13F-HR filed by DFPG INVESTMENTS, LLC
DFPG INVESTMENTS, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-24, with 575 holding rows worth $1,109,311,135.
- Accession
- 0001085146-23-002878
- Filer
- CIK 1504665
- Filed
- 2023-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 575 entries on the cover page, a total value of $1,109,311,135 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,109,311,135 with VALUE read as dollars as filed, 13F file number 028-18973. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerTOWNSQUARE CAPITAL LLC028-19141
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KLA CORP | 482480100 | COM | 560 | $263,604 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 5,987 | $262,762 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 52,125 | $262,710 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 16,469 | $261,857 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 15,495 | $256,597 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,714 | $255,455 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,536 | $255,252 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,204 | $252,972 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 1,736 | $252,911 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,160 | $252,892 | dollars as filed | |
| 2x Long VIX Futures ETF | 92891H408 | ETF | 62,098 | $252,739 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 4,852 | $250,606 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,308 | $250,445 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,038 | $250,367 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 433 | $248,887 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,778 | $245,681 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 529 | $245,038 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 5,222 | $239,846 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 588 | $239,128 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 18,851 | $238,651 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,581 | $237,839 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 5,022 | $235,934 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 10,123 | $233,943 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,553 | $232,064 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,400 | $231,418 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 183 | $224,312 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 2,171 | $221,620 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,252 | $221,331 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,868 | $221,221 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,502 | $219,626 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,087 | $216,128 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 544 | $216,104 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,070 | $213,708 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 393 | $213,682 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,316 | $212,060 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,206 | $210,604 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 841 | $210,233 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 3,245 | $210,182 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,951 | $208,164 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,449 | $207,541 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,438 | $207,532 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 8,936 | $206,600 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,226 | $206,194 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,076 | $205,682 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 696 | $204,720 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,813 | $202,898 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 474 | $201,535 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,479 | $201,009 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 3,123 | $200,715 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 11,839 | $181,729 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 16,022 | $179,286 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 15,492 | $176,454 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 10,285 | $148,824 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,426 | $144,918 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 18,548 | $143,191 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,034 | $133,884 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 16,426 | $131,079 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 14,901 | $117,271 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 25,750 | $115,875 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 11,668 | $109,327 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 41,800 | $108,262 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,801 | $107,400 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,220 | $87,485 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 11,872 | $83,341 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 69,000 | $67,172 | dollars as filed | principal |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 10,992 | $58,697 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,343 | $50,977 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 45,209 | $47,922 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,867 | $44,665 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 25,138 | $38,461 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 28,455 | $36,707 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 12,020 | $35,098 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 32,430 | $26,884 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 17,647 | $26,294 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 10,996 | $22,542 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002878 | this filing | 2023-07-24 | acceptance time not in the bulk data set |