13F-HR filed by NWAM LLC
NWAM LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-10, with 535 holding rows worth $1,217,259,877.
- Accession
- 0001085146-23-003197
- Filer
- CIK 1655006
- Filed
- 2023-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 535 entries on the cover page, a total value of $1,217,259,877 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,217,259,877 with VALUE read as dollars as filed, 13F file number 028-17002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 625 | $207,600 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 3,337 | $207,515 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,750 | $207,403 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,714 | $206,662 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,387 | $204,818 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,849 | $204,297 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,029 | $204,178 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 8,064 | $203,455 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,111 | $202,298 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 1,637 | $200,854 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,145 | $200,529 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,396 | $200,474 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,072 | $200,424 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,308 | $200,105 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 19,986 | $184,675 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 19,651 | $181,974 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 21,068 | $175,707 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,484 | $168,478 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 35,866 | $154,582 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 11,087 | $147,464 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 15,000 | $140,550 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 11,852 | $140,328 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 66,461 | $97,698 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 15,500 | $96,410 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 35,000 | $70,350 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 11,600 | $69,600 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 12,110 | $57,523 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 25,000 | $37,500 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 14,382 | $32,360 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 10,688 | $32,278 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 10,000 | $26,200 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,000 | $15,900 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 13,663 | $15,439 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 20,000 | $11,004 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P208 | Common Stock | 70,993 | $7,646 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003197 | this filing | 2023-08-10 | acceptance time not in the bulk data set |