13F-HR filed by Foundations Investment Advisors, LLC
Foundations Investment Advisors, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-05, with 639 holding rows worth $3,247,584,984.
- Accession
- 0001085146-23-003596
- Filer
- CIK 1743404
- Filed
- 2023-10-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 639 entries on the cover page, a total value of $3,247,584,984 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,247,584,984 with VALUE read as dollars as filed, 13F file number 028-18893. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Micron Technology,Inc. | 595112103 | COM | 4,621 | $314,339 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,313 | $313,641 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 9,087 | $311,957 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,634 | $308,959 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 14,247 | $306,453 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 14,858 | $303,260 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,164 | $300,951 | dollars as filed | |
| STEM INC | 85859N102 | COM | 70,944 | $300,803 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,615 | $300,190 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 39,289 | $298,596 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,888 | $298,369 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 8,564 | $297,242 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 9,241 | $295,899 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 9,063 | $295,168 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 77,250 | $294,323 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,587 | $290,963 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 18,120 | $289,373 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,300 | $287,257 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F458 | FT VEST US EQT | 9,348 | $286,722 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,273 | $285,270 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 52,361 | $283,796 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,099 | $282,454 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,512 | $278,714 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 8,065 | $277,525 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,111 | $277,523 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,806 | $276,930 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,091 | $274,691 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,645 | $273,741 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 6,553 | $272,016 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,191 | $271,465 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,791 | $270,093 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,968 | $269,817 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,025 | $269,541 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,665 | $268,566 | dollars as filed | |
| SPDW | 78463X889 | COM | 8,648 | $268,187 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 16,569 | $267,258 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 7,959 | $266,866 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,753 | $266,125 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,176 | $266,110 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 9,965 | $264,974 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,291 | $264,920 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,470 | $264,883 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 5,434 | $264,310 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,699 | $263,268 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,500 | $262,705 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,240 | $261,213 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,041 | $260,459 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,928 | $259,027 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,469 | $257,837 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 538 | $254,824 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 13,670 | $250,296 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,022 | $249,794 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,262 | $248,631 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,467 | $248,510 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 2,921 | $248,343 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,516 | $246,222 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 7,594 | $245,818 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,639 | $244,037 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,208 | $242,717 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 17,800 | $242,258 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 887 | $241,370 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,387 | $241,230 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,472 | $241,069 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,124 | $240,353 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,710 | $239,980 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 6,718 | $238,355 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 8,087 | $236,706 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,295 | $236,599 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 11,479 | $235,324 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,320 | $235,250 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,519 | $233,542 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 3,750 | $233,213 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,501 | $230,442 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 5,586 | $229,864 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,392 | $229,674 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 892 | $227,589 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 8,249 | $226,955 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,163 | $226,542 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,265 | $226,453 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,287 | $226,147 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 14,542 | $226,128 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 787 | $225,142 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 4,902 | $223,972 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,207 | $222,761 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 2,745 | $221,961 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 2,620 | $220,486 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 4,790 | $220,292 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 6,591 | $219,737 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,969 | $219,098 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,467 | $218,796 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,189 | $218,693 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,040 | $217,746 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,907 | $217,365 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 15,361 | $216,126 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 493 | $215,574 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,718 | $215,335 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,095 | $214,422 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 33,164 | $213,908 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,960 | $213,820 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,954 | $213,618 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,396 | $213,183 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 939 | $213,008 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,297 | $211,692 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,259 | $210,437 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 15,000 | $210,300 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 779 | $209,906 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,000 | $209,340 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 332 | $208,195 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,245 | $206,512 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,027 | $205,927 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 6,883 | $204,437 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 587 | $203,044 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,716 | $202,674 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,849 | $202,594 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,286 | $200,939 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,332 | $200,463 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,349 | $200,040 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 88,962 | $189,490 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 19,954 | $177,787 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 22,107 | $169,119 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,608 | $162,515 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 13,396 | $145,482 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 30,547 | $138,073 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 10,255 | $110,347 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 17,409 | $88,612 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 10,637 | $84,990 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 24,000 | $79,440 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 38,630 | $69,920 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 10,269 | $64,284 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 14,115 | $55,894 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 44,419 | $54,192 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 25,650 | $29,754 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 26,826 | $24,680 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 36,763 | $13,194 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 10,445 | $10,376 | dollars as filed | principal |
| LILIUM N V | N52586109 | COM | 10,000 | $7,133 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 10,050 | $5,829 | dollars as filed | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 20,000 | $4,740 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 33,822 | $2,729 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003596 | this filing | 2023-10-05 | acceptance time not in the bulk data set |