13F-HR filed by GREAT VALLEY ADVISOR GROUP, INC.
GREAT VALLEY ADVISOR GROUP, INC. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-10, with 703 holding rows worth $2,386,095,669.
- Accession
- 0001085146-23-003227
- Filer
- CIK 1769897
- Filed
- 2023-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 703 entries on the cover page, a total value of $2,386,095,669 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,386,095,669 with VALUE read as dollars as filed, 13F file number 028-19465. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WENDYS CO COM | 95058W100 | Stock | 17,600 | $382,800 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 3,092 | $382,675 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,594 | $382,593 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 3,364 | $379,592 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 7,214 | $378,382 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 9,410 | $375,494 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,685 | $372,203 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,655 | $369,556 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,085 | $368,871 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 8,886 | $368,332 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 6,268 | $367,689 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 41,814 | $367,545 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 10,042 | $366,051 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 5,890 | $366,030 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 9,402 | $364,729 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 27,253 | $364,373 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 11,742 | $363,600 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,511 | $362,705 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,868 | $362,682 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 41,483 | $361,732 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 5,059 | $359,593 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,054 | $356,641 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 165 | $353,043 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 6,810 | $351,805 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,000 | $351,317 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,043 | $347,730 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 22,023 | $345,542 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 9,041 | $345,096 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 8,091 | $344,814 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,677 | $343,459 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,964 | $340,747 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 11,093 | $340,652 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,116 | $340,228 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 2,027 | $340,066 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,139 | $339,848 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 5,433 | $339,167 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,581 | $335,826 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,303 | $333,534 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,891 | $333,090 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 12,488 | $332,919 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 11,651 | $328,106 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 7,602 | $322,076 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 13,744 | $321,978 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,088 | $321,767 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 5,703 | $319,012 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 2,617 | $318,520 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 2,142 | $315,667 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 627 | $314,605 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 29,682 | $311,063 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 52,896 | $307,000 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,843 | $304,208 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 15,847 | $302,891 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 255 | $302,431 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 2,076 | $302,397 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,065 | $301,608 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,563 | $297,947 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,380 | $297,125 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,855 | $296,816 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,327 | $296,373 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,121 | $295,000 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,522 | $294,355 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 5,075 | $294,180 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,285 | $292,362 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,920 | $290,994 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 10,527 | $288,568 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 20,762 | $287,762 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,720 | $287,041 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 5,728 | $286,412 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 5,282 | $285,490 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 14,251 | $285,156 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,385 | $284,776 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,374 | $284,204 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 2,136 | $282,803 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 12,364 | $281,527 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,231 | $278,853 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,603 | $278,446 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,483 | $278,046 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,678 | $277,817 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 12,734 | $277,434 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,347 | $275,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 5,385 | $271,364 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 5,500 | $270,879 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 813 | $270,529 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 783 | $270,334 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,421 | $270,250 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,138 | $269,334 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,216 | $268,611 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 1,943 | $268,029 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 9,418 | $267,969 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 23,516 | $265,497 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,260 | $264,952 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 10,176 | $263,762 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 14,714 | $262,791 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 5,389 | $260,666 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 14,660 | $260,215 | dollars as filed | |
| CORNING INC | 219350105 | COM | 7,359 | $257,977 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,175 | $257,442 | dollars as filed | |
| NULL | 301505749 | NULL | 10,402 | $255,844 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 16,027 | $254,953 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 5,477 | $253,859 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,771 | $253,277 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,470 | $253,101 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 2,249 | $252,877 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 2,307 | $252,849 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,540 | $252,440 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,552 | $251,597 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,089 | $251,408 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,500 | $251,090 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,694 | $250,053 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,096 | $250,007 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,754 | $249,421 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,476 | $249,143 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,260 | $247,719 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,255 | $246,865 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,912 | $246,564 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,442 | $243,672 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,123 | $239,273 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 50,656 | $238,591 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,125 | $238,237 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,203 | $237,939 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 7,027 | $236,972 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,290 | $236,579 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 542 | $235,754 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,069 | $235,411 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,580 | $234,694 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 2,356 | $232,904 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,768 | $228,973 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 912 | $226,819 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 5,291 | $226,617 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,389 | $225,239 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 1,648 | $224,907 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 2,499 | $224,235 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 2,646 | $223,794 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 21,450 | $223,295 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 7,842 | $223,145 | dollars as filed | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 10,203 | $222,766 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,142 | $222,065 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,162 | $220,295 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,796 | $219,462 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 36,260 | $217,924 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,109 | $217,444 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,990 | $215,791 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,616 | $215,389 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 617 | $214,709 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,500 | $213,710 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,797 | $213,395 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 531 | $213,079 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 2,762 | $212,166 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,820 | $207,899 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 10,834 | $207,254 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 2,827 | $206,000 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,473 | $205,732 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 3,799 | $205,372 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,159 | $205,073 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,682 | $205,045 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 2,580 | $204,096 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 6,652 | $204,085 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,801 | $203,941 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 987 | $202,884 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,472 | $202,357 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,518 | $202,196 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 7,017 | $201,851 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,786 | $200,944 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,315 | $200,537 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 1,461 | $200,329 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,910 | $184,826 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 32,902 | $182,653 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,240 | $181,401 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 12,690 | $179,056 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 13,852 | $173,400 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 37,160 | $170,192 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,100 | $161,616 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 16,000 | $151,360 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,023 | $140,669 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 12,519 | $130,000 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,194 | $116,925 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,291 | $114,019 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 11,459 | $113,972 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 11,736 | $112,431 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,760 | $111,245 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,013 | $108,528 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 18,429 | $106,335 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,294 | $98,258 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,525 | $95,336 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 34,023 | $85,398 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 12,100 | $85,184 | dollars as filed | |
| VIVAKOR INC | 92852R403 | COM | 69,357 | $78,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 11,792 | $72,000 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,479 | $47,056 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 14,402 | $43,209 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 14,409 | $33,006 | dollars as filed | |
| NULL | 09071M205 | NULL | 12,300 | $20,000 | dollars as filed | |
| SPY | 78462F103 | SHS | 7,000 | $17,374 | dollars as filed | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,000 | $15,730 | dollars as filed | |
| PRECIPIO INC | 74019L503 | COM | 33,100 | $12,909 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 31,562 | $12,082 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 11,000 | $11,000 | dollars as filed | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $10,000 | dollars as filed | principal |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 19,500 | $9,393 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 12,000 | $8,016 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 200 | $7,810 | dollars as filed | call |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 13,000 | $3,840 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,000 | $1,900 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003227 | this filing | 2023-08-10 | acceptance time not in the bulk data set |