13F-HR filed by BLUEFIN CAPITAL MANAGEMENT, LLC
BLUEFIN CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 165 holding rows worth $509,498,613.
- Accession
- 0001085146-23-003452
- Filer
- CIK 1144208
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 165 entries on the cover page, a total value of $509,498,613 stated on the cover page (in dollars after the unit check, H1), rows summing to $509,498,613 with VALUE read as dollars as filed, 13F file number 028-20399. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 1,242,880 | $92,818,278 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 1,193,919 | $78,070,363 | dollars as filed | |
| COHERENT CORP | 19247G206 | CONV | 196,531 | $44,628,259 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 580,715 | $41,730,180 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 102,030 | $31,818,056 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 985,406 | $26,793,189 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,682,800 | $24,386,315 | dollars as filed | call |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 433,836 | $16,190,760 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 18,227,800 | $15,578,872 | dollars as filed | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 379,565 | $15,015,591 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 2,776,200 | $9,773,210 | dollars as filed | put |
| VMWARE, INC. | 928563402 | CL A COM | 62,552 | $8,988,097 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 697,502 | $6,668,119 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 420,837 | $6,278,888 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 358,703 | $5,262,173 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 90,399 | $3,990,211 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 530,800 | $3,972,192 | dollars as filed | put |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 40,000 | $3,860,274 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 83,700 | $3,791,610 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 94,904 | $3,733,523 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 87,971 | $3,703,579 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 594,300 | $3,056,465 | dollars as filed | call |
| INFINERA CORP | 45667GAF0 | CNV | 30,000 | $2,989,500 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 71,614 | $2,945,484 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 201,700 | $2,856,902 | dollars as filed | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 732,100 | $2,616,685 | dollars as filed | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 654,000 | $2,190,900 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 136,663 | $2,067,711 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 2,000,000 | $2,040,000 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 20,000 | $1,913,000 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 215,565 | $1,679,251 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 99,443 | $1,638,821 | dollars as filed | |
| INFINERA CORP | 45667GAF0 | CNV | 1,500,000 | $1,494,750 | dollars as filed | principal |
| Broadcom Inc. | 11135F101 | COM | 1,700 | $1,474,631 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 109,400 | $1,389,380 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 121,418 | $1,280,960 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 157,646 | $1,254,862 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 2,177,000 | $1,126,300 | dollars as filed | call |
| Intel Corp | 458140100 | COM | 33,100 | $1,106,864 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 23,957 | $1,084,054 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,801 | $968,894 | dollars as filed | |
| CHIJET MTR CO INC. | G4465R103 | COM | 346,917 | $929,738 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 66,911 | $925,379 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 85,500 | $899,346 | dollars as filed | call |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 711,400 | $876,166 | dollars as filed | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,500 | $859,625 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 18,502 | $837,771 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 17,414 | $818,806 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 307,300 | $790,581 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 51,482 | $789,219 | dollars as filed | |
| Apple Inc | 037833100 | COM | 3,872 | $751,052 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,900 | $740,025 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 9,214 | $717,771 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 501,500 | $696,895 | dollars as filed | put |
| Citigroup Inc. | 172967424 | COM | 13,823 | $636,411 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 10,000 | $621,800 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 33,400 | $585,836 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 45,763 | $533,139 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,384 | $511,277 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,400 | $458,082 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,000,000 | $437,500 | dollars as filed | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,600 | $436,560 | dollars as filed | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,700 | $426,943 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 115,100 | $422,417 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,900 | $384,661 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 100,000 | $382,500 | dollars as filed | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 528,000 | $369,600 | dollars as filed | put |
| TILRAY INC | 88688T100 | COM CL 2 | 26,400 | $364,320 | dollars as filed | put |
| SPY | 78462F103 | SHS | 821 | $363,933 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 50,024 | $355,170 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,300 | $334,512 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,000 | $322,540 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 11,613 | $312,738 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 8,200 | $304,958 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,100 | $302,120 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 59,439 | $285,902 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 163,000 | $281,290 | dollars as filed | put |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 13,505 | $270,236 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 31,323 | $261,234 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,696 | $260,676 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 15,024 | $259,164 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 11,055 | $254,818 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 3,800 | $228,000 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 17,087 | $222,131 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,800 | $205,530 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 15,000 | $194,100 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,000 | $193,250 | dollars as filed | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 10,000 | $185,000 | dollars as filed | call |
| Citigroup Inc. | 172967424 | COM | 37,300 | $174,168 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 34,700 | $143,138 | dollars as filed | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 61,300 | $130,735 | dollars as filed | call |
| TRIPADVISOR INC | 896945201 | COM | 187,500 | $128,063 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 322,600 | $116,403 | dollars as filed | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,000 | $116,120 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 118,600 | $115,155 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577102 | COM | 46,600 | $106,272 | dollars as filed | call |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 85,000 | $106,250 | dollars as filed | call |
| SPY | 78462F103 | SHS | 45,000 | $77,275 | dollars as filed | put |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 143,000 | $76,634 | dollars as filed | put |
| SPY | 78462F103 | SHS | 35,000 | $75,350 | dollars as filed | call |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 75,000 | $69,375 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577102 | COM | 39,100 | $69,277 | dollars as filed | put |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 220,400 | $68,853 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 19,051 | $64,011 | dollars as filed | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 316,091 | $60,025 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 62,700 | $56,430 | dollars as filed | put |
| IROBOT CORP | 462726100 | COM | 149,000 | $52,150 | dollars as filed | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 43,700 | $49,926 | dollars as filed | put |
| TILRAY INC | 88688T100 | COM CL 2 | 29,087 | $45,376 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 20,100 | $45,225 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 246,200 | $40,140 | dollars as filed | call |
| TIDEWATER INC NEW | 88642R117 | WARR | 32,400 | $37,584 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 40,000 | $36,480 | dollars as filed | put |
| SNDL INC | 83307B101 | COM | 135,600 | $35,934 | dollars as filed | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 25,000 | $33,488 | dollars as filed | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 446,600 | $31,262 | dollars as filed | call |
| SNDL INC | 83307B101 | COM | 19,700 | $26,989 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 149,200 | $26,715 | dollars as filed | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28,000 | $26,040 | dollars as filed | put |
| Citigroup Inc. | 172967424 | COM | 26,500 | $25,175 | dollars as filed | put |
| Altria Group Inc | 02209S103 | COM | 61,600 | $24,051 | dollars as filed | put |
| BEYOND MEAT INC | 08862E109 | COM | 151,600 | $23,498 | dollars as filed | call |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 402,443 | $23,060 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 245,300 | $22,077 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 50,000 | $21,500 | dollars as filed | put |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 1,019,029 | $20,482 | dollars as filed | |
| TIGO ENERGY INC | 88675P111 | *W EXP 05/23/202 | 10,695 | $19,572 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 160,000 | $19,200 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 78,900 | $18,248 | dollars as filed | call |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 90,700 | $16,780 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 170,000 | $15,000 | dollars as filed | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 96,300 | $14,308 | dollars as filed | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 50,000 | $13,500 | dollars as filed | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 38,200 | $12,514 | dollars as filed | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 230,200 | $11,510 | dollars as filed | put |
| Bank of America Corp | 060505104 | COM | 25,400 | $9,017 | dollars as filed | call |
| iShares Silver Trust | 46428Q109 | COM | 295,000 | $8,975 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 97,600 | $8,837 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 15,500 | $8,835 | dollars as filed | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 11,000 | $8,800 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 35,000 | $8,400 | dollars as filed | principal |
| SINCLAIR INC CL A | 829242106 | Stock | 10,000 | $8,250 | dollars as filed | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 11,000 | $7,755 | dollars as filed | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 174,200 | $7,162 | dollars as filed | call |
| RAPID7 INC COM | 753422104 | Stock | 82,000 | $6,035 | dollars as filed | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 45,000 | $6,000 | dollars as filed | put |
| IROBOT CORP | 462726100 | COM | 70,600 | $5,143 | dollars as filed | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 50,000 | $5,000 | dollars as filed | call |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 12,800 | $3,520 | dollars as filed | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 25,000 | $3,125 | dollars as filed | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 24,400 | $2,897 | dollars as filed | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 37,500 | $2,813 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 32,800 | $2,788 | dollars as filed | put |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 21,900 | $2,628 | dollars as filed | call |
| MODERNA INC | 60770K107 | COM | 47,600 | $2,380 | dollars as filed | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,100 | $2,273 | dollars as filed | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 50,000 | $2,130 | dollars as filed | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 15,500 | $1,705 | dollars as filed | call |
| Amazon.com, Inc | 023135106 | COM | 10,000 | $1,650 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 25,000 | $1,375 | dollars as filed | call |
| DOCUSIGN INC COM | 256163106 | Stock | 29,100 | $1,069 | dollars as filed | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25,100 | $377 | dollars as filed | call |
| UNIQURE NV | N90064101 | SHS | 15,000 | $375 | dollars as filed | call |
| SNDL INC | 83307B101 | COM | 11,100 | $56 | dollars as filed | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,000 | $50 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003452 | this filing | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003513 | base | 2023-09-11 | acceptance time not in the bulk data set |