13F-HR filed by CHAPIN DAVIS, INC.
CHAPIN DAVIS, INC. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-30, with 223 holding rows worth $210,710,278.
- Accession
- 0001085146-23-003496
- Filer
- CIK 872098
- Filed
- 2023-08-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 223 entries on the cover page, a total value of $210,710,278 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,710,278 with VALUE read as dollars as filed, 13F file number 028-22769. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 110,047 | $21,345,849 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 39,412 | $13,422,172 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 16,952 | $7,171,172 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 13,548 | $6,038,578 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,395 | $4,566,056 | dollars as filed | |
| SPY | 78462F103 | SHS | 9,547 | $4,232,105 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 34,228 | $4,097,099 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 20,965 | $3,470,066 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 21,318 | $3,354,395 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,425 | $2,872,925 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 24,517 | $2,818,230 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,369 | $2,726,234 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 34,798 | $2,541,340 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 20,456 | $2,489,294 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 12,911 | $2,391,289 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 14,567 | $2,210,327 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 62,040 | $2,115,552 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,778 | $2,070,539 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 8,291 | $2,039,812 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 15,519 | $2,023,058 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 26,482 | $1,982,177 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,269 | $1,968,455 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 18,216 | $1,923,797 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 50,423 | $1,849,522 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,869 | $1,684,289 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 21,533 | $1,627,678 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,061 | $1,625,284 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 832,301 | $1,606,340 | dollars as filed | |
| General Electric Company | 369604301 | COM | 14,421 | $1,584,083 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 17,291 | $1,543,738 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,419 | $1,522,021 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 11,086 | $1,493,617 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 22,260 | $1,465,583 | dollars as filed | |
| IJH | 464287507 | COM | 5,272 | $1,378,571 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 107,324 | $1,363,017 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,195 | $1,353,077 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 47,150 | $1,352,721 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,974 | $1,302,047 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 8,042 | $1,296,291 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,207 | $1,293,175 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 5,077 | $1,258,637 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 13,907 | $1,257,055 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 3,394 | $1,254,071 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,740 | $1,250,316 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,242 | $1,197,770 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 18,337 | $1,172,633 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,565 | $1,157,078 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 10,431 | $1,151,271 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 12,483 | $1,138,574 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,579 | $1,111,812 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 19,859 | $1,080,516 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 11,610 | $1,079,402 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,819 | $1,050,758 | dollars as filed | |
| VWO | 922042858 | SHS | 25,450 | $1,035,327 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 479 | $1,024,581 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 10,427 | $1,021,432 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 21,373 | $987,010 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,029 | $971,684 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 12,600 | $952,193 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 24,290 | $903,337 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 13,034 | $901,057 | dollars as filed | |
| Intel Corp | 458140100 | COM | 26,626 | $890,359 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,886 | $884,497 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,040 | $872,945 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,513 | $866,573 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,757 | $844,663 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 4,038 | $837,856 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,491 | $829,101 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,690 | $816,868 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,719 | $811,334 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,699 | $809,463 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,458 | $799,861 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 230,000 | $777,400 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 9,274 | $774,961 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,466 | $763,003 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 9,393 | $761,589 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 8,023 | $756,812 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 3,215 | $725,615 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,640 | $725,155 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,780 | $721,289 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,752 | $713,113 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,358 | $706,295 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,169 | $705,793 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5,233 | $691,748 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 6,259 | $682,308 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,207 | $677,190 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 7,542 | $676,818 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 84,985 | $667,133 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,378 | $662,442 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,838 | $635,571 | dollars as filed | |
| VTI | 922908769 | COM | 2,779 | $611,983 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 40,083 | $606,456 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,819 | $602,849 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,343 | $600,999 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 6,244 | $594,118 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 16,541 | $589,514 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 36,956 | $589,451 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 33,822 | $582,409 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,612 | $579,916 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 13,902 | $577,644 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,758 | $572,569 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 7,516 | $565,431 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 93,048 | $561,079 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,242 | $559,404 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 1,113 | $553,250 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,374 | $551,192 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 17,997 | $541,706 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,785 | $531,584 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 2,159 | $529,301 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 11,543 | $522,896 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 6,011 | $513,301 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,140 | $491,173 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 11,324 | $484,667 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,349 | $483,396 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 7,912 | $483,293 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,089 | $478,257 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,547 | $476,976 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 7,827 | $471,342 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,909 | $465,557 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,125 | $458,588 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 34,692 | $444,403 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,523 | $442,531 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,550 | $438,719 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,454 | $436,300 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 949 | $434,823 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,453 | $419,858 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,984 | $411,971 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,685 | $408,882 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 744 | $400,558 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,861 | $391,589 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,985 | $387,661 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,745 | $386,496 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 57,808 | $376,909 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,684 | $373,532 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 22,517 | $358,249 | dollars as filed | |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 113,600 | $357,840 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,004 | $349,164 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 7,476 | $344,184 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 18,600 | $342,240 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,961 | $337,703 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,868 | $337,676 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,610 | $328,730 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 7,840 | $323,404 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,027 | $321,085 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,056 | $320,542 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,252 | $313,201 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,207 | $312,160 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,553 | $308,831 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,871 | $306,808 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,055 | $305,767 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,598 | $292,348 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,768 | $286,993 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 11,080 | $285,421 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,072 | $283,018 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,869 | $277,567 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 16,550 | $271,751 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,950 | $271,607 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,024 | $270,920 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,400 | $270,756 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,885 | $270,353 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 1,843 | $266,388 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,169 | $259,866 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,454 | $259,272 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 2,405 | $254,812 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,737 | $247,957 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,273 | $245,783 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,003 | $245,616 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,300 | $239,838 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,102 | $239,436 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 8,756 | $237,725 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,361 | $236,024 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 8,769 | $235,273 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,954 | $232,592 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 983 | $230,533 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,325 | $229,044 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,806 | $225,958 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 19,500 | $225,420 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,766 | $224,494 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 2,540 | $223,771 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 14,546 | $222,991 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,095 | $221,104 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,252 | $219,875 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,277 | $219,854 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,242 | $219,693 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,242 | $218,837 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 30,000 | $217,800 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,100 | $217,561 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,123 | $214,253 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 3,700 | $213,527 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,992 | $213,403 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 4,984 | $212,718 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 900 | $206,828 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 3,109 | $206,498 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,201 | $206,324 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,057 | $205,914 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,024 | $203,049 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 384 | $200,422 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 23,225 | $193,697 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,274 | $183,181 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,381 | $179,959 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 11,185 | $170,236 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 38,504 | $145,547 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 19,716 | $144,517 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 16,722 | $140,133 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 19,798 | $138,783 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 216,146 | $99,427 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,500 | $94,000 | dollars as filed | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,000 | $87,000 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 17,000 | $66,470 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 12,000 | $65,640 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,301 | $62,760 | dollars as filed | |
| HEART TEST LABORATORIES INC | 42254E104 | COMMON | 55,000 | $49,775 | dollars as filed | |
| CARECLOUD INC | 14167R100 | COM | 15,500 | $45,725 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,049 | $41,887 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 51,500 | $32,960 | dollars as filed | |
| ORGENESIS INC | 68619K204 | COM | 20,000 | $27,800 | dollars as filed | |
| LICHEN CHINA LTD | G5479G108 | CL A ORD SHS | 13,250 | $17,490 | dollars as filed | |
| HEARTSCIENCES INC | 42254E112 | *W EXP 06/15/202 | 55,000 | $8,635 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,000 | $8,090 | dollars as filed | put |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 110,000 | $7,140 | dollars as filed | |
| FGI INDUSTRIES LTD | G3302D111 | *W EXP 99/99/999 | 28,000 | $4,648 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,500 | $4,485 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 500 | $1,145 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003496 | this filing | 2023-08-30 | acceptance time not in the bulk data set |