 | $264,827 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 8,925 | $263,466 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 638 | $260,972 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 787 | $259,481 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 31,546 | $252,368 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,200 | $251,940 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,529 | $244,499 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 917 | $244,431 | dollars as filed | |
| IJH | 464287507 | COM | 951 | $237,927 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 4,805 | $232,418 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 881 | $232,154 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,509 | $228,416 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,822 | $225,704 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,950 | $220,749 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,381 | $215,622 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,130 | $213,570 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 740 | $211,692 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,030 | $209,739 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,024 | $207,480 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 2,682 | $203,403 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 26,244 | $147,953 | dollars as filed | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,600 | $129,511 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,312 | $127,014 | dollars as filed | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 12,475 | $122,952 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 13,565 | $108,485 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 17,545 | $95,094 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003682 | this filing | 2023-10-11 | acceptance time not in the bulk data set |