13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-10, with 1,652 holding rows worth $6,342,951,137.
- Accession
- 0001085146-23-003193
- Filer
- CIK 1534400
- Filed
- 2023-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 1,652 entries on the cover page, a total value of $6,342,951,137 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,342,951,137 with VALUE read as dollars as filed, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 4,394 | $203,662 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,445 | $203,167 | dollars as filed | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 966 | $203,102 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 7,560 | $202,686 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 9,191 | $202,064 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 2,760 | $201,977 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 2,429 | $201,233 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 22,161 | $200,337 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 15,000 | $195,450 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 20,314 | $193,796 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,395 | $192,461 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 10,861 | $190,632 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 27,056 | $189,663 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,696 | $184,622 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 14,357 | $183,477 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 50,300 | $182,086 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 15,294 | $177,410 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 162,000 | $177,293 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 17,441 | $174,066 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,905 | $173,169 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,755 | $170,148 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 55,944 | $170,069 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,642 | $169,406 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 14,949 | $168,478 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 17,809 | $167,761 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 14,323 | $166,575 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 15,738 | $161,791 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,684 | $161,588 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,024 | $158,892 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 13,892 | $157,952 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 19,602 | $155,248 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 157,000 | $154,567 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 141,000 | $154,466 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 13,147 | $153,560 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 21,413 | $153,103 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 44,338 | $150,749 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 12,059 | $149,174 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 13,827 | $146,843 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 38,782 | $145,045 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 13,519 | $143,307 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,189 | $142,224 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 16,994 | $135,782 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 15,617 | $130,871 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,561 | $130,871 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 19,108 | $129,170 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 10,846 | $128,417 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 156,000 | $128,115 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 39,287 | $128,076 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,160 | $127,440 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 130,000 | $125,546 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 10,072 | $125,296 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,725 | $125,262 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 14,320 | $123,868 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 148,000 | $122,924 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 15,000 | $122,400 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 23,750 | $122,313 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 23,150 | $121,075 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,460 | $120,669 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 11,608 | $117,009 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 122,000 | $116,660 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 13,883 | $113,702 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 122,000 | $112,850 | dollars as filed | |
| SPY | 78462F103 | SHS | 19,400 | $111,744 | dollars as filed | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,482 | $111,658 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 28,790 | $111,417 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 11,542 | $110,688 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 123,000 | $109,086 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 16,359 | $108,135 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 16,277 | $105,149 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,606 | $105,131 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 105,000 | $101,063 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 14,515 | $100,008 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 19,238 | $99,076 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 98,000 | $98,520 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 14,588 | $97,885 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 28,069 | $97,680 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 97,000 | $97,291 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,550 | $96,968 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 32,056 | $95,848 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 19,869 | $94,777 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,523 | $94,719 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 102,000 | $93,455 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 11,425 | $93,114 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,755 | $92,708 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 20,100 | $89,847 | dollars as filed | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,025 | $88,646 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 14,434 | $88,092 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 18,201 | $87,729 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,317 | $86,294 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 11,292 | $82,093 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 21,730 | $80,616 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 12,574 | $80,096 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $79,170 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 35,852 | $76,365 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,282 | $73,756 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 36,289 | $72,955 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 18,758 | $71,091 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 70,000 | $68,927 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 11,910 | $64,552 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 65,000 | $62,595 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,000 | $55,680 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 65,000 | $54,519 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 54,000 | $52,414 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 21,583 | $48,777 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 10,584 | $48,051 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 16,391 | $47,370 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 13,525 | $44,633 | dollars as filed | |
| ALPINE 4 HLDGS INC CLASS A | 02083E204 | COM | 21,441 | $43,311 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,434 | $42,466 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 45,000 | $42,278 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 46,000 | $42,035 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 47,000 | $41,472 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 19,055 | $39,634 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 11,221 | $39,274 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 25,115 | $39,179 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 15,150 | $36,966 | dollars as filed | |
| FLEXSHOPPER INC | 33939J303 | COM | 27,400 | $35,072 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 16,000 | $34,248 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 15,707 | $34,084 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 36,000 | $34,006 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 32,000 | $32,669 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,027 | $32,308 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,832 | $31,946 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,172 | $30,611 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 35,000 | $29,663 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 14,752 | $29,061 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,930 | $28,963 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,900 | $27,636 | dollars as filed | put |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 28,000 | $27,146 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 25,000 | $24,220 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 34,500 | $23,805 | dollars as filed | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 21,000 | $21,008 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 10,500 | $20,580 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 10,695 | $20,321 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 13,560 | $18,713 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 25,200 | $18,396 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 18,000 | $17,811 | dollars as filed | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 16,000 | $17,316 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 25,400 | $16,714 | dollars as filed | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 29,152 | $15,422 | dollars as filed | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 15,000 | $14,888 | dollars as filed | |
| TOP SHIPS INC | Y8897Y198 | SHS NEW | 24,222 | $13,848 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 11,194 | $12,873 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 10,000 | $12,068 | dollars as filed | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 12,000 | $11,880 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,280 | $9,939 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,300 | $9,659 | dollars as filed | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,900 | $9,081 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,000 | $7,800 | dollars as filed | put |
| BIONANO GENOMICS INC | 09075F107 | COM | 11,850 | $7,229 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,600 | $6,864 | dollars as filed | put |
| SPY | 78462F103 | SHS | 500 | $355 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003193 | this filing | 2023-08-10 | acceptance time not in the bulk data set |