13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-10, with 2,600 holding rows worth $14,398,318,024.
- Accession
- 0001085146-23-003192
- Filer
- CIK 1534468
- Filed
- 2023-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 2,600 entries on the cover page, a total value of $14,398,318,024 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,398,318,024 with VALUE read as dollars as filed, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILVERCREST METALS INC | 828363101 | COM | 11,150 | $65,395 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 21,422 | $64,694 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 69,000 | $63,825 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 44,506 | $63,644 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 23,526 | $62,344 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 21,060 | $60,863 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 13,896 | $60,450 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,446 | $60,357 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 50,000 | $60,342 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 16,081 | $59,661 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 10,566 | $59,592 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 15,000 | $58,650 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 18,090 | $58,251 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 13,011 | $57,248 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 10,145 | $56,305 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 14,343 | $56,225 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 41,679 | $55,016 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 11,455 | $54,640 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,374 | $54,100 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,712 | $54,010 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 17,472 | $53,639 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 12,700 | $53,340 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 11,019 | $53,001 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,136 | $52,913 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 32,860 | $52,576 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,686 | $51,450 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 43,000 | $50,310 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 12,420 | $49,804 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 17,010 | $49,159 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,460 | $46,642 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,809 | $45,228 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 44,000 | $44,234 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 12,100 | $43,164 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,899 | $40,228 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 22,621 | $40,039 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 36,000 | $36,108 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 91,129 | $35,121 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 36,000 | $34,943 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,655 | $32,984 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,131 | $32,169 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,063 | $31,198 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 13,866 | $30,783 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 26,792 | $30,275 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 14,000 | $29,260 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 15,117 | $28,118 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 20,870 | $26,088 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 17,201 | $25,113 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 15,485 | $24,157 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 61,625 | $22,715 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 118,900 | $22,591 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 24,000 | $22,548 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 23,000 | $22,299 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 29,000 | $22,130 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 10,195 | $22,123 | dollars as filed | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 42,500 | $21,463 | dollars as filed | |
| FG GROUP HOLDINGS INC | 302462106 | COMMON | 10,866 | $20,863 | dollars as filed | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 10,000 | $19,700 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 13,262 | $18,434 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 91,000 | $18,200 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 12,085 | $17,765 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 10,470 | $17,485 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 14,364 | $17,237 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 17,000 | $17,006 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 13,332 | $16,798 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 17,000 | $16,058 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,555 | $13,750 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 15,000 | $13,538 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 16,000 | $12,928 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $11,911 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 30,380 | $11,241 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,500 | $11,120 | dollars as filed | call |
| VAXART INC NEW | 92243A200 | COM | 15,090 | $11,016 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 12,000 | $10,966 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 12,000 | $10,883 | dollars as filed | |
| AUTHID INC | 46264C206 | COM NEW | 12,102 | $10,771 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 13,101 | $10,350 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 20,063 | $9,618 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 18,125 | $9,606 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 30,239 | $9,525 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 27,454 | $8,950 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 13,800 | $8,280 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 12,000 | $7,255 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 13,065 | $6,911 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,360 | $6,303 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 11,220 | $6,059 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,607 | $5,183 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 11,100 | $3,909 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 12,700 | $3,750 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,800 | $3,312 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B402 | CLASS A COM | 28,788 | $3,239 | dollars as filed | |
| NIXXY INC COM NEW | 75630B303 | Stock | 12,619 | $3,075 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $2,490 | dollars as filed | call |
| CHINA SXT PHARMACEUTICALS IN | G2161P132 | SHS NEW | 10,415 | $2,448 | dollars as filed | |
| METEN HOLDING GROUP LTD | G6055H148 | SHS NEW | 13,184 | $2,409 | dollars as filed | |
| CONNEXA SPORTS TECHNOLOGIES IN COM NEW | 831445200 | Stock | 10,684 | $2,361 | dollars as filed | |
| BORQS TECHNOLOGIES INC | G1466B202 | COM | 10,110 | $1,678 | dollars as filed | |
| MOBIQUITY TECHNOLOGIES INC | 60743F508 | COM | 14,215 | $1,623 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P208 | Common Stock | 11,792 | $1,270 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,200 | $1,060 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 200 | $82 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003192 | this filing | 2023-08-10 | acceptance time not in the bulk data set |