13F-HR/A filed by Jefferies Financial Group Inc.
Jefferies Financial Group Inc. filed this 13F-HR/A for the quarter ended 2022-12-31, filed 2023-09-21, with 1,532 holding rows worth $14,432,960,711.
- Accession
- 0001085146-23-003536
- Filer
- CIK 96223
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, amendment of type restatement, 1,532 entries on the cover page, a total value of $14,432,960,711 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,432,960,711 with VALUE read as dollars as filed, 13F file number 028-11122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
- included managerJefferies International Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEALED AIR CORP NEW | 81211K100 | COM | 12,358 | $616,417 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 8,250 | $616,028 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 150,000 | $613,500 | dollars as filed | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,918 | $612,827 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 17,979 | $611,646 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 15,000 | $609,750 | dollars as filed | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 10,000 | $609,200 | dollars as filed | call |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 90,000 | $603,000 | dollars as filed | call |
| CLOROX CO DEL | 189054109 | COM | 4,250 | $596,403 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 14,455 | $596,273 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 7,190 | $595,907 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,970 | $591,093 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 11,100 | $581,751 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 52,200 | $581,508 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 20,000 | $579,600 | dollars as filed | put |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 200,000 | $576,000 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 8,719 | $574,582 | dollars as filed | |
| SCHD | 808524797 | COM | 7,546 | $570,025 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 25,000 | $569,750 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 22,500 | $567,000 | dollars as filed | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,370 | $564,890 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 14,950 | $563,615 | dollars as filed | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,445 | $562,692 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,300 | $562,327 | dollars as filed | call |
| AZEK CO INC | 05478C105 | CL A | 27,622 | $561,279 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 6,700 | $559,584 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 15,000 | $556,350 | dollars as filed | |
| AMBER INTL HLDG LTD | 45113Y203 | SPON ADS NEW | 144,490 | $556,287 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 12,200 | $554,734 | dollars as filed | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 4,872 | $554,434 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 630,000 | $548,226 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,000 | $546,400 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 8,934 | $545,063 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,000 | $543,730 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 12,602 | $539,998 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,895 | $536,546 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 10,934 | $534,563 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 573,000 | $532,946 | dollars as filed | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 54,330 | $529,718 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 64,273 | $526,396 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 613,000 | $526,254 | dollars as filed | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 13,750 | $524,425 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,544 | $523,570 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,684 | $520,188 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 534,000 | $517,142 | dollars as filed | principal |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 16,213 | $516,222 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 35,153 | $512,882 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 2,602 | $512,178 | dollars as filed | |
| Coupa Software | 22266LAF3 | CONV BOND | 529,000 | $511,897 | dollars as filed | principal |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,775 | $510,022 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,195 | $508,691 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 50,000 | $507,000 | dollars as filed | put |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 546,000 | $504,320 | dollars as filed | principal |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 22,590 | $502,853 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 105,800 | $500,434 | dollars as filed | call |
| American Tower Corporation | 03027X100 | COM | 2,359 | $499,781 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 400,000 | $498,083 | dollars as filed | principal |
| AUTOLIV INC | 052800109 | COM | 6,500 | $497,770 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 95,200 | $496,944 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,953 | $494,569 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10,000 | $494,300 | dollars as filed | put |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 20,000 | $493,400 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 16,161 | $493,395 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 9,646 | $491,560 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 17,990 | $490,767 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 10,000 | $487,900 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 55,000 | $487,850 | dollars as filed | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 11,100 | $486,291 | dollars as filed | put |
| GLOBUS MED INC CL A | 379577208 | Stock | 6,518 | $484,092 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 14,357 | $483,400 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 11,980 | $482,199 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 10,160 | $480,771 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 342,410 | $479,374 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 4,000 | $477,360 | dollars as filed | |
| WEX INC | 96208T104 | COM | 2,905 | $475,403 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 74,714 | $475,181 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 8,700 | $474,065 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 177,549 | $474,056 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 137,700 | $470,934 | dollars as filed | put |
| CNA FINL CORP | 126117100 | COM | 11,138 | $470,915 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 5,430 | $468,120 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 13,761 | $467,461 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 7,455 | $466,385 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,377 | $465,385 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 40,000 | $465,200 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 40,000 | $465,200 | dollars as filed | call |
| INFINERA CORP | 45667GAC7 | BOND | 475,000 | $463,638 | dollars as filed | principal |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 7,610 | $463,601 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,500 | $463,350 | dollars as filed | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 39,000 | $461,370 | dollars as filed | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $460,381 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,721 | $459,232 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 10,120 | $457,525 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7,727 | $457,438 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 9,293 | $454,986 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 10,000 | $453,100 | dollars as filed | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 32,087 | $450,501 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 3,488 | $448,836 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,135 | $444,075 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $442,220 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 13,705 | $441,438 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,250 | $440,928 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 13,900 | $438,406 | dollars as filed | call |
| Visa Inc | 92826C839 | COM | 2,100 | $436,296 | dollars as filed | put |
| LUMOS PHARMA INC | 55028X109 | COM | 120,651 | $435,550 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,977 | $435,327 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 30,400 | $434,720 | dollars as filed | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 23,800 | $433,160 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 2,897,447 | $431,430 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,518 | $430,778 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,000 | $430,570 | dollars as filed | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,444 | $427,969 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 25,000 | $424,250 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,920 | $424,183 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 16,200 | $423,306 | dollars as filed | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 72,235 | $421,852 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 502,000 | $419,270 | dollars as filed | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,179 | $419,040 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 51,400 | $418,396 | dollars as filed | put |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 12,173 | $417,290 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 51,000 | $415,140 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,977 | $415,117 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 50,000 | $414,000 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 50,000 | $414,000 | dollars as filed | put |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 32,511 | $412,240 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 7,872 | $405,408 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 25,000 | $403,500 | dollars as filed | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 60,000 | $402,000 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 17,723 | $401,781 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 7,821 | $400,983 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 548 | $395,377 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 15,376 | $395,311 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 34,100 | $392,150 | dollars as filed | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 15,000 | $391,050 | dollars as filed | call |
| BILL HOLDINGS INC | 090043100 | COM | 3,588 | $390,948 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 675,000 | $390,326 | dollars as filed | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 21,537 | $389,387 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 20,000 | $386,600 | dollars as filed | put |
| NETAPP INC COM | 64110D104 | Stock | 6,436 | $386,546 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,831 | $386,158 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 36,100 | $384,104 | dollars as filed | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,961 | $383,531 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 19,810 | $381,739 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 10,600 | $375,134 | dollars as filed | put |
| SYSCOCORP | 871829107 | COM | 4,896 | $374,299 | dollars as filed | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,034 | $373,605 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 31,607 | $372,647 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 9,724 | $371,651 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 7,425 | $370,656 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 350,000 | $369,602 | dollars as filed | principal |
| CINCOR PHARMA INC | 17240Y109 | COM | 30,000 | $368,700 | dollars as filed | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,643 | $362,442 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,359 | $360,081 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 4,483 | $353,933 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 26,404 | $353,550 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 5,765 | $351,031 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 400,000 | $350,464 | dollars as filed | principal |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 19,399 | $349,764 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,857 | $348,344 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 4,745 | $346,100 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 27,936 | $345,569 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 6,317 | $344,466 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,977 | $344,410 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 150,000 | $343,500 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 4,912 | $342,023 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 35,329 | $341,278 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 400 | $338,496 | dollars as filed | put |
| Prologis,Inc. | 74340W103 | COM | 3,000 | $338,190 | dollars as filed | call |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 385,000 | $337,203 | dollars as filed | principal |
| UNIQURE NV | N90064101 | SHS | 14,750 | $334,383 | dollars as filed | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 20,000 | $334,200 | dollars as filed | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,727 | $332,238 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 12,700 | $331,851 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 10,000 | $331,200 | dollars as filed | call |
| D R HORTON INC COM | 23331A109 | Stock | 3,713 | $330,977 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,300 | $330,561 | dollars as filed | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 15,674 | $329,938 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,000 | $329,750 | dollars as filed | call |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 45,000 | $328,050 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $326,424 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 7,314 | $324,742 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G111 | *W EXP 08/03/202 | 2,138,430 | $323,972 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,206 | $323,271 | dollars as filed | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 7,995 | $323,238 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,048 | $323,056 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,752 | $320,522 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 3,532 | $318,798 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 192,452 | $317,546 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 6,717 | $316,908 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,900 | $316,781 | dollars as filed | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,289 | $311,370 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 1,851 | $311,264 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 16,015 | $311,171 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,555 | $307,970 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 100,000 | $305,000 | dollars as filed | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 32,030 | $301,402 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 47,200 | $300,664 | dollars as filed | put |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 20,121 | $295,980 | dollars as filed | |
| Southern Company | 842587107 | COM | 4,136 | $295,352 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,500 | $292,525 | dollars as filed | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 35,000 | $291,900 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 167,700 | $291,798 | dollars as filed | put |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 260,255 | $291,486 | dollars as filed | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 2,476 | $290,484 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,030 | $288,719 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9,046 | $287,844 | dollars as filed | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,321 | $287,416 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 165,100 | $287,274 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 21,608 | $284,793 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 27,000 | $281,610 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 10,800 | $281,448 | dollars as filed | put |
| NOVAVAX INC | 670002401 | COM NEW | 26,791 | $275,411 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 2,445 | $274,402 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 300,000 | $273,978 | dollars as filed | principal |
| ACCOLADE INC | 00437E102 | COM | 35,000 | $272,650 | dollars as filed | put |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 16,810 | $272,490 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 3,213 | $272,336 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 7,644 | $270,522 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,781 | $269,928 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,033 | $269,346 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 32,500 | $269,100 | dollars as filed | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,752 | $266,129 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 4,776 | $261,725 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,000 | $261,600 | dollars as filed | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,886 | $261,569 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 5,000 | $259,450 | dollars as filed | put |
| IONQ INC COM | 46222L108 | Stock | 75,000 | $258,750 | dollars as filed | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 25,000 | $258,750 | dollars as filed | call |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,525 | $258,735 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 45,000 | $256,950 | dollars as filed | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,727 | $255,700 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 9,055 | $255,623 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 9,750 | $254,768 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 41,446 | $253,235 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 300,000 | $252,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 20,470 | $251,986 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,511 | $251,778 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,600 | $251,120 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 5,574 | $250,663 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,767 | $249,225 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 9,430 | $249,141 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,049 | $248,209 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 73,000 | $247,470 | dollars as filed | put |
| AGILON HEALTH INC | 00857U107 | COM | 15,290 | $246,781 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 3,316 | $243,726 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 210,107 | $243,724 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,696 | $243,428 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,000 | $242,800 | dollars as filed | call |
| EQUIFAX INC COM | 294429105 | Stock | 1,249 | $242,756 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 258,000 | $241,844 | dollars as filed | principal |
| CNH INDL N V SHS | N20944109 | Stock | 15,000 | $240,900 | dollars as filed | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,344 | $240,472 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 20,310 | $240,267 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 5,478 | $239,991 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 16,123 | $239,910 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 22,500 | $239,400 | dollars as filed | put |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 4,535 | $238,269 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 275,000 | $234,784 | dollars as filed | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 57,500 | $234,025 | dollars as filed | put |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 266,000 | $232,859 | dollars as filed | principal |
| EVERPURE INC CL A | 74624M102 | Stock | 8,700 | $232,812 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 25,000 | $231,250 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,448 | $231,091 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 22,400 | $230,272 | dollars as filed | put |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 9,100 | $230,139 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,025 | $229,960 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $229,554 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 19,861 | $229,393 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 7,639 | $229,246 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,160 | $227,513 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,793 | $226,563 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,812 | $225,201 | dollars as filed | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 5,741 | $222,521 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30,000 | $222,000 | dollars as filed | call |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 6,314 | $221,874 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 65,000 | $220,350 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 4,914 | $219,066 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 5,300 | $218,943 | dollars as filed | put |
| VERISIGN INC COM | 92343E102 | Stock | 1,059 | $217,561 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 100,000 | $217,000 | dollars as filed | |
| NOVA LTD | 66980MAB2 | BOND | 178,000 | $215,762 | dollars as filed | principal |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 46,700 | $215,287 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,865 | $214,624 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,485 | $211,004 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 994 | $210,161 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 374 | $209,115 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 3,237 | $208,301 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,280 | $207,965 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 3,037 | $207,518 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,957 | $206,872 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 9,466 | $205,886 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,500 | $205,800 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,115 | $205,416 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 367,831 | $204,866 | dollars as filed | principal |
| KINROSS GOLD CORP | 496902404 | COM | 50,000 | $204,500 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,911 | $203,409 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,950 | $202,405 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 10,000 | $201,000 | dollars as filed | put |
| CNH INDL N V SHS | N20944109 | Stock | 12,500 | $200,750 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 18,090 | $199,352 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 15,900 | $197,637 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,000 | $196,800 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 24,625 | $195,030 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 89,500 | $193,320 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 10,439 | $192,391 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 12,500 | $192,375 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 50,000 | $191,500 | dollars as filed | put |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 50,000 | $191,500 | dollars as filed | call |
| KBHOME | 48666K109 | COM | 6,000 | $191,100 | dollars as filed | put |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 572,698 | $189,048 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 10,500 | $188,790 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 150,000 | $186,000 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 11,023 | $185,627 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 33,800 | $179,478 | dollars as filed | call |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 201,000 | $176,697 | dollars as filed | principal |
| UPSTARTHLDGSINC | 91680M107 | STOK | 13,200 | $174,504 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,039 | $174,195 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,271 | $173,616 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 50,000 | $172,500 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 50,000 | $172,500 | dollars as filed | put |
| GERON CORP | 374163103 | COM | 71,000 | $171,820 | dollars as filed | call |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 8,500 | $170,850 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,413 | $169,875 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,000 | $168,800 | dollars as filed | put |
| MACERICH CO | 554382101 | COM | 14,872 | $167,459 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 100,000 | $163,000 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 11,000 | $161,810 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20,000 | $161,200 | dollars as filed | call |
| MP MATERIALS CORP | 553368101 | COM CL A | 6,634 | $161,074 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,250 | $160,638 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 179,000 | $159,701 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 200,000 | $158,756 | dollars as filed | principal |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,760 | $157,819 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,362 | $157,245 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 15,000 | $157,050 | dollars as filed | call |
| PINTEREST INC CL A | 72352L106 | Stock | 6,246 | $151,653 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 24,500 | $150,675 | dollars as filed | |
| 2U INC | 90214J101 | COM | 22,500 | $141,075 | dollars as filed | call |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 10,000 | $139,600 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 4,479 | $139,431 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 141,000 | $136,059 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 200,000 | $135,391 | dollars as filed | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 133,000 | $130,673 | dollars as filed | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 24,393 | $129,283 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 27,800 | $128,158 | dollars as filed | call |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 3,400 | $126,106 | dollars as filed | put |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 3,400 | $126,106 | dollars as filed | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,000 | $125,800 | dollars as filed | put |
| BED BATH & BEYOND INC | 075896100 | COM | 50,000 | $125,500 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 25,000 | $118,500 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 95,000 | $117,855 | dollars as filed | principal |
| UPSTARTHLDGSINC | 91680M107 | STOK | 8,900 | $117,658 | dollars as filed | put |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 11,136 | $117,262 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 18,800 | $116,748 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 100,000 | $115,000 | dollars as filed | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,750 | $114,400 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 11,920 | $112,525 | dollars as filed | |
| 2U INC | 90214J101 | COM | 17,500 | $109,725 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 10,000 | $109,300 | dollars as filed | put |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 5,670 | $108,977 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 25,000 | $108,750 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 11,000 | $108,350 | dollars as filed | put |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 109,000 | $106,047 | dollars as filed | principal |
| UPWORK INC | 91688F104 | COM | 10,000 | $104,400 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,200 | $102,564 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 88,000 | $102,027 | dollars as filed | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 103,000 | $100,734 | dollars as filed | principal |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 13,159 | $98,693 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 3,118 | $98,341 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 27,565 | $95,375 | dollars as filed | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 95,000 | $94,050 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 100,000 | $92,925 | dollars as filed | principal |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 135,000 | $91,723 | dollars as filed | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 12,700 | $91,694 | dollars as filed | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 75,000 | $90,997 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 99,000 | $90,056 | dollars as filed | principal |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 15,000 | $85,650 | dollars as filed | put |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 68,000 | $84,018 | dollars as filed | principal |
| WAITR HOLDINGS INC | 930752209 | COM | 232,425 | $80,884 | dollars as filed | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $80,271 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 12,375 | $79,448 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 98,743 | $76,358 | dollars as filed | |
| BIOTE CORP | 090683111 | WTS | 249,442 | $74,833 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 21,550 | $73,701 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,000 | $72,900 | dollars as filed | put |
| FOUNDER SPAC | 78112j117 | WT | 1,581,250 | $71,947 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 435,627 | $71,748 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 6,730 | $71,607 | dollars as filed | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 71,000 | $68,876 | dollars as filed | principal |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 545,944 | $68,844 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 50,000 | $68,500 | dollars as filed | call |
| MASTEC INC COM | 576323109 | Stock | 800 | $68,264 | dollars as filed | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $67,280 | dollars as filed | call |
| TILRAY INC | 88688T100 | COM CL 2 | 25,000 | $67,250 | dollars as filed | |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 81,000 | $66,718 | dollars as filed | principal |
| RIOT PLATFORMS INC | 767292105 | COM | 19,500 | $66,105 | dollars as filed | call |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 86,440 | $62,954 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,000 | $62,100 | dollars as filed | put |
| CUREVAC N V | N2451R105 | COM | 10,258 | $61,856 | dollars as filed | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 70,000 | $61,732 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 62,000 | $61,631 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 63,000 | $60,564 | dollars as filed | principal |
| IMMUNIC INC | 4525EP101 | COM | 42,800 | $59,920 | dollars as filed | put |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 77,000 | $58,452 | dollars as filed | principal |
| GEVO INC | 374396406 | COM PAR | 30,000 | $57,000 | dollars as filed | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 4,700 | $54,050 | dollars as filed | |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $53,467 | dollars as filed | principal |
| WEWORK INC | 96209A104 | COM | 36,600 | $52,338 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 1,034 | $47,844 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 4,796 | $47,241 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,000 | $46,600 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,000 | $46,600 | dollars as filed | put |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 20,000 | $46,000 | dollars as filed | call |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 38,000 | $44,652 | dollars as filed | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 46,000 | $44,435 | dollars as filed | principal |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 7,725 | $44,110 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 38,000 | $44,080 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 25,000 | $43,465 | dollars as filed | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 53,000 | $40,264 | dollars as filed | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,200 | $39,972 | dollars as filed | put |
| VISTRA CORP | 92840M128 | COM | 166,260 | $39,886 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 1,200 | $39,468 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 30,000 | $39,300 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 23,000 | $38,870 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,900 | $38,190 | dollars as filed | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,300 | $37,674 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 3,338 | $37,219 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 454,000 | $36,320 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 41,000 | $35,434 | dollars as filed | principal |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,982 | $35,252 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 45,000 | $35,104 | dollars as filed | principal |
| FEDEX CORP COM | 31428X106 | Stock | 200 | $34,640 | dollars as filed | call |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 33,000 | $34,608 | dollars as filed | principal |
| NUVASIVE INC | 670704AL9 | BOND | 35,000 | $34,350 | dollars as filed | principal |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 775,371 | $34,039 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 307,653 | $33,842 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 18,000 | $33,632 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAE4 | BOND | 39,000 | $31,988 | dollars as filed | principal |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 25,000 | $31,000 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 49,000 | $30,980 | dollars as filed | principal |
| KBHOME | 48666K109 | COM | 950 | $30,258 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 26,000 | $28,236 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 30,000 | $27,624 | dollars as filed | principal |
| CANO HEALTH INC | 13781Y111 | WARR | 125,000 | $27,500 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 35,000 | $26,874 | dollars as filed | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $26,680 | dollars as filed | principal |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 240 | $24,677 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 790 | $24,482 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 1,293,750 | $22,641 | dollars as filed | |
| SCILEX HOLDING CO | 80880W114 | *W EXP 11/10/202 | 118,676 | $22,418 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 22,000 | $22,385 | dollars as filed | principal |
| AGBA GROUP HOLDING LTD | G01212110 | *W EXP 03/15/202 | 524,436 | $22,236 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 20,000 | $21,050 | dollars as filed | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,716 | $21,004 | dollars as filed | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 367,932 | $20,236 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 23 | $19,464 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 24,000 | $19,431 | dollars as filed | principal |
| REGIS CORP | 758932107 | COM | 15,625 | $19,063 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,500 | $18,500 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 188,790 | $16,991 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 500 | $16,460 | dollars as filed | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 524,933 | $15,800 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS IN | 88024M116 | *W EXP 09/30/202 | 264,631 | $15,587 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 100,000 | $15,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,411 | $14,080 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 14,000 | $14,062 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 13,000 | $13,810 | dollars as filed | principal |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 29,480 | $13,673 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 2,000 | $13,660 | dollars as filed | call |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 14,000 | $13,405 | dollars as filed | principal |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,100 | $13,377 | dollars as filed | call |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 219,886 | $12,797 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 13,000 | $12,311 | dollars as filed | principal |
| FISKER INC | 33813J106 | CL A COM STK | 1,630 | $11,850 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,100 | $10,637 | dollars as filed | call |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 95,000 | $10,460 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 14,000 | $9,823 | dollars as filed | principal |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,473 | $9,383 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 15,850 | $8,084 | dollars as filed | |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 200,000 | $8,020 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 59 | $8,017 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 90,479 | $6,940 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 100,000 | $6,000 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 42,151 | $5,901 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R111 | *W EXP 09/30/202 | 1,000,000 | $5,300 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 500 | $3,895 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 48,024 | $3,722 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 12,134 | $3,640 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 64,301 | $3,241 | dollars as filed | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 100,000 | $3,100 | dollars as filed | |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 156,185 | $3,046 | dollars as filed | |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 18,348 | $2,998 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 35,000 | $2,972 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 65 | $2,685 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 500 | $2,365 | dollars as filed | |
| VIRGIN GROUP ACQUISITION CORP | 39957d110 | WT | 20,000 | $2,000 | dollars as filed | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 110 | $1,838 | dollars as filed | |
| MICROCLOUD HOLOGRAM INC | G55032125 | *W EXP 01/31/202 | 26,100 | $1,827 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 165 | $1,673 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 10,000 | $1,637 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-001360 | superseded | 2023-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003536 | this filing | 2023-09-21 | acceptance time not in the bulk data set |