13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-27, with 813 holding rows worth $5,763,022,325.
- Accession
- 0001085146-23-002936
- Filer
- CIK 743127
- Filed
- 2023-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 852 entries on the cover page, a total value of $5,763,022,325 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,763,022,325 with VALUE read as dollars as filed, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRH PLC ADS | 12626K203 | ADR | 13,813 | $769,798 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 15,300 | $765,612 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,127 | $765,552 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 29,121 | $764,135 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 14,865 | $758,692 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 11,191 | $754,833 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 9,807 | $743,763 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 12,435 | $741,987 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 3,761 | $738,848 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 17,995 | $737,075 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 3,288 | $733,520 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,837 | $733,244 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,781 | $725,457 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 9,297 | $722,201 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 75,000 | $721,500 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 31,788 | $720,952 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 17,667 | $719,766 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,362 | $707,490 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 740 | $706,922 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 15,132 | $689,868 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,951 | $685,937 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 3,669 | $685,044 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 21,755 | $680,290 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 10,508 | $678,836 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,001 | $677,089 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,650 | $673,339 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 12,492 | $673,319 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,555 | $667,948 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 13,455 | $662,255 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 51,815 | $658,054 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,680 | $655,202 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,045 | $653,655 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 22,690 | $653,247 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,438 | $647,218 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 24,134 | $638,575 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,591 | $637,873 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 7,310 | $637,651 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 14,269 | $637,263 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 395,594 | $636,906 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 7,694 | $625,067 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 40,895 | $618,747 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 19,676 | $616,449 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,757 | $613,036 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 9,491 | $612,929 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 10,385 | $612,715 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 62,275 | $610,295 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 9,685 | $608,412 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,378 | $604,865 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,475 | $602,394 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,182 | $601,269 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 1,309 | $599,886 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 49,125 | $599,816 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,326 | $596,732 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,606 | $593,819 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 30,000 | $583,800 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,063 | $580,725 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 16,263 | $577,333 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,166 | $575,426 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,291 | $573,208 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,252 | $572,808 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 57,877 | $566,037 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 6,189 | $564,499 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 8,900 | $554,838 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,882 | $554,120 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,362 | $552,678 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 1,176 | $551,885 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,803 | $550,373 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 29,898 | $550,122 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 6,516 | $546,823 | dollars as filed | |
| DANA INC | 235825205 | COM | 30,980 | $526,660 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 24,272 | $519,906 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 10,710 | $518,043 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 15,113 | $510,363 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,445 | $494,494 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 13,515 | $491,811 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 6,298 | $491,559 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,015 | $488,012 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,751 | $478,483 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 61,392 | $475,788 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 11,032 | $470,646 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 13,965 | $467,966 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 19,846 | $466,983 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,632 | $462,182 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,258 | $455,878 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,467 | $455,674 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 13,740 | $453,420 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,527 | $447,769 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,850 | $445,541 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 32,340 | $443,058 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 2,302 | $442,974 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 13,162 | $442,506 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 9,750 | $439,725 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 37,705 | $439,638 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,176 | $434,826 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 8,008 | $425,297 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 7,174 | $423,194 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,750 | $423,158 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 6,277 | $423,070 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 539 | $422,544 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 8,267 | $422,361 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 3,850 | $417,802 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,112 | $417,190 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,776 | $416,881 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 29,685 | $415,293 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,430 | $414,756 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 6,750 | $411,345 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 17,850 | $408,408 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,371 | $407,894 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 3,550 | $405,410 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 149,299 | $403,107 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 7,432 | $401,997 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 6,000 | $401,307 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 188 | $401,276 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 29,579 | $396,950 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,087 | $395,495 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,191 | $394,570 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,139 | $392,962 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,575 | $392,569 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,768 | $387,925 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 4,778 | $387,400 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,269 | $385,176 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,597 | $380,233 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 4,485 | $379,835 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,545 | $376,606 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,268 | $375,165 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,239 | $374,988 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 51,970 | $374,704 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 23,662 | $371,969 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 5,074 | $371,315 | dollars as filed | |
| AMYRIS INC | 03236MAJ0 | BOND | 2,000,000 | $370,000 | dollars as filed | principal |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 4,015 | $367,608 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 813 | $363,557 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,985 | $362,678 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 19,236 | $362,206 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 10,903 | $361,651 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 9,100 | $358,904 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 20,228 | $357,433 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,967 | $357,189 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,198 | $354,187 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,519 | $354,080 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 5,550 | $352,092 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 3,289 | $348,470 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 294 | $348,272 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 249,838 | $347,275 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 2,516 | $344,214 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,032 | $342,691 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 4,516 | $341,338 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,411 | $339,485 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,540 | $338,138 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,097 | $337,807 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 20,868 | $334,930 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,755 | $333,608 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,325 | $333,265 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,415 | $333,233 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 2,244 | $332,719 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,040 | $329,807 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,922 | $326,927 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 86,876 | $322,310 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,153 | $320,694 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 145,605 | $320,331 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 7,230 | $319,349 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,573 | $318,528 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,401 | $318,483 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 785 | $315,664 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,290 | $314,425 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,342 | $310,987 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,968 | $307,599 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 33,200 | $307,432 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 101,665 | $307,028 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,130 | $305,312 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,775 | $304,806 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,017 | $303,558 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 7,537 | $300,802 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,847 | $299,884 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,725 | $299,764 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 4,980 | $297,953 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,015 | $296,254 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 20,950 | $295,606 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,908 | $295,319 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,059 | $294,765 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,002 | $293,716 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 7,640 | $293,529 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,753 | $287,437 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 13,875 | $284,013 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,312 | $281,832 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,174 | $281,745 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,781 | $280,354 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,923 | $280,048 | dollars as filed | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,060 | $279,490 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 8,172 | $279,237 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,486 | $276,876 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 7,704 | $276,644 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,914 | $275,859 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 5,463 | $274,898 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,902 | $274,355 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,945 | $273,980 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 3,066 | $271,510 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 785 | $270,982 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 33,100 | $269,434 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 23,658 | $268,987 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 1,803 | $268,850 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 5,407 | $267,971 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 12,868 | $267,783 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,602 | $267,662 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 9,897 | $267,417 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,639 | $266,464 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 7,480 | $266,288 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 13,123 | $266,003 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 25,659 | $265,571 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 280,000 | $263,692 | dollars as filed | principal |
| Airbnb, Inc. Class A | 009066101 | COM | 2,056 | $263,497 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,543 | $263,316 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 32,800 | $262,072 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 751 | $261,187 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 3,022 | $260,958 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,591 | $260,758 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,473 | $260,301 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 8,400 | $256,788 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 10,250 | $256,250 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,212 | $256,176 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,596 | $255,758 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 31,409 | $255,671 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,207 | $254,902 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 14,750 | $253,700 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,800 | $253,460 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,259 | $253,382 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 181 | $251,393 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,502 | $251,218 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3,714 | $251,117 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 17,414 | $249,895 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,178 | $245,874 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 310 | $244,463 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,316 | $242,300 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,717 | $241,706 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,490 | $241,201 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 419 | $239,450 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 29,900 | $239,200 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 821 | $236,604 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 7,643 | $234,705 | dollars as filed | |
| PDC ENERGY INC | 69327R101 | COM | 3,282 | $233,481 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,492 | $232,662 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,500 | $228,690 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,013 | $227,692 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,409 | $227,244 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,743 | $226,016 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,633 | $225,141 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 517 | $225,107 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 251 | $224,437 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,695 | $223,335 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 924 | $222,989 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,080 | $220,979 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 10,140 | $220,545 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 7,783 | $219,169 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,958 | $211,503 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,700 | $211,302 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 890 | $208,723 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 2,322 | $208,353 | dollars as filed | |
| NOV INC | 62955J103 | COM | 12,838 | $205,922 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 632 | $205,533 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,450 | $205,169 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,742 | $203,946 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 3,920 | $202,546 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,401 | $201,310 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,056 | $191,023 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 17,368 | $187,225 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 41,135 | $186,342 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,575 | $184,853 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 16,358 | $179,447 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 20,327 | $177,659 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 16,546 | $176,046 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 28,642 | $166,124 | dollars as filed | |
| GERON CORP | 374163103 | COM | 50,505 | $162,121 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 19,465 | $158,640 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 20,240 | $149,169 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 47,695 | $148,808 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 15,928 | $143,989 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,219 | $143,380 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 11,800 | $143,134 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,431 | $140,813 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,500 | $136,160 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,871 | $134,888 | dollars as filed | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 70,000 | $131,600 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,592 | $124,617 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,613 | $119,033 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 21,585 | $108,573 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,439 | $108,219 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 23,141 | $106,911 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,546 | $99,660 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 20,200 | $98,374 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 13,000 | $93,080 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 10,100 | $92,314 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,223 | $88,415 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 18,020 | $86,676 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 80,000 | $86,400 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 15,150 | $82,719 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,645 | $82,143 | dollars as filed | |
| MYNARIC AG | 62857X101 | SPON ADS | 12,625 | $80,169 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 11,164 | $75,692 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,750 | $73,842 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 83,050 | $67,271 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 20,000 | $66,000 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 32,422 | $65,817 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 65,000 | $59,475 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 12,903 | $54,838 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,251 | $51,977 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 17,440 | $51,274 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,800 | $40,392 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 10,000 | $39,650 | dollars as filed | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 14,003 | $32,347 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 15,000 | $31,950 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,000 | $20,550 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,500 | $10,275 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 25,894 | $8,726 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002936 | this filing | 2023-07-27 | acceptance time not in the bulk data set |