13F-HR filed by Quad-Cities Investment Group, LLC
Quad-Cities Investment Group, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-05, with 175 holding rows worth $148,993,697.
- Accession
- 0001085146-23-003571
- Filer
- CIK 1741426
- Filed
- 2023-10-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 175 entries on the cover page, a total value of $148,993,697 stated on the cover page (in dollars after the unit check, H1), rows summing to $148,993,697 with VALUE read as dollars as filed, 13F file number 028-18795. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 77,101 | $13,200,534 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 396,580 | $6,333,380 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10,502 | $4,509,946 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 87,764 | $4,346,932 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 11,835 | $3,736,970 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 25,203 | $3,571,005 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 120,930 | $3,157,482 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 24,293 | $3,088,126 | dollars as filed | |
| IJH | 464287507 | COM | 12,197 | $3,041,231 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 114,075 | $2,789,136 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 7,410 | $2,654,954 | dollars as filed | |
| Deere & Company | 244199105 | COM | 6,901 | $2,604,436 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 27,177 | $2,563,606 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 30,275 | $2,229,137 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 70,925 | $2,124,203 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 34,983 | $2,078,702 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 61,654 | $2,061,720 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 43,543 | $1,991,663 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 191,836 | $1,941,381 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 19,948 | $1,878,933 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 44,566 | $1,748,309 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 10,823 | $1,730,855 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 41,490 | $1,695,278 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 42,245 | $1,624,737 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 22,854 | $1,525,255 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 65,593 | $1,477,150 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 61,452 | $1,474,846 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 428,032 | $1,433,906 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 32,797 | $1,326,327 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 53,260 | $1,202,067 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 6,960 | $1,179,245 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,598 | $1,150,512 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 88,681 | $1,119,952 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 25,515 | $1,111,439 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,950 | $1,078,297 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 21,175 | $1,065,715 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 10,966 | $1,062,809 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,214 | $1,055,765 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 38,910 | $1,019,450 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 21,484 | $951,739 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 12,160 | $904,798 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 93,082 | $902,893 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 18,098 | $885,903 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 18,882 | $867,616 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 13,196 | $831,818 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 29,757 | $814,454 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 23,405 | $776,352 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 16,713 | $746,570 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,189 | $727,720 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 27,320 | $721,799 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 17,137 | $720,717 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 15,520 | $719,803 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 21,465 | $709,646 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,000 | $708,533 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,410 | $703,800 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 13,578 | $662,326 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 5,971 | $639,747 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 13,315 | $638,735 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 32,472 | $632,225 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 758 | $629,584 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,708 | $620,750 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 9,582 | $616,608 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 36,731 | $609,004 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 25,520 | $595,892 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 9,317 | $591,002 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 13,481 | $589,325 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,480 | $586,253 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 28,704 | $582,688 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,160 | $568,510 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 11,977 | $550,822 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 7,395 | $548,752 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 38,517 | $541,930 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,788 | $540,365 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,566 | $531,571 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,640 | $530,948 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,269 | $520,875 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 25,894 | $507,005 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,885 | $501,967 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,202 | $495,995 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 21,017 | $487,583 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,080 | $478,498 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 20,140 | $469,467 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 22,770 | $464,738 | dollars as filed | |
| HARBOR ETF TRUST | 41151J505 | COMM ALL WEA ETF | 19,827 | $455,254 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,497 | $449,414 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,988 | $448,869 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,096 | $448,415 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,878 | $448,249 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 929 | $404,174 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 16,859 | $402,919 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 2,423 | $398,453 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 31,851 | $395,587 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 15,880 | $394,457 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 17,373 | $390,556 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,430 | $389,526 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 16,449 | $386,632 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 4,337 | $382,785 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,228 | $381,408 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 9,968 | $379,523 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 16,651 | $376,820 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 7,959 | $376,621 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,536 | $375,345 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 16,685 | $375,149 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F474 | FT VEST US EQT | 11,783 | $372,814 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 22,005 | $366,156 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 24,610 | $363,977 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 11,145 | $361,195 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 6,776 | $355,660 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,689 | $352,102 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 726 | $349,138 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,750 | $348,233 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,332 | $347,906 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 54,658 | $332,866 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,061 | $325,842 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,146 | $320,452 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 35,363 | $319,680 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 7,676 | $305,189 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 1,025 | $303,055 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U760 | VEST BUFFERED | 15,391 | $303,049 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,411 | $302,477 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,514 | $300,555 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,976 | $298,835 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 12,463 | $294,625 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,907 | $286,178 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 11,544 | $282,713 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 5,369 | $276,605 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,680 | $275,933 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 11,392 | $273,983 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,000 | $273,270 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J776 | PFD INCOME ETF | 12,837 | $266,239 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,162 | $265,556 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 16,975 | $265,319 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 40,479 | $262,708 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F433 | FT VEST U.S EQT | 8,696 | $257,662 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,235 | $256,467 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,042 | $246,452 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,270 | $243,434 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,531 | $239,407 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,029 | $239,337 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 7,939 | $234,523 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,353 | $234,117 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 3,890 | $233,352 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,377 | $232,190 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,926 | $231,846 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,450 | $230,436 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 529 | $230,058 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 8,147 | $229,994 | dollars as filed | |
| SPY | 78462F103 | SHS | 525 | $224,319 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,766 | $223,887 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 37,520 | $222,119 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,649 | $221,781 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 5,776 | $218,292 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,209 | $214,214 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F441 | FT VEST U.S EQT | 6,894 | $212,697 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,575 | $212,504 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,463 | $212,100 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 3,890 | $208,357 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,573 | $207,371 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 639 | $206,840 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 796 | $205,906 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,645 | $203,138 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 9,456 | $202,396 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,298 | $202,288 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,687 | $189,485 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 13,454 | $166,833 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 28,524 | $144,331 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,655 | $135,539 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 37,125 | $135,134 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,421 | $130,409 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,144 | $126,501 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,000 | $103,960 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,296 | $93,576 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,155 | $82,211 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 19,223 | $64,781 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,653 | $58,270 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003571 | this filing | 2023-10-05 | acceptance time not in the bulk data set |