13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-10, with 2,192 holding rows worth $11,895,094,767.
- Accession
- 0001085146-23-003191
- Filer
- CIK 1666741
- Filed
- 2023-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 2,192 entries on the cover page, a total value of $11,895,094,767 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,895,094,767 with VALUE read as dollars as filed, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,163 | $187,873 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 25,448 | $187,553 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 10,294 | $184,885 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,373 | $184,849 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 29,693 | $184,702 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,538 | $184,455 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,113 | $184,365 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 22,963 | $181,178 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,677 | $180,788 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 78,760 | $177,997 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 11,822 | $175,568 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 15,335 | $175,433 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 14,920 | $173,967 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 21,388 | $171,957 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 17,549 | $171,807 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 77,626 | $170,777 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 19,322 | $170,613 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,135 | $169,255 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 33,937 | $169,030 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 13,500 | $168,075 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,309 | $168,037 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 20,784 | $166,480 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 18,880 | $162,555 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 22,454 | $161,896 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,365 | $161,048 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,859 | $159,482 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 16,577 | $158,140 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 18,462 | $157,850 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 16,879 | $157,819 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 10,792 | $156,808 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 16,931 | $156,778 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 16,792 | $153,817 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,022 | $152,357 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 39,539 | $152,226 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 15,209 | $151,786 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,486 | $150,331 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 22,323 | $150,231 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 11,832 | $148,729 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 13,144 | $148,531 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,607 | $148,390 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,554 | $147,723 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 10,664 | $147,166 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 15,575 | $146,563 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 21,748 | $145,494 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,606 | $145,307 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P462 | BRAN DYN CAP ETF | 12,085 | $142,446 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,095 | $141,761 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 12,098 | $141,426 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,343 | $140,876 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 10,948 | $140,247 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,346 | $139,335 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 15,310 | $137,178 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 19,310 | $137,098 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 26,459 | $136,263 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 11,122 | $133,575 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 62,675 | $133,498 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 29,000 | $133,043 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,954 | $132,492 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,123 | $132,145 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 10,703 | $131,326 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,272 | $131,160 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,181 | $129,908 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 15,187 | $129,694 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,755 | $129,377 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,056 | $128,587 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,000 | $128,200 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 17,200 | $127,799 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,249 | $127,512 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 16,061 | $125,918 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,389 | $125,266 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 39,291 | $124,944 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,489 | $123,241 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 19,003 | $122,379 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,209 | $121,836 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 12,606 | $120,509 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 14,228 | $120,084 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 21,150 | $118,440 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 10,462 | $118,113 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 22,190 | $115,388 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 18,688 | $114,370 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,749 | $114,154 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 23,700 | $113,049 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 11,237 | $113,044 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,600 | $112,634 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 14,209 | $112,109 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,262 | $112,098 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,904 | $111,330 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 95,050 | $111,199 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,195 | $103,785 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 29,250 | $99,450 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 11,418 | $99,337 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 58,306 | $97,954 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,212 | $97,596 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 30,453 | $95,927 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 85,000 | $94,350 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,367 | $93,098 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 20,599 | $88,782 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,749 | $88,679 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,975 | $87,298 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 68,170 | $83,849 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,346 | $81,940 | dollars as filed | |
| GLOBAL X FDS | 37954Y145 | CANNABIS ETF NEW | 12,562 | $80,146 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 14,900 | $79,416 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 11,863 | $74,025 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 25,500 | $72,420 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,672 | $71,821 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 14,686 | $71,521 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,853 | $71,263 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 37,611 | $69,956 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,623 | $63,844 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 15,960 | $63,840 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 12,315 | $61,944 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 276,590 | $61,403 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,307 | $60,947 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 12,442 | $59,846 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,281 | $59,408 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,840 | $57,306 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 10,028 | $55,555 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 18,454 | $55,179 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 36,436 | $51,375 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 32,836 | $51,224 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,366 | $50,010 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $49,234 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,966 | $49,160 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,050 | $48,155 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 18,260 | $46,746 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 10,000 | $45,500 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 20,148 | $45,333 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 124,024 | $44,029 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 65,000 | $43,420 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 14,830 | $42,859 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,332 | $40,088 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,000 | $39,240 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,600 | $38,190 | dollars as filed | put |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 15,290 | $37,766 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 17,110 | $37,129 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,000 | $36,700 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 21,242 | $35,474 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 11,700 | $34,749 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W402 | COM | 10,666 | $30,611 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 31,743 | $30,403 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 137,128 | $29,510 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 16,615 | $29,409 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 22,500 | $28,575 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 19,700 | $28,368 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 29,000 | $28,116 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,400 | $27,352 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 21,466 | $25,974 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 40,638 | $24,334 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 68,148 | $23,947 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 19,850 | $23,324 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 16,263 | $23,093 | dollars as filed | |
| NULL | 09071M205 | NULL | 14,265 | $22,753 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 12,958 | $22,547 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 11,012 | $21,694 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 19,977 | $18,033 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 13,470 | $16,568 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 16,607 | $14,946 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 33,890 | $14,573 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 11,048 | $12,484 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $10,800 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $9,969 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 14,386 | $9,173 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 15,000 | $8,973 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 13,055 | $7,964 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 10,100 | $6,807 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 129,400 | $6,185 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,000 | $5,500 | dollars as filed | call |
| PAVMED INC | 70387R106 | COM | 13,250 | $5,403 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 13,597 | $5,140 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 10,000 | $4,216 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,000 | $4,200 | dollars as filed | put |
| ZOMEDICA CORP COM | 98980M109 | Stock | 18,100 | $3,620 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 2,500 | $3,525 | dollars as filed | put |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,000 | $2,700 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,700 | $2,625 | dollars as filed | put |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 16,500 | $2,031 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $1,900 | dollars as filed | put |
| Medtronic Plc | G5960L103 | COM | 400 | $944 | dollars as filed | put |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 19,977 | $875 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 300 | $600 | dollars as filed | put |
| ISHARES TR | 464287168 | COM | 500 | $480 | dollars as filed | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 200 | $350 | dollars as filed | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 400 | $280 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 300 | $253 | dollars as filed | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $244 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 200 | $194 | dollars as filed | put |
| GENERAC HLDGS INC | 368736104 | COM | 900 | $180 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $135 | dollars as filed | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 300 | $120 | dollars as filed | put |
| Johnson & Johnson | 478160104 | COM | 100 | $57 | dollars as filed | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $44 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003191 | this filing | 2023-08-10 | acceptance time not in the bulk data set |