13F-HR filed by Dakota Wealth Management
Dakota Wealth Management filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-31, with 644 holding rows worth $2,125,287,204.
- Accession
- 0001085146-23-002976
- Filer
- CIK 1631353
- Filed
- 2023-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 963 entries on the cover page, a total value of $2,125,287,204 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,125,287,204 with VALUE read as dollars as filed, 13F file number 028-16362. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBOSTON PARTNERS SECURITIES, L.L.C.
- included managerBrown Advisory LLC028-05775
- included managerCHARTWELL INVESTMENT PARTNERS /ADV
- included managerClearbridge Investments, LLC028-11611
- included managerFirst Fiduciary Investment Counsel, Inc.028-07360
- included managerHGK ASSET MANAGEMENT INC028-01321
- included managerKarpus Management, Inc.028-11445
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerNATIXIS ADVISORS, L.P.028-05788
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerRENAISSANCE GROUP LLC028-04884
- included managerSADOFF INVESTMENT MANAGEMENT LLC028-03661
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerWCM INVESTMENT MANAGEMENT, LLC028-07104
- included managerZiegler Capital Management, LLC028-10982
- included managerDakota Wealth Management028-16362
- included managerEAGLE ASSET MANAGEMENT INC028-01666
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JAGUAR GLOBAL GROWTH CORP I | G5S11A106 | CLASS A ORD SHS | 26,000 | $275,080 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,632 | $274,490 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 16,100 | $272,574 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 7,286 | $272,140 | dollars as filed | |
| SPS COMM INC COM | 78463M107 | Stock | 1,415 | $271,765 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 13,000 | $270,140 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,815 | $268,720 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,812 | $268,695 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,158 | $267,638 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 415 | $266,788 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,583 | $264,810 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,500 | $262,890 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 12,674 | $262,099 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 2,608 | $261,948 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 7,723 | $261,347 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,600 | $260,784 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,385 | $259,674 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,869 | $259,330 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 3,063 | $258,855 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,691 | $258,202 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,082 | $257,779 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,230 | $257,421 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 916 | $257,106 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 2,504 | $256,911 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 22,000 | $256,080 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 5,925 | $255,783 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,080 | $255,118 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 957 | $254,582 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,933 | $253,920 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,415 | $253,370 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,139 | $251,927 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 11,342 | $250,659 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,205 | $248,714 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 26,134 | $245,660 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 3,966 | $244,780 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,710 | $243,111 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,476 | $242,360 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,840 | $242,068 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 6,565 | $240,214 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 7,900 | $239,370 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,395 | $238,662 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 2,452 | $237,968 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,187 | $237,655 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,012 | $236,008 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,043 | $235,604 | dollars as filed | |
| CORNING INC | 219350105 | COM | 6,714 | $235,259 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 12,415 | $234,147 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,000 | $233,750 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 6,676 | $233,595 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S106 | CLASS A ORD SHS | 22,050 | $232,628 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,117 | $232,569 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 2,140 | $232,233 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,630 | $231,901 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,564 | $230,235 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,458 | $230,210 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,679 | $227,129 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,115 | $226,243 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,666 | $226,010 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,879 | $225,603 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,158 | $225,255 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,212 | $223,954 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 5,968 | $223,860 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,314 | $223,695 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 7,602 | $223,347 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 26,490 | $220,662 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 725 | $220,023 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 555 | $218,043 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,408 | $216,692 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 22,210 | $216,548 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 5,763 | $216,113 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 4,590 | $215,730 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,124 | $213,785 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,056 | $213,714 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 11,152 | $213,450 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,762 | $213,328 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 14,761 | $212,637 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,890 | $212,210 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 500 | $211,510 | dollars as filed | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 6,285 | $210,109 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 510 | $209,605 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 2,860 | $207,636 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,122 | $205,553 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 630 | $204,525 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,451 | $203,954 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 700 | $201,838 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,629 | $201,773 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 687 | $201,484 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,792 | $200,741 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 4,240 | $200,425 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,879 | $200,381 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 18,583 | $200,139 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 18,500 | $193,880 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 10,115 | $193,096 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T102 | Equity | 18,300 | $192,333 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 18,476 | $183,837 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 35,275 | $181,314 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,806 | $180,731 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 11,824 | $170,976 | dollars as filed | |
| Aura FAT Projects Acquisition Corp | G06362100 | COM | 15,700 | $166,106 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,978 | $163,543 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 18,275 | $163,379 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 20,329 | $160,193 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 15,000 | $159,750 | dollars as filed | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 15,000 | $158,550 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 15,000 | $157,500 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,348 | $156,462 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 10,307 | $155,947 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,616 | $146,918 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 19,542 | $140,703 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K100 | COMMON STOCK | 13,300 | $140,028 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 11,027 | $138,279 | dollars as filed | |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 13,025 | $136,372 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 13,695 | $126,680 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 16,162 | $126,064 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y103 | COM | 12,000 | $125,760 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 10,302 | $125,376 | dollars as filed | |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 10,600 | $114,162 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,600 | $113,950 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,800 | $112,454 | dollars as filed | |
| RF ACQUISITION CORP | 74954L104 | COM | 10,750 | $112,445 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,025 | $111,353 | dollars as filed | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 11,049 | $110,822 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 10,000 | $107,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 38,275 | $104,874 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083109 | COM | 10,000 | $104,600 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 17,141 | $104,046 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 16,365 | $101,136 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,476 | $97,971 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 500 | $65,180 | dollars as filed | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,035 | $62,944 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 18,525 | $58,539 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 148,000 | $56,640 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 50,000 | $49,870 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 40,000 | $40,080 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 16,550 | $39,389 | dollars as filed | |
| AMERISERV FINL INC | 03074A102 | COM | 12,449 | $31,621 | dollars as filed | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 30,000 | $30,025 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 10,750 | $27,521 | dollars as filed | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 25,000 | $25,357 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 25,000 | $24,726 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 25,000 | $24,526 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 60,000 | $22,962 | dollars as filed | call |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 25,000 | $22,593 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 10,010 | $15,116 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002976 | this filing | 2023-07-31 | acceptance time not in the bulk data set |