13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 73 holding rows worth $919,991,236.
- Accession
- 0001085146-23-003392
- Filer
- CIK 1578299
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 73 entries on the cover page, a total value of $919,991,236 stated on the cover page (in dollars after the unit check, H1), rows summing to $919,991,236 with VALUE read as dollars as filed, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 35,682,000 | $70,382,745 | dollars as filed | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 27,617,000 | $66,971,225 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 25,750,000 | $66,338,438 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 18,900,000 | $52,065,607 | dollars as filed | principal |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 3,021,600 | $49,841,291 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,490,000 | $46,874,250 | dollars as filed | put |
| LIVENT CORP | 53814LAB4 | BOND | 13,310,000 | $42,791,650 | dollars as filed | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 21,460,000 | $40,532,575 | dollars as filed | principal |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 15,785,000 | $35,634,638 | dollars as filed | principal |
| WAYFAIR INC | 94419L101 | CL A | 450,000 | $29,250,000 | dollars as filed | put |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 20,655,000 | $28,400,625 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 23,664,000 | $27,467,006 | dollars as filed | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 18,500,000 | $23,818,750 | dollars as filed | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 19,625,000 | $19,085,312 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 16,628,000 | $18,472,456 | dollars as filed | principal |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 18,670,000 | $18,436,625 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 10,370,000 | $17,732,700 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 19,295,000 | $17,691,200 | dollars as filed | principal |
| VERADIGM INC | 01988PAF5 | BOND | 14,638,000 | $16,357,965 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 17,711,000 | $16,255,571 | dollars as filed | principal |
| CARNIVAL CORP | 143658BT8 | BOND | 7,956,000 | $15,892,110 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 14,500,000 | $15,279,375 | dollars as filed | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 14,924,000 | $13,879,320 | dollars as filed | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 1,581,000 | $11,312,055 | dollars as filed | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 250,000 | $11,000,000 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 300,000 | $10,861,500 | dollars as filed | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 9,990,000 | $10,723,907 | dollars as filed | principal |
| NATERA INC | 632307AB0 | BOND | 7,175,000 | $10,583,125 | dollars as filed | principal |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 125,000 | $10,155,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 105,000 | $9,405,375 | dollars as filed | put |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 6,750,000 | $8,437,500 | dollars as filed | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 6,249,000 | $7,540,723 | dollars as filed | principal |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 6,000,000 | $6,165,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 67,250 | $6,024,928 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 159,806 | $5,786,575 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 4,500,000 | $5,355,000 | dollars as filed | principal |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 500,000 | $5,180,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 5,000,000 | $5,050,000 | dollars as filed | principal |
| AMYRIS INC | 03236M200 | COM NEW | 4,444,200 | $4,599,747 | dollars as filed | put |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 3,000,000 | $4,470,000 | dollars as filed | principal |
| AMYRIS INC | 03236MAJ0 | BOND | 21,648,000 | $4,462,534 | dollars as filed | principal |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 10,275 | $4,279,229 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 3,400,000 | $3,735,750 | dollars as filed | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 71,000 | $3,449,180 | dollars as filed | put |
| GUESS INC COM | 401617105 | Stock | 150,000 | $2,915,250 | dollars as filed | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 6,936 | $1,746,207 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 25,000 | $1,484,375 | dollars as filed | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 25,000 | $1,418,125 | dollars as filed | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 13,500 | $1,229,917 | dollars as filed | put |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 116,000 | $1,197,120 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D105 | COM | 110,000 | $1,171,500 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 110,000 | $1,141,800 | dollars as filed | |
| EF HUTTON ACQUISITION CORP I | 28201D109 | COM | 110,000 | $1,135,200 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 101,000 | $1,035,250 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 100,000 | $1,024,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 150,000 | $987,750 | dollars as filed | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,000 | $895,750 | dollars as filed | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,000 | $842,600 | dollars as filed | call |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 78,000 | $800,280 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174108 | COM | 70,421 | $722,527 | dollars as filed | |
| MURPHY CANYON ACQUISITION CO | 626642102 | CLASS A COM | 55,726 | $595,711 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 115,800 | $508,941 | dollars as filed | put |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 1,000,000 | $270,000 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 500,000 | $270,000 | dollars as filed | principal |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 259,350 | $228,254 | dollars as filed | call |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 235,600 | $113,088 | dollars as filed | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 10,000 | $82,300 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 50,000 | $51,750 | dollars as filed | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $50,000 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 990,000 | $20,592 | dollars as filed | call |
| OAK WOODS ACQUISITION CORP | 67190B120 | RIGHT 03/23/2028 | 78,000 | $16,380 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 65,000 | $5,480 | dollars as filed | call |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 78,000 | $2,527 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003392 | this filing | 2023-08-14 | acceptance time not in the bulk data set |