13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2023-09-21, with 1,591 holding rows worth $11,411,017,784.
- Accession
- 0001085146-23-003526
- Filer
- CIK 1084580
- Filed
- 2023-09-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 1,591 entries on the cover page, a total value of $11,411,017,784 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,411,017,784 with VALUE read as dollars as filed, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,897 | $722,907 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 25,760 | $722,053 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 31,818 | $720,042 | dollars as filed | |
| NUVASIVE INC | 670704105 | COM | 10,972 | $719,324 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,100 | $716,982 | dollars as filed | put |
| IAA INC | 449253103 | COM | 13,000 | $716,820 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 13,812 | $716,566 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 23,500 | $714,870 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 26,471 | $710,217 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 10,000 | $706,400 | dollars as filed | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,000 | $705,950 | dollars as filed | call |
| Oracle Corporation | 68389X105 | COM | 10,000 | $701,700 | dollars as filed | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 112,700 | $699,867 | dollars as filed | put |
| VIATRIS INC COM | 92556V106 | Stock | 50,000 | $698,500 | dollars as filed | put |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 70,000 | $697,900 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,330 | $697,059 | dollars as filed | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 66,600 | $695,970 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 49,803 | $695,751 | dollars as filed | |
| PERSPECTA INC | 715347100 | COM | 23,900 | $694,295 | dollars as filed | call |
| CALIX INC | 13100M509 | COM | 20,000 | $693,200 | dollars as filed | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,329 | $693,037 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 16,133 | $692,267 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,000 | $687,800 | dollars as filed | put |
| WW GRAINGER INC COM | 384802104 | Stock | 1,710 | $685,591 | dollars as filed | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 69,732 | $683,374 | dollars as filed | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 18,132 | $683,032 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 8,068 | $680,455 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,000 | $679,150 | dollars as filed | put |
| Walmart Inc. | 931142103 | COM | 5,000 | $679,150 | dollars as filed | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,023 | $675,930 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 8,500 | $673,795 | dollars as filed | call |
| EVERPURE INC CL A | 74624M102 | Stock | 31,175 | $671,510 | dollars as filed | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 27,000 | $670,410 | dollars as filed | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 30,000 | $670,200 | dollars as filed | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 69,100 | $665,433 | dollars as filed | call |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 67,562 | $660,756 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 153,100 | $658,330 | dollars as filed | call |
| VIATRIS INC COM | 92556V106 | Stock | 47,100 | $657,987 | dollars as filed | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 12,600 | $657,342 | dollars as filed | put |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 12,600 | $657,342 | dollars as filed | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 6,332 | $654,665 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 6,700 | $653,920 | dollars as filed | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,521,251 | $651,996 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 150,000 | $651,000 | dollars as filed | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,061 | $649,530 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 10,240 | $648,192 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 7,900 | $647,879 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 30,000 | $646,500 | dollars as filed | put |
| SABRE CORP COM | 78573M104 | Stock | 43,631 | $646,175 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,161 | $645,707 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,000 | $644,670 | dollars as filed | call |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 20,404 | $643,950 | dollars as filed | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 64,800 | $641,520 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 6,966 | $641,151 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 17,490 | $639,434 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 12,642 | $635,640 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 34,086 | $632,295 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 22,300 | $625,069 | dollars as filed | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 50,000 | $624,000 | dollars as filed | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 30,300 | $620,847 | dollars as filed | put |
| APPHARVEST INC | 03783T103 | COM | 33,911 | $620,571 | dollars as filed | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 59,748 | $620,184 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 101,782 | $619,852 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,748 | $617,371 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 13,000 | $616,980 | dollars as filed | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 26,200 | $612,818 | dollars as filed | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 15,000 | $612,300 | dollars as filed | put |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 21,000 | $609,420 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 5,000 | $608,400 | dollars as filed | call |
| VAXART INC NEW | 92243A200 | COM | 100,000 | $605,000 | dollars as filed | call |
| Visa Inc | 92826C839 | COM | 2,839 | $601,100 | dollars as filed | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 80,000 | $597,600 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 493,833 | $597,538 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 6,643 | $592,290 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 13,000 | $589,940 | dollars as filed | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 12,728 | $586,634 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 6,252 | $586,000 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 18,500 | $585,710 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 50,000 | $585,500 | dollars as filed | call |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 15,000 | $585,300 | dollars as filed | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,000 | $584,850 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 13,000 | $584,350 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,000 | $583,200 | dollars as filed | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,170 | $581,483 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 35,000 | $581,350 | dollars as filed | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,069 | $578,896 | dollars as filed | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 50,000 | $577,500 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 4,599 | $576,577 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,149 | $576,534 | dollars as filed | |
| CORNING INC | 219350105 | COM | 13,144 | $571,895 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 2,004 | $569,477 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 514 | $568,741 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,609 | $566,721 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,128 | $561,311 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,814 | $560,835 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 4,110 | $556,822 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 16,000 | $555,680 | dollars as filed | call |
| INNOSPEC INC | 45768S105 | COM | 5,408 | $555,348 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 57,700 | $552,766 | dollars as filed | call |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $552,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 90,600 | $551,754 | dollars as filed | put |
| SCHD | 808524797 | COM | 7,546 | $550,254 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,133 | $543,321 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 2,349 | $542,008 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 15,036 | $541,146 | dollars as filed | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 53,623 | $539,984 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,005 | $538,593 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,723 | $537,619 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,661 | $534,943 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 25,637 | $528,123 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 16,024 | $527,831 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,079 | $523,509 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 25,100 | $518,817 | dollars as filed | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 22,146 | $515,780 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 771 | $514,974 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 28,800 | $512,352 | dollars as filed | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,000 | $509,500 | dollars as filed | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 9,750 | $508,658 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 1,608 | $506,118 | dollars as filed | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 50,000 | $505,000 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 12,007 | $504,294 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 30,054 | $499,197 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 36,300 | $498,762 | dollars as filed | call |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 49,750 | $497,002 | dollars as filed | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 50,000 | $496,000 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,515 | $495,506 | dollars as filed | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 50,000 | $495,500 | dollars as filed | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 50,000 | $495,000 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 5,324 | $494,707 | dollars as filed | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 50,000 | $493,000 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 26,800 | $492,852 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 3,931 | $492,516 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 29,299 | $491,051 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 17,500 | $490,350 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 20,154 | $489,137 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 6,588 | $488,500 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,600 | $487,878 | dollars as filed | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 19,621 | $487,189 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,430 | $485,529 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,799 | $481,230 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,000 | $479,000 | dollars as filed | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 44,923 | $471,242 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50,300 | $466,784 | dollars as filed | put |
| TPI Composites Inc | 87266J104 | Common Stock | 8,256 | $465,886 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 11,900 | $464,933 | dollars as filed | put |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 49,000 | $464,030 | dollars as filed | call |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 11,369 | $461,922 | dollars as filed | |
| IAA INC | 449253103 | COM | 8,318 | $458,655 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,108 | $457,153 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 2,066 | $455,409 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 7,802 | $455,012 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 49,500 | $447,975 | dollars as filed | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 340,000 | $447,209 | dollars as filed | principal |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,000 | $444,000 | dollars as filed | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,346 | $442,115 | dollars as filed | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 417,000 | $441,008 | dollars as filed | principal |
| CF FIN ACQUISITION CORP III | 12529D116 | *W EXP 09/30/202 | 314,449 | $440,229 | dollars as filed | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 44,164 | $436,782 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 7,077 | $435,943 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,200 | $434,868 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 16,800 | $427,392 | dollars as filed | call |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 8,700 | $425,430 | dollars as filed | put |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $424,560 | dollars as filed | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,000 | $423,900 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 19,400 | $417,876 | dollars as filed | call |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 13,697 | $417,759 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 47,500 | $417,525 | dollars as filed | put |
| CANAAN INC | 134748102 | SPONSORED ADS | 20,165 | $416,811 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 21,750 | $411,075 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,126 | $410,694 | dollars as filed | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 41,183 | $409,771 | dollars as filed | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 41,089 | $407,603 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,900 | $402,694 | dollars as filed | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,830 | $402,580 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 25,016 | $402,257 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 5,000 | $401,800 | dollars as filed | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 64,300 | $400,589 | dollars as filed | |
| ROTOR ACQUISITION CORP | 77879W204 | UNIT 06/15/2027 | 40,000 | $400,400 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 40,000 | $399,200 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,600 | $398,096 | dollars as filed | call |
| BOX INC CL A | 10316T104 | Stock | 17,250 | $396,060 | dollars as filed | |
| GORES HOLDINGS VI INC | 38286R113 | W EXP 08/24/202 | 100,000 | $395,000 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,368 | $394,863 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 40,000 | $394,800 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 5,906 | $391,213 | dollars as filed | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 39,000 | $390,390 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,922 | $384,507 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,152 | $383,872 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 25,099 | $381,505 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,098 | $381,312 | dollars as filed | |
| XILINX INC | 983919101 | COM | 3,062 | $379,382 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 14,534 | $378,901 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 6,915 | $373,064 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 13,100 | $370,992 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,981 | $370,233 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 987 | $364,697 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 8,700 | $362,964 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 20,163 | $358,700 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 57,644 | $357,969 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 303,242 | $357,826 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,927 | $357,087 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 66,900 | $355,908 | dollars as filed | call |
| LENNAR CORP CL A | 526057104 | Stock | 3,507 | $355,014 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 6,104 | $353,726 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 20,000 | $353,600 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $350,428 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 39,800 | $349,842 | dollars as filed | call |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 35,000 | $349,650 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 35,127 | $347,055 | dollars as filed | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,938 | $342,115 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 4,272 | $341,931 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 159,228 | $340,748 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,131 | $338,711 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 21,409 | $336,121 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 18,600 | $335,916 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,700 | $335,017 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,900 | $333,630 | dollars as filed | |
| BOINGO WIRELESS INC | 09739C102 | COM | 23,665 | $332,967 | dollars as filed | |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 385,076 | $327,315 | dollars as filed | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,397 | $325,057 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,728 | $324,761 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,280 | $323,704 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,693 | $322,483 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 33,800 | $322,114 | dollars as filed | call |
| CALLAWAY GOLF CO | 131193104 | COM | 12,000 | $321,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,300 | $320,915 | dollars as filed | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 270,000 | $319,847 | dollars as filed | principal |
| Wells Fargo & Company | 949746101 | COM | 8,165 | $319,007 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 5,214 | $312,214 | dollars as filed | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 29,000 | $311,460 | dollars as filed | call |
| MONRO INC | 610236101 | COMMON STOCK | 4,700 | $309,260 | dollars as filed | |
| SKILLZ INC | 83067L117 | *W EXP 02/26/202 | 40,000 | $306,400 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 25,100 | $306,220 | dollars as filed | |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 30,000 | $306,000 | dollars as filed | |
| CURIS INC | 231269200 | COM | 27,000 | $305,640 | dollars as filed | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 738 | $305,274 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 9,061 | $304,993 | dollars as filed | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 30,362 | $304,227 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,405 | $303,747 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 13,000 | $302,705 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,000 | $301,500 | dollars as filed | call |
| CHP MERGER CORP | 12558Y106 | COM CL A | 30,400 | $301,264 | dollars as filed | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 30,000 | $300,900 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 230,000 | $298,372 | dollars as filed | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 12,500 | $296,250 | dollars as filed | call |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,461 | $296,116 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,885 | $295,843 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 4,936 | $295,666 | dollars as filed | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 59,300 | $295,314 | dollars as filed | call |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 172,500 | $294,975 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 1,210 | $294,962 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 29,640 | $292,250 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 243,000 | $288,506 | dollars as filed | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 17,000 | $287,980 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,501 | $287,704 | dollars as filed | |
| CERNER CORP | 156782104 | COM | 4,000 | $287,520 | dollars as filed | call |
| OSHKOSH CORP COM | 688239201 | Stock | 2,408 | $285,733 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 1,924 | $284,406 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 3,588 | $284,026 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,100 | $282,627 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 1,500 | $280,335 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 24,900 | $278,382 | dollars as filed | call |
| POOL CORP COM | 73278L105 | Stock | 799 | $275,847 | dollars as filed | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 276,000 | $274,298 | dollars as filed | principal |
| CENCORA INC COM | 03073E105 | Stock | 2,300 | $271,561 | dollars as filed | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $271,343 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,107 | $270,907 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,000 | $270,500 | dollars as filed | put |
| Qualcomm Incorporated | 747525103 | COM | 2,032 | $269,423 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 125,000 | $268,750 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,400 | $268,320 | dollars as filed | call |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 122,571 | $267,205 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,000 | $266,860 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,000 | $266,860 | dollars as filed | call |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 10,000 | $265,000 | dollars as filed | call |
| JABIL INC COM | 466313103 | Stock | 5,048 | $263,304 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 39,113 | $261,275 | dollars as filed | |
| AT HOME GROUP INC | 04650Y100 | COM | 9,092 | $260,940 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 13,000 | $260,910 | dollars as filed | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 24,400 | $259,860 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 29,503 | $259,331 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 218,000 | $258,603 | dollars as filed | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,076 | $257,316 | dollars as filed | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 23,662 | $255,550 | dollars as filed | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 120,000 | $254,324 | dollars as filed | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,000 | $254,250 | dollars as filed | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 26,500 | $253,870 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,021 | $253,647 | dollars as filed | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 25,000 | $253,500 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,414 | $253,370 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,704 | $253,027 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 9,008 | $252,674 | dollars as filed | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 25,000 | $252,500 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 25,500 | $251,940 | dollars as filed | call |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 25,000 | $251,500 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,103 | $250,608 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 934 | $250,266 | dollars as filed | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 25,000 | $249,000 | dollars as filed | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 200,000 | $248,000 | dollars as filed | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 20,000 | $245,600 | dollars as filed | |
| ATLASSIAN CORP | G06242104 | CL A | 1,162 | $244,903 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,115 | $244,600 | dollars as filed | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 18,592 | $243,555 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,400 | $243,136 | dollars as filed | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 5,568 | $241,818 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 25,400 | $240,538 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 9,833 | $238,844 | dollars as filed | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 169,287 | $237,002 | dollars as filed | |
| Deere & Company | 244199105 | COM | 626 | $234,212 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,907 | $234,040 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 21,900 | $233,892 | dollars as filed | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,808 | $233,812 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,200 | $233,046 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 3,450 | $232,910 | dollars as filed | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 230,493 | $232,798 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,054 | $229,391 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 492 | $228,121 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 9,092 | $227,846 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 1,978 | $227,095 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 2,992 | $226,944 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,809 | $225,531 | dollars as filed | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 8,500 | $225,250 | dollars as filed | |
| EPIZYME INC | 29428V104 | COM | 25,700 | $223,847 | dollars as filed | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,536 | $223,066 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 1,887 | $222,913 | dollars as filed | |
| TRINSEO S A | L9340P101 | SHS | 3,499 | $222,779 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 4,946 | $222,224 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 3,300 | $222,024 | dollars as filed | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,800 | $221,292 | dollars as filed | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 33,600 | $220,752 | dollars as filed | call |
| HANESBRANDS INC | 410345102 | COM | 11,100 | $218,337 | dollars as filed | call |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 21,900 | $218,124 | dollars as filed | put |
| V F CORP COM | 918204108 | Stock | 2,724 | $217,700 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 58,100 | $217,294 | dollars as filed | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,700 | $216,972 | dollars as filed | call |
| MARATHON OIL CORP | 565849106 | COM | 20,290 | $216,697 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 22,500 | $216,675 | dollars as filed | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 8,000 | $216,400 | dollars as filed | call |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 6,200 | $215,636 | dollars as filed | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,957 | $215,152 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 1,410 | $214,729 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 1,868 | $214,409 | dollars as filed | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 149,164 | $213,304 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 4,600 | $212,152 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 144 | $211,988 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,400 | $210,024 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 781 | $208,863 | dollars as filed | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 20,000 | $208,600 | dollars as filed | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,486 | $208,575 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 64,356 | $206,583 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $206,370 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 1,063 | $204,821 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 129,000 | $204,350 | dollars as filed | principal |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2,665 | $204,166 | dollars as filed | |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 245,265 | $203,570 | dollars as filed | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 16,000 | $203,200 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 15,436 | $200,514 | dollars as filed | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 190,871 | $200,415 | dollars as filed | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 20,000 | $199,200 | dollars as filed | |
| EPIZYME INC | 29428V104 | COM | 22,828 | $198,832 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,400 | $198,030 | dollars as filed | call |
| MONGODB INC | 60937PAB2 | NOTE | 51,000 | $198,016 | dollars as filed | principal |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $198,000 | dollars as filed | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 50,000 | $195,500 | dollars as filed | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 150,000 | $195,025 | dollars as filed | principal |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $194,397 | dollars as filed | |
| ONE | G7000X121 | *W EXP 08/17/202 | 72,500 | $192,850 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 12,794 | $192,678 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 13,300 | $188,195 | dollars as filed | call |
| APA CORPORATION COM | 03743Q108 | Stock | 10,487 | $187,717 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,000 | $185,600 | dollars as filed | call |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 122,993 | $184,489 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 2,519 | $182,703 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,000 | $180,900 | dollars as filed | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $179,016 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 7,500 | $178,350 | dollars as filed | put |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 120,000 | $177,411 | dollars as filed | principal |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 15,000 | $176,550 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 51,000 | $174,980 | dollars as filed | principal |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 40,000 | $172,000 | dollars as filed | |
| TS INNOVATION ACQUISITN CORP | 87284T118 | *W EXP 99/99/999 | 85,000 | $171,700 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 6,572 | $169,558 | dollars as filed | |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 40,000 | $168,240 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,000 | $166,400 | dollars as filed | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 91,000 | $166,053 | dollars as filed | principal |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 16,000 | $164,480 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 141,000 | $164,044 | dollars as filed | principal |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,833 | $162,941 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 17,682 | $162,674 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 138,316 | $161,830 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 49,235 | $160,014 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 45,000 | $159,750 | dollars as filed | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 27,500 | $159,500 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 88,188 | $158,738 | dollars as filed | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 109,216 | $158,363 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 18,500 | $157,990 | dollars as filed | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 13,374 | $156,476 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,900 | $156,301 | dollars as filed | put |
| LEGGETT & PLATT INC | 524660107 | COM | 3,413 | $155,803 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $154,180 | dollars as filed | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 6,500 | $154,050 | dollars as filed | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,382 | $152,512 | dollars as filed | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 15,200 | $152,000 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 69,000 | $150,237 | dollars as filed | principal |
| VALLEY NATL BANCORP | 919794107 | COM | 10,909 | $149,890 | dollars as filed | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 149,000 | $148,627 | dollars as filed | principal |
| STITCH FIX INC | 860897107 | COM CL A | 2,981 | $147,678 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 12,200 | $147,376 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 10,163 | $147,363 | dollars as filed | |
| PERIDOT ACQUISITION CORP | G7008A107 | *W EXP 11/30/202 | 86,642 | $145,559 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,763 | $142,556 | dollars as filed | |
| F N B CORP | 302520101 | COM | 11,205 | $142,304 | dollars as filed | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 14,092 | $141,625 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 2,100 | $141,288 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 8,600 | $140,524 | dollars as filed | call |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 121,000 | $138,196 | dollars as filed | principal |
| 22ND CENTY GROUP INC | 90137F103 | COM | 41,900 | $137,851 | dollars as filed | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 64,000 | $136,199 | dollars as filed | principal |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,600 | $135,488 | dollars as filed | |
| PAYSAFE LIMITED | G6964L107 | ORD | 10,000 | $135,000 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,889 | $133,870 | dollars as filed | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 68,900 | $133,666 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 700 | $132,874 | dollars as filed | call |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 119,142 | $131,128 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 7,100 | $130,001 | dollars as filed | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 15,000 | $128,850 | dollars as filed | call |
| BIONANO GENOMICS INC | 09075F107 | COM | 15,753 | $127,284 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,000 | $126,940 | dollars as filed | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 56,984 | $125,365 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 5,710 | $123,051 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 4,700 | $119,568 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 3,000 | $117,210 | dollars as filed | call |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 100,300 | $116,348 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,491 | $113,042 | dollars as filed | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $112,232 | dollars as filed | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 13,554 | $107,754 | dollars as filed | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 117,818 | $107,214 | dollars as filed | |
| REALNETWORKS INC | 75605L708 | COM | 25,000 | $106,250 | dollars as filed | |
| REALNETWORKS INC | 75605L708 | COM | 25,000 | $106,250 | dollars as filed | put |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 50,000 | $102,500 | dollars as filed | |
| REALNETWORKS INC | 75605L708 | COM | 24,100 | $102,425 | dollars as filed | call |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 11,800 | $100,772 | dollars as filed | call |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $100,766 | dollars as filed | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 98,873 | $98,873 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,000 | $98,300 | dollars as filed | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 9,993 | $98,231 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,700 | $96,441 | dollars as filed | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 43,428 | $96,067 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 527 | $95,550 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 10,000 | $95,000 | dollars as filed | call |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 87,177 | $93,279 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 70,000 | $92,540 | dollars as filed | principal |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 73,842 | $92,302 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 5,556 | $90,785 | dollars as filed | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 98,551 | $88,696 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $85,962 | dollars as filed | principal |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 16,000 | $84,000 | dollars as filed | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 10,300 | $83,842 | dollars as filed | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $81,327 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 27,800 | $81,176 | dollars as filed | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,000 | $79,200 | dollars as filed | put |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 8,800 | $79,024 | dollars as filed | call |
| CENCORA INC COM | 03073E105 | Stock | 660 | $77,927 | dollars as filed | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 15,600 | $77,688 | dollars as filed | put |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 49,000 | $76,097 | dollars as filed | principal |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 35,000 | $74,550 | dollars as filed | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 59,000 | $74,340 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 25,400 | $74,168 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,300 | $69,934 | dollars as filed | put |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 40,000 | $69,498 | dollars as filed | principal |
| HEALTH ASSURN ACQUISITION CO | 42226W117 | *W EXP 11/12/202 | 26,600 | $68,894 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 600 | $68,868 | dollars as filed | put |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 30,000 | $68,700 | dollars as filed | |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 50,000 | $67,500 | dollars as filed | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 24,000 | $67,469 | dollars as filed | principal |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 7,500 | $67,350 | dollars as filed | put |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 59,567 | $65,524 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 6,430 | $65,393 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 48,300 | $65,205 | dollars as filed | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 50,000 | $65,000 | dollars as filed | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 37,800 | $63,882 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 21,558 | $63,596 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 15,700 | $63,585 | dollars as filed | |
| RMG ACQUISITION CORP II | G76083123 | *W EXP 12/27/202 | 44,789 | $63,152 | dollars as filed | |
| GENERAL ELEC CO | 369604103 | COM | 4,800 | $63,024 | dollars as filed | call |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,000 | $62,600 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 28,900 | $61,557 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 25,000 | $60,000 | dollars as filed | |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $58,567 | dollars as filed | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,852 | $58,281 | dollars as filed | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 45,500 | $58,240 | dollars as filed | |
| ACIES ACQUISITION CORP | G0103T113 | *W EXP 11/30/202 | 38,000 | $57,760 | dollars as filed | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 50,000 | $57,500 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 24,400 | $57,340 | dollars as filed | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 25,000 | $57,250 | dollars as filed | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 14,095 | $57,226 | dollars as filed | |
| SESEN BIO INC | 817763105 | COM | 21,800 | $56,680 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 5,900 | $56,050 | dollars as filed | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 90 | $55,531 | dollars as filed | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P113 | *W EXP 09/26/202 | 10,000 | $54,900 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001676 | superseded | 2021-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003526 | this filing | 2023-09-21 | acceptance time not in the bulk data set |