13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2022-06-30, filed 2023-09-21, with 1,519 holding rows worth $12,038,881,631.
- Accession
- 0001085146-23-003533
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, amendment of type restatement, 1,519 entries on the cover page, a total value of $12,038,881,631 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,038,881,631 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
- included managerJefferies International Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PONTEM CORPORATION | G71707106 | COM | 50,000 | $492,500 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 50,348 | $492,403 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 517,000 | $491,906 | dollars as filed | principal |
| LYFT INC | 55087P104 | CL A COM | 37,000 | $491,360 | dollars as filed | put |
| iShares MBS ETF | 464288588 | SHS | 5,023 | $489,652 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,500 | $489,315 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 14,870 | $488,628 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 8,029 | $488,484 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 7,149 | $487,919 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,001 | $486,843 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 80,500 | $484,610 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 162,500 | $484,250 | dollars as filed | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,399 | $482,998 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 10,897 | $482,737 | dollars as filed | |
| SITIO ROYALTIES CORP | 82982V119 | *W EXP 08/23/202 | 2,521,251 | $479,038 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 12,935 | $478,078 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 2,900 | $476,731 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 34,800 | $476,412 | dollars as filed | call |
| RIOT PLATFORMS INC | 767292105 | COM | 112,900 | $473,051 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 10,000 | $472,300 | dollars as filed | put |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 1,581,250 | $471,213 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 7,532 | $469,394 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,931 | $466,885 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 41,539 | $463,991 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 35,611 | $463,300 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 2,520 | $462,697 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 50,000 | $462,500 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 11,269 | $462,142 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 13,391 | $461,186 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 25,000 | $460,750 | dollars as filed | put |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 13,843 | $460,141 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,724 | $455,343 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,520 | $454,845 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 2,630 | $454,596 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 36,100 | $454,499 | dollars as filed | call |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 10,000 | $453,900 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,767 | $450,036 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 472,000 | $449,990 | dollars as filed | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,063 | $448,810 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 25,000 | $448,750 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 17,390 | $447,619 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 2,557 | $447,144 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,930 | $445,929 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 268,244 | $445,285 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 21,193 | $445,265 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 40,000 | $445,200 | dollars as filed | put |
| FORD MTR CO COM | 345370860 | Stock | 40,000 | $445,200 | dollars as filed | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,631 | $445,086 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 8,772 | $439,215 | dollars as filed | |
| IDEX CORP COM | 45167R104 | Stock | 2,418 | $439,181 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 34,400 | $438,600 | dollars as filed | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,500 | $437,250 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $437,088 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 425,000 | $436,400 | dollars as filed | principal |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $436,209 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 2,587 | $432,883 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 7,581 | $432,800 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 420,000 | $432,600 | dollars as filed | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 20,653 | $431,441 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,410 | $430,037 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 42,687 | $428,151 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 8,117 | $427,117 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 155,271 | $426,995 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 190,000 | $425,600 | dollars as filed | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 43,500 | $424,995 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,235 | $423,419 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 411,033 | $423,364 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,063 | $422,235 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 8,943 | $421,036 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 15,116 | $419,023 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 37,900 | $418,416 | dollars as filed | call |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 396,876 | $416,720 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,837 | $415,690 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,100 | $413,469 | dollars as filed | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 150,200 | $413,050 | dollars as filed | call |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 11,977 | $412,609 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 14,211 | $411,693 | dollars as filed | |
| FOUNDER SPAC | G3661E114 | *W EXP 04/19/202 | 1,581,250 | $411,125 | dollars as filed | |
| II VI INC | 902104108 | COM | 8,034 | $409,332 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,392 | $409,178 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,357 | $407,973 | dollars as filed | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z125 | UNIT 11/22/2026 | 40,866 | $407,311 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,145 | $406,403 | dollars as filed | |
| SIGNATURE BANK | 82669G104 | COM | 2,227 | $399,101 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 6,098 | $398,748 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,920 | $398,664 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,820 | $396,851 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 230,000 | $396,454 | dollars as filed | principal |
| American Tower Corporation | 03027X100 | COM | 1,544 | $394,632 | dollars as filed | |
| POWERED BRANDS | G7209M108 | COM | 40,000 | $393,200 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 11,602 | $392,728 | dollars as filed | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 39,107 | $385,986 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 6,721 | $384,844 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 5,894 | $384,407 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 15,000 | $377,400 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 17,010 | $377,112 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 17,000 | $376,890 | dollars as filed | put |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 381,000 | $375,661 | dollars as filed | principal |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 41,468 | $375,285 | dollars as filed | |
| SWITCH INC | 87105L104 | CL A | 11,189 | $374,832 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,500 | $371,825 | dollars as filed | call |
| MARQETA INC | 57142B104 | CLASS A COM | 45,826 | $371,649 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 5,090 | $370,959 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,500 | $370,318 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 400,000 | $368,683 | dollars as filed | principal |
| TETRA TECH INC NEW | 88162G103 | COM | 2,699 | $368,548 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 110,000 | $366,300 | dollars as filed | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,366 | $364,517 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 16,448 | $364,324 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 3,295 | $363,900 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,200 | $359,736 | dollars as filed | put |
| MACYS INC COM | 55616P104 | Stock | 19,618 | $359,402 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 16,932 | $355,403 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 3,325 | $355,043 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 43,000 | $353,460 | dollars as filed | call |
| ACCOLADE INC | 00437E102 | COM | 47,500 | $351,500 | dollars as filed | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 70,000 | $351,400 | dollars as filed | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 35,565 | $350,315 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 8,421 | $350,314 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 10,881 | $346,124 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 12,500 | $345,375 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 8,897 | $344,403 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 2,250 | $344,340 | dollars as filed | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 35,000 | $343,000 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 5,211 | $341,581 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 10,529 | $339,139 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 2,384 | $339,052 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,000 | $338,750 | dollars as filed | put |
| WATSCO INC COM | 942622200 | Stock | 1,417 | $338,408 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,959 | $337,710 | dollars as filed | |
| PDC ENERGY INC | 69327R101 | COM | 5,468 | $336,883 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 14,246 | $335,351 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,734 | $332,706 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 62,100 | $331,614 | dollars as filed | put |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 2,138,430 | $331,243 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 5,058 | $330,034 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 65,700 | $329,814 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,500 | $329,025 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 52,568 | $328,550 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,000 | $327,750 | dollars as filed | call |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 20,651 | $327,111 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 7,500 | $326,475 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 25,649 | $325,229 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 573 | $324,799 | dollars as filed | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 400,000 | $324,780 | dollars as filed | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 75,000 | $324,000 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,256 | $323,385 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 6,500 | $323,375 | dollars as filed | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 9,494 | $323,366 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,014 | $322,800 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,079 | $322,364 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 9,991 | $320,511 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 12,745 | $315,439 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,116 | $314,478 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 9,019 | $314,042 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 4,993 | $312,112 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 5,110 | $310,228 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 50,000 | $310,000 | dollars as filed | call |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 26,500 | $307,665 | dollars as filed | call |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $306,488 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 41,410 | $306,434 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,200 | $306,176 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 31,203 | $305,789 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 8,600 | $305,644 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 10,961 | $304,387 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 4,613 | $303,166 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 263 | $302,127 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,000 | $301,900 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 13,908 | $300,274 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 9,250 | $298,775 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 3,289 | $297,326 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 313,000 | $295,653 | dollars as filed | principal |
| VICI PPTYS INC COM | 925652109 | REIT | 9,900 | $294,921 | dollars as filed | call |
| NUVASIVE INC | 670704105 | COM | 5,986 | $294,272 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 303,000 | $293,324 | dollars as filed | principal |
| FISERV INC | 337738108 | COM | 3,295 | $293,156 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 481 | $292,948 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,425 | $292,271 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 7,253 | $290,773 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 50,122 | $287,700 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 9,187 | $286,910 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,748 | $284,009 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $283,644 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 92,900 | $283,345 | dollars as filed | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 22,500 | $283,275 | dollars as filed | put |
| FULLER H B CO COM | 359694106 | Stock | 4,700 | $282,987 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,000 | $280,900 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 170,000 | $280,500 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 4,658 | $277,989 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 3,019 | $277,627 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,263 | $277,285 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 100,000 | $277,000 | dollars as filed | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,495 | $274,300 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 5,987 | $274,204 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,297 | $272,422 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 25,800 | $269,868 | dollars as filed | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 50,000 | $269,500 | dollars as filed | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 887 | $268,734 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7,235 | $268,129 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 3,195 | $268,048 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 112,500 | $267,750 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 5,453 | $267,688 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 2,388 | $267,671 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 61,055 | $267,421 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,300 | $266,643 | dollars as filed | put |
| TELADOC HEALTH INC | 87918A105 | COM | 8,000 | $265,680 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,250 | $264,892 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 10,000 | $264,100 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577102 | COM | 11,000 | $262,240 | dollars as filed | call |
| ZIFF DAVIS INC | 48123V102 | COM | 3,495 | $260,482 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 4,373 | $257,045 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 4,937 | $256,182 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 400 | $254,748 | dollars as filed | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 8,971 | $254,328 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 22,825 | $254,042 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 5,970 | $253,844 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 2,897 | $253,633 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,177 | $252,318 | dollars as filed | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 4,000 | $251,600 | dollars as filed | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 4,000 | $251,600 | dollars as filed | put |
| EBAY INC. COM | 278642103 | Stock | 6,022 | $250,937 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 6,395 | $250,490 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 23,780 | $249,690 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 17,000 | $248,710 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 10,600 | $246,239 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,687 | $244,844 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,750 | $244,778 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 10,920 | $243,843 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,702 | $242,620 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25,000 | $242,500 | dollars as filed | call |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 30,000 | $240,300 | dollars as filed | call |
| PATTERSON COS INC | 703395103 | COM | 7,891 | $239,098 | dollars as filed | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 4,176 | $238,450 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,305 | $236,902 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,053 | $236,535 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,679 | $234,868 | dollars as filed | |
| TLGY ACQUISITION CORPORATION | G8656T117 | UNIT 11/04/2026 | 23,349 | $233,957 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,358 | $233,820 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 6,100 | $233,630 | dollars as filed | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 6,100 | $233,630 | dollars as filed | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,000 | $229,050 | dollars as filed | call |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $227,761 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,257 | $227,328 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,011 | $227,227 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 100,000 | $227,000 | dollars as filed | put |
| MERCADOLIBREINC | 58733R102 | STOK | 356 | $226,726 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 9,384 | $226,623 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 5,754 | $226,420 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,500 | $226,395 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 6,847 | $223,828 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 924 | $223,330 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 13,499 | $222,194 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 9,742 | $221,241 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 50,000 | $221,000 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 6,037 | $220,773 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 19,935 | $219,883 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 14,538 | $218,361 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 59,000 | $217,120 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 11,782 | $215,493 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 275,000 | $215,403 | dollars as filed | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,205 | $214,273 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 9,683 | $214,092 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,104 | $212,465 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,574 | $211,032 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,863 | $210,873 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,754 | $210,794 | dollars as filed | |
| 2U INC | 90214J101 | COM | 20,100 | $210,447 | dollars as filed | put |
| DIEBOLD NXDF INC | 253651103 | COM | 92,200 | $209,294 | dollars as filed | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,273 | $207,344 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 417 | $206,415 | dollars as filed | |
| Tcv Acquisition Corp | G8704C124 | COM | 21,165 | $206,359 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,944 | $206,245 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 478,640 | $205,815 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 6,705 | $205,374 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 900 | $204,039 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 12,722 | $202,789 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,434 | $201,706 | dollars as filed | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 117,000 | $201,116 | dollars as filed | principal |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 40,000 | $200,800 | dollars as filed | call |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 200,000 | $198,628 | dollars as filed | principal |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 20,000 | $197,200 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 435,627 | $193,854 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 78,100 | $193,688 | dollars as filed | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 31,100 | $192,509 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,654 | $191,555 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 4,501 | $189,222 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 198,000 | $187,659 | dollars as filed | principal |
| AMCOR PLC | G0250X107 | ORD | 14,976 | $186,152 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 7,772 | $186,062 | dollars as filed | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 150,000 | $185,385 | dollars as filed | principal |
| 2U INC | 90214J101 | COM | 17,700 | $185,319 | dollars as filed | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 7,000 | $181,370 | dollars as filed | put |
| H I G ACQUISITION CORP | G44898107 | CMN | 18,000 | $178,202 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,965 | $176,733 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12,500 | $176,125 | dollars as filed | call |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 13,291 | $174,777 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 136,000 | $173,631 | dollars as filed | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 177,000 | $173,179 | dollars as filed | principal |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 254,600 | $171,371 | dollars as filed | call |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 40,000 | $171,200 | dollars as filed | put |
| KBHOME | 48666K109 | COM | 6,000 | $170,760 | dollars as filed | put |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 167,000 | $166,244 | dollars as filed | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 165,000 | $165,888 | dollars as filed | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 39,393 | $165,451 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 5,323 | $163,469 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 16,800 | $161,616 | dollars as filed | put |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 64,843 | $160,811 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,736 | $153,851 | dollars as filed | |
| HUNT COMPANIES ACQUISITIO | G46482124 | *W EXP 99/99/999 | 1,025,000 | $153,750 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 35,000 | $153,300 | dollars as filed | put |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,576 | $149,909 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 25,148 | $149,379 | dollars as filed | |
| 2U INC | 90214J101 | COM | 14,151 | $148,161 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 12,720 | $148,061 | dollars as filed | |
| RIVERVIEW ACQUISITION CORP | 769395112 | *W EXP 99/99/999 | 152,617 | $148,038 | dollars as filed | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 14,720 | $147,053 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 27,800 | $146,506 | dollars as filed | call |
| USA TODAY CO INC | 36472T109 | COM | 50,000 | $145,000 | dollars as filed | put |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 12,032 | $144,986 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 13,652 | $142,800 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 5,500 | $142,505 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 92,000 | $141,941 | dollars as filed | principal |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,507 | $141,881 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 117,000 | $141,480 | dollars as filed | principal |
| HOME PLATE ACQUISITION CORP | 43734R111 | *W EXP 09/30/202 | 1,000,000 | $140,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,000 | $138,100 | dollars as filed | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 51,761 | $136,649 | dollars as filed | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 137,000 | $133,575 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,456 | $132,698 | dollars as filed | |
| DURECT CORP | 266605104 | COM | 275,653 | $131,762 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,000 | $130,760 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 52,000 | $130,491 | dollars as filed | principal |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 1,293,750 | $129,504 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 5,000 | $129,050 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 5,000 | $129,050 | dollars as filed | put |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 112,000 | $125,172 | dollars as filed | principal |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 50,000 | $124,500 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 50,000 | $124,000 | dollars as filed | put |
| SWEETGREEN INC | 87043Q108 | COM CL A | 10,268 | $119,622 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 162,000 | $117,855 | dollars as filed | principal |
| CAZOO GROUP LTD | G2007L105 | COM | 162,877 | $117,271 | dollars as filed | |
| WAITR HLDGS INC | 930752100 | COM | 753,501 | $115,060 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,830 | $112,066 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 137,834 | $111,646 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 85 | $111,117 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 105,000 | $110,859 | dollars as filed | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,225 | $110,826 | dollars as filed | |
| QUOTIENT LTD | G73268107 | SHS | 450,000 | $108,000 | dollars as filed | call |
| Morgan Stanley | 617446448 | COM | 1,388 | $105,571 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 19,392 | $102,196 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 10,798 | $101,717 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 9,200 | $101,568 | dollars as filed | put |
| WAYFAIR INC | 94419L101 | CL A | 2,328 | $101,408 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,451 | $101,338 | dollars as filed | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 26,200 | $99,560 | dollars as filed | call |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 15,935 | $97,841 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 100,000 | $97,300 | dollars as filed | call |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 75,000 | $97,090 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,500 | $93,725 | dollars as filed | call |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 48,937 | $93,470 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 16,000 | $92,000 | dollars as filed | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $92,000 | dollars as filed | |
| BIOTE CORP | 090683111 | WTS | 249,442 | $88,023 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,000 | $85,820 | dollars as filed | call |
| EBIX INC | 278715206 | COM NEW | 5,011 | $84,686 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 4,210 | $83,569 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 10,000 | $82,700 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 10,000 | $82,200 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,700 | $79,934 | dollars as filed | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,000 | $74,800 | dollars as filed | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,145 | $74,449 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 86,440 | $73,483 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 73,000 | $73,375 | dollars as filed | principal |
| USA TODAY CO INC | 36472T109 | COM | 25,000 | $72,500 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 25,000 | $72,050 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 88,000 | $71,872 | dollars as filed | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $71,326 | dollars as filed | principal |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 12,246 | $70,537 | dollars as filed | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $69,682 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 5,800 | $67,686 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,982 | $66,551 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 15,000 | $65,700 | dollars as filed | call |
| RIOT PLATFORMS INC | 767292105 | COM | 15,000 | $62,850 | dollars as filed | call |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 2,902 | $62,074 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 55,000 | $61,600 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 68,000 | $61,211 | dollars as filed | principal |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,000 | $59,200 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,000 | $59,200 | dollars as filed | put |
| LIVEPERSON INC | 538146AB7 | BOND | 65,000 | $59,070 | dollars as filed | principal |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 519 | $57,838 | dollars as filed | |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $57,442 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 2,400 | $57,216 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 60,000 | $57,030 | dollars as filed | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 200 | $56,358 | dollars as filed | put |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 7,500 | $56,250 | dollars as filed | put |
| NORTONLIFELOCK INC | 668771AB4 | NOTE 2.000% 8/1 | 50,000 | $56,017 | dollars as filed | principal |
| EBIX INC | 278715206 | COM NEW | 3,300 | $55,770 | dollars as filed | put |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 55,000 | $54,561 | dollars as filed | principal |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 545,318 | $54,532 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 6,799 | $54,460 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 16,401 | $54,287 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,000 | $53,900 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 7,114 | $53,355 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 56,000 | $51,496 | dollars as filed | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 26,000 | $49,712 | dollars as filed | principal |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 95,200 | $47,600 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 38,000 | $46,623 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 44,000 | $46,227 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 50,000 | $45,075 | dollars as filed | principal |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 6,000 | $45,000 | dollars as filed | call |
| VISTRA CORP | 92840M128 | COM | 166,260 | $44,840 | dollars as filed | |
| KBHOME | 48666K109 | COM | 1,550 | $44,113 | dollars as filed | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 200,000 | $44,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 38,000 | $43,533 | dollars as filed | principal |
| Allbirds Inc | 01675A109 | COM | 10,565 | $41,520 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 452,499 | $40,725 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 28,571 | $39,428 | dollars as filed | |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 262,764 | $39,415 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 35,000 | $39,390 | dollars as filed | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,178 | $38,992 | dollars as filed | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 253,257 | $37,989 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 5,806 | $35,997 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 100,000 | $35,980 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 3,403 | $34,064 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 490 | $33,957 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 3,500 | $33,670 | dollars as filed | call |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 29,000 | $33,522 | dollars as filed | principal |
| SONOS INC | 83570H108 | COM | 1,818 | $32,797 | dollars as filed | call |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,500 | $30,575 | dollars as filed | call |
| Medtronic Plc | G5960L103 | COM | 337 | $30,246 | dollars as filed | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 200,000 | $29,940 | dollars as filed | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $29,040 | dollars as filed | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $28,578 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,500 | $26,180 | dollars as filed | |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 200,000 | $26,160 | dollars as filed | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $25,960 | dollars as filed | principal |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 100,000 | $25,090 | dollars as filed | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 29,480 | $23,967 | dollars as filed | |
| ENDO INTL PLC | G30401106 | SHS | 51,400 | $23,937 | dollars as filed | put |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 34,000 | $23,734 | dollars as filed | principal |
| EDGIO INC | 53261M104 | COM | 10,000 | $23,100 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 10,000 | $23,100 | dollars as filed | put |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 250,000 | $22,500 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 219,886 | $22,011 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 102,679 | $21,994 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,529 | $21,876 | dollars as filed | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 208,345 | $20,834 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 20,000 | $20,542 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 33,000 | $20,500 | dollars as filed | principal |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 88,582 | $20,365 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 64,301 | $19,290 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 21,000 | $19,163 | dollars as filed | principal |
| CANOO INC | 13803R102 | COM CL A | 10,000 | $18,500 | dollars as filed | put |
| REGIS CORP | 758932107 | COM | 15,625 | $16,875 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 100,000 | $16,500 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 432 | $16,459 | dollars as filed | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 31,250 | $14,369 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 729 | $13,764 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 113 | $13,292 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 7,000 | $12,950 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 15,850 | $12,932 | dollars as filed | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 126,250 | $12,713 | dollars as filed | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 100,000 | $12,490 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 669 | $12,470 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 14,000 | $11,257 | dollars as filed | principal |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $10,854 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 42,151 | $10,538 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 39,270 | $10,257 | dollars as filed | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 15,625 | $10,141 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 25,000 | $10,000 | dollars as filed | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 45,278 | $9,961 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 35,000 | $9,100 | dollars as filed | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 34,570 | $8,470 | dollars as filed | |
| VIRGIN GROUP ACQUISITION CORP | 39957d110 | WT | 20,000 | $8,400 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 14,200 | $7,740 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 48,024 | $7,684 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 10,000 | $7,385 | dollars as filed | principal |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $7,161 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 1,266 | $6,760 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 659 | $6,340 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 490 | $6,169 | dollars as filed | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,000 | $5,998 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 5,000 | $5,600 | dollars as filed | put |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 44,769 | $5,596 | dollars as filed | |
| NOBLE CORP NEW | G6610J209 | SHS | 205 | $5,197 | dollars as filed | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $5,000 | dollars as filed | |
| Heliogen Inc | 42329E113 | Warrant | 18,900 | $4,971 | dollars as filed | |
| CITRIX SYSTEMS INC | 177376100 | COM | 50 | $4,859 | dollars as filed | |
| Uxin Ltd | 91818X108 | ADS | 10,000 | $4,200 | dollars as filed | |
| Uxin Ltd | 91818X108 | ADS | 10,000 | $4,200 | dollars as filed | put |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 10,151 | $3,529 | dollars as filed | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,333 | $3,020 | dollars as filed | |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 18,348 | $2,760 | dollars as filed | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 23,333 | $2,574 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 10,000 | $2,500 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 10,000 | $2,400 | dollars as filed | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $2,202 | dollars as filed | |
| Uxin Ltd | 91818X108 | ADS | 5,000 | $2,100 | dollars as filed | call |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 30,000 | $1,800 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 8 | $1,630 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-003033 | superseded | 2022-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003533 | this filing | 2023-09-21 | acceptance time not in the bulk data set |