13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 891 holding rows worth $1,616,013,130.
- Accession
- 0001085146-23-003404
- Filer
- CIK 1103646
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 891 entries on the cover page, a total value of $1,616,013,130 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,616,013,130 with VALUE read as dollars as filed, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 39,416,000 | $123,002,161 | dollars as filed | principal |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 1,907,860 | $78,813,697 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 51,790,000 | $66,513,690 | dollars as filed | principal |
| CARNIVAL CORP | 143658BT8 | BOND | 30,191,000 | $60,186,061 | dollars as filed | principal |
| PG&E CORP | 69331C140 | CONV | 352,144 | $52,739,128 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 22,218,000 | $29,952,130 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 30,778,000 | $28,380,948 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 235,200 | $24,399,648 | dollars as filed | put |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 22,325,000 | $23,575,535 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 24,466,000 | $23,197,340 | dollars as filed | principal |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 495,800 | $21,884,612 | dollars as filed | call |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 18,000,000 | $20,145,708 | dollars as filed | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 15,659,000 | $19,952,839 | dollars as filed | principal |
| PTC THERAPEUTICS INC | 69366JAD3 | NOTE 1.500% 9/1 | 19,245,000 | $19,805,241 | dollars as filed | principal |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 16,217,000 | $18,865,317 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 9,842,000 | $18,095,728 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 993,900 | $17,830,566 | dollars as filed | put |
| EVOLENT HEALTH INC | 30050BAF8 | NOTE 3.500%12/0 | 10,320,000 | $17,442,172 | dollars as filed | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 17,018,000 | $16,985,410 | dollars as filed | principal |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 15,000,000 | $15,824,115 | dollars as filed | principal |
| FOLD HLDGS INC | 29103K100 | COM CL A | 1,515,888 | $15,689,441 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 12,340,000 | $15,186,258 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 13,284,000 | $14,614,618 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 8,157,000 | $13,813,847 | dollars as filed | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 716,200 | $13,486,046 | dollars as filed | put |
| LIFE STORAGE INC | 53223X107 | COM | 100,489 | $13,361,017 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 9,400,000 | $12,874,212 | dollars as filed | principal |
| ADAM NAT RES FD INC | 00548F105 | COM | 535,621 | $11,151,629 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 632,594 | $9,925,400 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 6,890,000 | $9,119,652 | dollars as filed | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 230,000 | $9,098,800 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 107,800 | $8,750,126 | dollars as filed | call |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 8,600,000 | $8,749,296 | dollars as filed | principal |
| COHERENT CORP | 19247G206 | CONV | 37,656 | $8,578,007 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 105,000 | $8,522,850 | dollars as filed | put |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 9,303,000 | $8,227,322 | dollars as filed | principal |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 3,500,000 | $7,897,964 | dollars as filed | principal |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 585,898 | $7,780,725 | dollars as filed | |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 9,074,000 | $7,698,218 | dollars as filed | principal |
| KKR & CO INC | 48251W401 | CONV | 115,474 | $7,628,917 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 7,576,000 | $7,506,945 | dollars as filed | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 7,269,000 | $7,439,262 | dollars as filed | principal |
| GOPRO INC | 38268TAD5 | BOND | 8,188,000 | $7,345,504 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 16,000 | $7,092,480 | dollars as filed | put |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 6,714,000 | $6,834,845 | dollars as filed | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 202,100 | $6,812,791 | dollars as filed | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 19,300 | $6,791,863 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T401 | 2.75% CNV PFD C | 283,596 | $6,493,583 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 6,000,000 | $6,465,438 | dollars as filed | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 18,000 | $6,334,380 | dollars as filed | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 153,900 | $6,034,419 | dollars as filed | put |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 7,013,000 | $5,943,658 | dollars as filed | principal |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 117,781 | $5,555,812 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 5,000,000 | $5,488,515 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 29,000 | $5,430,830 | dollars as filed | put |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 410,207 | $5,375,763 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 253,063 | $5,342,919 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 184,141 | $5,087,816 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 28,000 | $4,991,560 | dollars as filed | put |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 224,846 | $4,906,140 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 27,500 | $4,902,425 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 75,400 | $4,901,754 | dollars as filed | put |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 261,424 | $4,807,587 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 135,223 | $4,772,020 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 270,300 | $4,670,784 | dollars as filed | put |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 5,520,000 | $4,514,157 | dollars as filed | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 4,375,000 | $4,477,939 | dollars as filed | principal |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 439,243 | $4,410,615 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 117,707 | $4,392,825 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 131,033 | $4,299,193 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 3,500,000 | $4,258,580 | dollars as filed | principal |
| Chevron Corporation | 166764100 | COM | 26,939 | $4,238,852 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 4,250,000 | $4,223,540 | dollars as filed | principal |
| IVERIC BIO INC | 46583P102 | COM | 106,500 | $4,189,710 | dollars as filed | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 174,241 | $4,012,770 | dollars as filed | |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 4,990,000 | $3,794,426 | dollars as filed | principal |
| NATIONAL INSTRS CORP | 636518102 | COM | 65,400 | $3,753,960 | dollars as filed | call |
| 8X8 INC NEW | 282914AE0 | NOTE 4.000% 2/0 | 4,250,000 | $3,698,426 | dollars as filed | principal |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 35,600 | $3,661,460 | dollars as filed | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 816,800 | $3,593,920 | dollars as filed | put |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 2,500,000 | $3,508,610 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 7,771 | $3,444,729 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 3,500,000 | $3,364,816 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 100,117 | $3,276,830 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 424,671 | $3,269,967 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 56,268 | $3,229,783 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 4,100,000 | $3,192,387 | dollars as filed | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 79,400 | $3,141,064 | dollars as filed | call |
| BOX INC | 10316TAB0 | NOTE 1/1 | 2,500,000 | $3,127,175 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,500,000 | $3,107,328 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 2,494,000 | $3,094,189 | dollars as filed | principal |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 1,896,000 | $3,042,900 | dollars as filed | principal |
| Schlumberger Limited | 806857108 | COM | 61,923 | $3,041,658 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 269,601 | $3,024,923 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 3,182,000 | $3,007,362 | dollars as filed | principal |
| IVERIC BIO INC | 46583P102 | COM | 76,400 | $3,005,576 | dollars as filed | put |
| HCI GROUP INC | 40416EAF0 | NOTE 4.750% 6/0 | 3,000,000 | $2,939,565 | dollars as filed | principal |
| VEECO INSTRS INC DEL | 922417AG5 | NOTE 3.500% 1/1 | 2,400,000 | $2,890,301 | dollars as filed | principal |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 97,944 | $2,871,718 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 464,831 | $2,826,172 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 61,933 | $2,805,565 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 2,500,000 | $2,779,165 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 3,000,000 | $2,747,013 | dollars as filed | principal |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 79,344 | $2,686,588 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 3,000,000 | $2,672,331 | dollars as filed | principal |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 137,264 | $2,671,157 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U128 | UNIT 08/29/2031 | 260,000 | $2,631,200 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 75,116 | $2,599,765 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 89,398 | $2,597,012 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 427,900 | $2,571,679 | dollars as filed | call |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 3,000,000 | $2,560,638 | dollars as filed | principal |
| OVINTIV INC | 69047Q102 | COM | 66,600 | $2,535,462 | dollars as filed | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 297,160 | $2,442,655 | dollars as filed | |
| PEARL HOLDINGS ACQUISITN COR | G44525106 | COM | 230,998 | $2,437,029 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 2,500,000 | $2,400,478 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 3,000,000 | $2,396,064 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20,000 | $2,394,000 | dollars as filed | call |
| AT&T Inc | 00206R102 | COM | 143,600 | $2,290,420 | dollars as filed | call |
| EQT CORP COM | 26884L109 | Stock | 55,467 | $2,281,358 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 2,500,000 | $2,248,805 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,500,000 | $2,221,030 | dollars as filed | principal |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 1,602,322 | $2,195,181 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 364,820 | $2,192,568 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 28,000 | $2,185,400 | dollars as filed | put |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 128,500 | $2,140,810 | dollars as filed | put |
| APA CORPORATION COM | 03743Q108 | Stock | 62,571 | $2,138,051 | dollars as filed | |
| SILVERBOX CORP III | 82836N107 | COM CL A | 208,110 | $2,103,992 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 26,555 | $2,072,618 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 40,000 | $2,069,600 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 62,599 | $2,026,330 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 45,548 | $1,988,170 | dollars as filed | |
| ANDRETTI ACQUISITION CORP | G26735103 | COM | 186,566 | $1,985,062 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 198,066 | $1,969,766 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 133,011 | $1,951,272 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 3,500,000 | $1,932,077 | dollars as filed | principal |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 60,549 | $1,897,303 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 2,000,000 | $1,892,998 | dollars as filed | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 66,400 | $1,891,736 | dollars as filed | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 16,962 | $1,875,997 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,636 | $1,871,629 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 157,900 | $1,869,536 | dollars as filed | put |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 149,319 | $1,869,474 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 22,511 | $1,794,802 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 23,000 | $1,785,030 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 175,774 | $1,773,559 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 73,450 | $1,756,924 | dollars as filed | put |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 2,000,000 | $1,754,648 | dollars as filed | principal |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 17,000 | $1,748,450 | dollars as filed | put |
| TRITON INTL LTD | G9078F107 | CL A | 20,892 | $1,739,468 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 45,342 | $1,726,170 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 38,700 | $1,708,218 | dollars as filed | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 50,000 | $1,685,500 | dollars as filed | put |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 33,885 | $1,674,404 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 225,100 | $1,672,493 | dollars as filed | put |
| SABRE CORP COM | 78573M104 | Stock | 523,800 | $1,670,922 | dollars as filed | call |
| STRATASYS LTD | M85548101 | SHS | 93,400 | $1,658,784 | dollars as filed | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 34,561 | $1,632,316 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 11,200 | $1,609,328 | dollars as filed | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 19,000 | $1,581,750 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 11,000 | $1,580,590 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27,000 | $1,556,280 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 87,217 | $1,551,590 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 93,684 | $1,521,428 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 40,400 | $1,515,808 | dollars as filed | call |
| ALIGHT INC | 01626W101 | COM CL A | 163,933 | $1,514,741 | dollars as filed | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,000,000 | $1,506,929 | dollars as filed | principal |
| SHELL PLC SPON ADS | 780259305 | ADR | 24,928 | $1,505,153 | dollars as filed | |
| WARNER BROS DISCOVERY INC | 934423954 | PUT | 120,000 | $1,504,800 | dollars as filed | put |
| ECOLAB INC COM | 278865100 | Stock | 8,000 | $1,493,520 | dollars as filed | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 40,779 | $1,488,841 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 40,000 | $1,487,600 | dollars as filed | call |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 36,021 | $1,486,587 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,647 | $1,479,737 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 34,639 | $1,445,139 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 69,568 | $1,442,145 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 18,800 | $1,436,696 | dollars as filed | put |
| Bank of America Corp | 060505104 | COM | 50,000 | $1,434,500 | dollars as filed | call |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 46,400 | $1,420,304 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 25,072 | $1,415,565 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 30,000 | $1,381,200 | dollars as filed | call |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 23,000 | $1,373,790 | dollars as filed | |
| IVLU | 46435G409 | COM | 53,200 | $1,353,940 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 543,921 | $1,348,924 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 1,500,000 | $1,332,057 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 2,500,000 | $1,331,445 | dollars as filed | principal |
| COMPASS DIGITAL ACQUISITN CO | G2476C107 | CLASS A ORD | 126,701 | $1,311,989 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 6,000 | $1,304,820 | dollars as filed | call |
| EXXON MOBIL CORP | 30231G102 | COM | 12,159 | $1,304,053 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 71,408 | $1,286,772 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 32,380 | $1,273,829 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 32,800 | $1,260,176 | dollars as filed | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 18,629 | $1,259,693 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 45,400 | $1,258,034 | dollars as filed | call |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 32,291 | $1,240,620 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 10,915 | $1,230,776 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 15,700 | $1,225,385 | dollars as filed | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,100 | $1,221,445 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 108,200 | $1,219,414 | dollars as filed | call |
| Pfizer Inc. | 717081103 | COM | 32,999 | $1,210,403 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 75,219 | $1,199,743 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 213,055 | $1,180,325 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 22,797 | $1,166,295 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 32,000 | $1,165,760 | dollars as filed | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 67,600 | $1,135,680 | dollars as filed | call |
| INCEPTION GROWTH ACQUSTN LTD | 45333D104 | COM | 109,650 | $1,135,426 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 179,404 | $1,103,335 | dollars as filed | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086109 | CL A COM | 107,088 | $1,097,652 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L101 | CLASS A ORD SHS | 104,385 | $1,094,999 | dollars as filed | |
| BLACK SPADE ACQUISITION CO | G11537100 | SHS CL A | 105,400 | $1,089,836 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 17,000 | $1,087,320 | dollars as filed | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 17,035 | $1,086,663 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 9,000 | $1,071,810 | dollars as filed | call |
| Cigna Corporation | 125523100 | COM | 3,800 | $1,066,280 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 30,000 | $1,058,700 | dollars as filed | call |
| WYNN RESORTS LTD | 983134107 | COM | 10,000 | $1,056,100 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 4,000 | $1,047,080 | dollars as filed | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 16,000 | $1,045,920 | dollars as filed | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 12,952 | $1,037,585 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 47,690 | $1,033,442 | dollars as filed | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 22,100 | $1,026,766 | dollars as filed | put |
| NEXTERA ENERGY INC | 65339F739 | CONV | 20,577 | $1,005,112 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 14,500 | $1,002,385 | dollars as filed | |
| United Parcel Service, Inc | 917286106 | COM | 47,470 | $998,769 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 48,544 | $983,987 | dollars as filed | put |
| ACCURAY INC DEL | 004397AK1 | NOTE 3.750% 6/0 | 1,000,000 | $977,740 | dollars as filed | principal |
| Citigroup Inc. | 172967424 | COM | 21,199 | $976,002 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 9,000 | $971,370 | dollars as filed | call |
| ROBLOX CORP CL A | 771049103 | Stock | 24,000 | $967,200 | dollars as filed | put |
| FG MERGER CORP | 30324Y101 | COMMON STOCK | 90,956 | $963,224 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 25,100 | $961,330 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 16,000 | $955,680 | dollars as filed | put |
| NETAPP INC COM | 64110D104 | Stock | 12,500 | $955,000 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 9,216 | $954,870 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,000 | $950,800 | dollars as filed | call |
| KROGER CO COM | 501044101 | Stock | 20,207 | $949,729 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 17,500 | $945,875 | dollars as filed | call |
| HP INC COM | 40434L105 | Stock | 30,700 | $942,797 | dollars as filed | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,100 | $941,032 | dollars as filed | call |
| KROGER CO COM | 501044101 | Stock | 20,000 | $940,000 | dollars as filed | call |
| Eli Lilly and Company | 532457108 | COM | 2,000 | $937,960 | dollars as filed | put |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 89,020 | $935,600 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 17,806 | $927,871 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 8,976 | $923,182 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 53,400 | $922,752 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 12,200 | $918,416 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 55,100 | $915,762 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 43,312 | $915,183 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 34,600 | $905,828 | dollars as filed | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,000 | $901,760 | dollars as filed | call |
| MOHAWK INDS INC | 608190104 | COM | 8,720 | $899,555 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,000 | $890,740 | dollars as filed | call |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 1,000,000 | $890,000 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 2,000 | $886,560 | dollars as filed | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 52,489 | $882,340 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 24,081 | $878,956 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 26,000 | $876,720 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 111,491 | $874,647 | dollars as filed | |
| American Express Company | 025816109 | COM | 5,000 | $871,000 | dollars as filed | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 40,000 | $870,800 | dollars as filed | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 13,971 | $869,974 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 28,618 | $868,556 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 41,600 | $865,696 | dollars as filed | call |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 35,780 | $858,720 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 8,700 | $857,124 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 13,747 | $856,713 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,100 | $851,430 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 13,000 | $848,380 | dollars as filed | call |
| OLIN CORP | 680665205 | COM PAR $1 | 16,500 | $847,935 | dollars as filed | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 106,241 | $835,054 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,000 | $832,750 | dollars as filed | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 10,400 | $825,760 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 5,000 | $823,050 | dollars as filed | call |
| PG&E CORP COM | 69331C108 | Stock | 47,398 | $819,037 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 6,500 | $814,515 | dollars as filed | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 53,000 | $812,490 | dollars as filed | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 15,000 | $811,650 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 12,000 | $809,400 | dollars as filed | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 182,592 | $803,405 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 90,502 | $801,848 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 30,000 | $800,100 | dollars as filed | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 17,200 | $799,112 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,100 | $798,607 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 1,000,000 | $798,356 | dollars as filed | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 181,300 | $797,720 | dollars as filed | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,000 | $790,750 | dollars as filed | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 14,000 | $790,440 | dollars as filed | call |
| OWENS CORNING NEW | 690742101 | COM | 6,000 | $783,000 | dollars as filed | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 111,300 | $780,213 | dollars as filed | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 12,000 | $775,200 | dollars as filed | call |
| VIATRIS INC COM | 92556V106 | Stock | 77,500 | $773,450 | dollars as filed | call |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 82,228 | $768,832 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,700 | $767,284 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 24,000 | $765,360 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 14,900 | $759,602 | dollars as filed | put |
| COHERENT CORP COM | 19247G107 | Stock | 14,900 | $759,602 | dollars as filed | call |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 7,400 | $754,504 | dollars as filed | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,000 | $750,700 | dollars as filed | put |
| LYFT INC | 55087P104 | CL A COM | 77,700 | $745,143 | dollars as filed | put |
| PARTNERS BANCORP | 70213Q108 | COM | 118,112 | $731,113 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 25,400 | $727,456 | dollars as filed | call |
| SYNCHRONYFINL | 87165B103 | STOK | 21,400 | $725,888 | dollars as filed | call |
| VALVOLINE INC COM | 92047W101 | Stock | 19,300 | $723,943 | dollars as filed | call |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 68,500 | $716,852 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 25,803 | $705,970 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,230 | $704,506 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 32,500 | $703,950 | dollars as filed | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 4,000 | $703,920 | dollars as filed | put |
| BIO RAD LABS INC | 090572108 | CL B | 1,847 | $700,235 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 56,340 | $698,053 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 39,000 | $694,980 | dollars as filed | |
| GMS INC | 36251C103 | COM | 10,038 | $694,630 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 56,000 | $693,840 | dollars as filed | put |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 260,036 | $689,095 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 7,800 | $680,784 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 150,000 | $679,500 | dollars as filed | put |
| VALVOLINE INC COM | 92047W101 | Stock | 18,000 | $675,180 | dollars as filed | put |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 67,464 | $671,941 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 266,514 | $668,950 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 17,823 | $668,719 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 17,000 | $666,570 | dollars as filed | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,800 | $661,010 | dollars as filed | |
| WATSCO INC | 942622101 | CL B CONV | 1,771 | $660,477 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,500 | $660,280 | dollars as filed | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 40,000 | $660,000 | dollars as filed | call |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 4,000 | $657,440 | dollars as filed | call |
| Gilead Sciences,Inc. | 375558103 | COM | 8,500 | $655,095 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 12,719 | $653,629 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 20,442 | $651,487 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 6,800 | $650,420 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 90,100 | $646,918 | dollars as filed | put |
| BROOKDALE SR LIVING INC | 112463302 | CONV | 10,414 | $646,728 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 31,000 | $645,110 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 40,000 | $642,000 | dollars as filed | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 104,300 | $641,445 | dollars as filed | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 17,000 | $640,730 | dollars as filed | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 10,773 | $640,239 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 9,399 | $637,534 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F106 | CLASS A COM | 61,041 | $636,352 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 59,566 | $634,378 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 50,700 | $627,159 | dollars as filed | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 21,099 | $624,741 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,800 | $618,100 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 1,500 | $616,485 | dollars as filed | put |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 156,022 | $616,287 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,500 | $612,000 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 57,892 | $602,077 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 66,400 | $599,592 | dollars as filed | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,100 | $598,530 | dollars as filed | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,306 | $598,198 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 187,400 | $597,806 | dollars as filed | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 10,400 | $596,960 | dollars as filed | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 20,300 | $596,820 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 16,560 | $596,160 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 805,000 | $593,868 | dollars as filed | principal |
| EBAY INC. COM | 278642103 | Stock | 13,242 | $591,785 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 30,000 | $591,600 | dollars as filed | call |
| Bluerock Private Real Estate F | 09631H100 | COM | 36,416 | $587,754 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 6,000 | $585,720 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 5,200 | $585,624 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 69,854 | $585,376 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 21,105 | $583,764 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,342 | $582,386 | dollars as filed | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 67,180 | $579,092 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 12,100 | $577,170 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,300 | $572,637 | dollars as filed | |
| PDC ENERGY INC | 69327R101 | COM | 8,008 | $569,689 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 3,000 | $565,950 | dollars as filed | call |
| AGCO CORP | 001084102 | COM | 4,300 | $565,106 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 31,748 | $563,844 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 686,823 | $563,195 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 6,491 | $562,445 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 46,901 | $562,043 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 8,831 | $561,210 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 9,900 | $558,855 | dollars as filed | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 20,901 | $558,475 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 15,008 | $557,247 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,500 | $555,050 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 25,000 | $551,000 | dollars as filed | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 19,357 | $543,545 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 19,995 | $543,064 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 8,000 | $542,480 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 6,000 | $542,100 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 20,100 | $542,097 | dollars as filed | call |
| QUIDELORTHO CORP COM | 219798105 | Stock | 6,500 | $538,590 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 11,000 | $536,470 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,000 | $535,240 | dollars as filed | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,200 | $530,926 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,706 | $528,503 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,500 | $527,900 | dollars as filed | put |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 13,042 | $527,549 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 20,000 | $525,000 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 14,000 | $523,460 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 9,000 | $522,900 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 12,230 | $521,976 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 8,000 | $520,080 | dollars as filed | call |
| PEABODY ENGR CORP | 704551100 | COM | 24,000 | $519,840 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 23,200 | $518,520 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 8,000 | $516,800 | dollars as filed | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 14,000 | $514,220 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,000,000 | $509,593 | dollars as filed | principal |
| WARRIOR MET COAL INC | 93627C101 | COM | 12,944 | $504,169 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 18,405 | $504,113 | dollars as filed | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 1,007,275 | $503,638 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 56,014 | $503,006 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 39,116 | $501,076 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,500 | $500,175 | dollars as filed | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 22,015 | $499,740 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,000 | $496,560 | dollars as filed | |
| AMYRIS INC | 03236MAJ0 | BOND | 2,500,000 | $495,348 | dollars as filed | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 17,500 | $494,900 | dollars as filed | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,500 | $492,165 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 65,635 | $491,606 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 4,500 | $491,040 | dollars as filed | |
| CTS CORP | 126501105 | COM | 11,500 | $490,245 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,000 | $488,990 | dollars as filed | call |
| GARRETT MOTION INC | 366505105 | COM | 64,500 | $488,265 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 13,000 | $483,470 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 23,845 | $483,338 | dollars as filed | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 109,962 | $482,733 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G104 | CL A COM | 46,231 | $481,265 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 9,000 | $480,690 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 7,000 | $473,410 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 2,868 | $471,384 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 18,241 | $470,435 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 10,000 | $470,200 | dollars as filed | put |
| UNIVAR INC | 91336L107 | COMMON STOCK | 13,000 | $465,920 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 61,403 | $464,821 | dollars as filed | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 135,697 | $464,084 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 5,353 | $463,784 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,000 | $461,560 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,000 | $459,150 | dollars as filed | call |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 5,000 | $457,750 | dollars as filed | put |
| Comcast Corp | 20030N101 | COM | 11,000 | $457,050 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,000 | $456,960 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,284 | $456,344 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,333 | $454,553 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 30,000 | $453,000 | dollars as filed | put |
| MONGODB INC CL A | 60937P106 | Stock | 1,100 | $452,089 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 17,000 | $442,850 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 10,000 | $436,900 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 14,000 | $433,300 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13,000 | $431,600 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 15,000 | $430,350 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 26,000 | $428,740 | dollars as filed | |
| WEX INC | 96208T104 | COM | 2,353 | $428,411 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 10,600 | $427,180 | dollars as filed | call |
| Wells Fargo & Company | 949746101 | COM | 10,000 | $426,800 | dollars as filed | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 50,400 | $420,336 | dollars as filed | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,959 | $419,949 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 5,000 | $418,500 | dollars as filed | put |
| Comcast Corp | 20030N101 | COM | 10,000 | $412,600 | dollars as filed | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,000 | $410,620 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 2,000 | $409,220 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,700 | $404,743 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 15,200 | $403,864 | dollars as filed | call |
| HF SINCLAIR CORP COM | 403949100 | Stock | 9,000 | $401,490 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 8,500 | $401,455 | dollars as filed | put |
| S&P Global,Inc. | 78409V104 | COM | 1,000 | $400,890 | dollars as filed | put |
| WINGSTOP INC COM | 974155103 | Stock | 2,000 | $400,320 | dollars as filed | put |
| PATRICK INDS INC | 703343103 | COM | 5,000 | $400,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,000 | $399,980 | dollars as filed | put |
| ROBINHOOD MKTS INC | 770700102 | COM | 40,000 | $399,200 | dollars as filed | put |
| ROBINHOOD MKTS INC | 770700102 | COM | 40,000 | $399,200 | dollars as filed | call |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 45,400 | $399,066 | dollars as filed | call |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 168,134 | $396,796 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 47,500 | $396,150 | dollars as filed | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 22,288 | $396,058 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 10,000 | $394,700 | dollars as filed | call |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 9,779 | $394,485 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 10,401 | $390,038 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 22,000 | $388,520 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 38,825 | $387,474 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 14,400 | $386,784 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 12,000 | $386,520 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,700 | $385,949 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,000 | $385,020 | dollars as filed | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 2,100 | $384,993 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 2,000 | $384,920 | dollars as filed | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,000 | $383,000 | dollars as filed | call |
| CROCS INC COM | 227046109 | Stock | 3,394 | $381,621 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 20,598 | $380,033 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,000 | $377,800 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 33,003 | $377,554 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,400 | $376,346 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,000 | $375,420 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 13,263 | $375,078 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 1,300 | $374,647 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,400 | $374,256 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 24,247 | $373,889 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,200 | $373,120 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 2,000 | $371,860 | dollars as filed | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 31,819 | $371,646 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 10,100 | $370,468 | dollars as filed | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,940 | $370,360 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 8,500 | $368,730 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 12,000 | $368,520 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 42,560 | $366,442 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 35,395 | $365,276 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 4,500 | $364,545 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 20,481 | $362,923 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003404 | this filing | 2023-08-14 | acceptance time not in the bulk data set |