13F-HR filed by Castle Rock Wealth Management, LLC
Castle Rock Wealth Management, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-11, with 209 holding rows worth $292,765,572.
- Accession
- 0001085146-23-002624
- Filer
- CIK 1727605
- Filed
- 2023-07-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 209 entries on the cover page, a total value of $292,765,572 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,765,572 with VALUE read as dollars as filed, 13F file number 028-18292. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 179,065 | $17,851,014 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 144,034 | $15,848,055 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 98,384 | $15,377,586 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 244,702 | $14,934,147 | dollars as filed | |
| Apple Inc | 037833100 | COM | 59,094 | $11,306,184 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 92,510 | $9,276,017 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 152,299 | $8,758,724 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 22,203 | $7,512,315 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 146,414 | $7,388,042 | dollars as filed | |
| SPY | 78462F103 | SHS | 13,137 | $5,819,660 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 109,682 | $5,479,711 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 99,618 | $5,016,763 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 10,778 | $4,560,885 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 28,133 | $3,667,981 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 59,704 | $3,548,820 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 8,722 | $3,229,493 | dollars as filed | |
| THE ALGER ETF TRUST | 015564206 | 35 ETF | 183,740 | $2,867,979 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 9,319 | $2,632,431 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 88,194 | $2,624,653 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 19,928 | $2,443,771 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 10,008 | $2,396,298 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 107,655 | $2,267,210 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 47,122 | $2,213,811 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 8,860 | $2,204,507 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 43,966 | $2,179,169 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,829 | $2,122,441 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 18,432 | $2,106,780 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 61,159 | $2,059,220 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 100,381 | $1,893,167 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 67,527 | $1,886,306 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 11,526 | $1,876,551 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 77,744 | $1,788,106 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 32,453 | $1,783,093 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 16,535 | $1,775,324 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 56,715 | $1,709,957 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 6,042 | $1,696,213 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 87,111 | $1,676,894 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,570 | $1,670,704 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 20,646 | $1,670,314 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 22,755 | $1,658,157 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,175 | $1,616,318 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 38,975 | $1,601,883 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 51,871 | $1,596,071 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 48,004 | $1,519,807 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 10,294 | $1,489,230 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 9,666 | $1,470,728 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 6,150 | $1,459,887 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,592 | $1,442,065 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,509 | $1,433,344 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,370 | $1,399,655 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,796 | $1,367,104 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 47,443 | $1,355,911 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,543 | $1,328,865 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,513 | $1,327,945 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,456 | $1,325,892 | dollars as filed | |
| ALGER MID | 015564107 | MF Closed and MF Open | 96,999 | $1,247,407 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 2,649 | $1,225,708 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 64,255 | $1,177,794 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 37,929 | $1,172,006 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,541 | $1,166,494 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 10,531 | $1,141,326 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 23,682 | $1,129,869 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 5,965 | $1,112,954 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 11,203 | $1,040,638 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 45,473 | $1,023,135 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 12,342 | $1,015,518 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,109 | $993,849 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,896 | $992,778 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,583 | $967,272 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 5,596 | $957,299 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 24,770 | $902,739 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 7,639 | $894,671 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 29,082 | $893,544 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 3,044 | $883,701 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 23,549 | $882,418 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 14,449 | $876,969 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 10,817 | $859,329 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,154 | $857,919 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,581 | $854,963 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 17,583 | $852,510 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,384 | $851,252 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,904 | $848,771 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,858 | $848,392 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 19,500 | $842,905 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,597 | $831,321 | dollars as filed | |
| ZACKS EARNINGS CONSISTENT PORTFOLIO ETF | 98888G105 | UIT EXCHANGE TRADED | 33,245 | $829,190 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,217 | $822,377 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 15,812 | $820,685 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,870 | $817,896 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,705 | $808,259 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,677 | $807,945 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,255 | $790,014 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 23,249 | $788,371 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,003 | $786,543 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 25,038 | $777,191 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,115 | $760,843 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,885 | $736,213 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 5,064 | $734,685 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 5,871 | $725,303 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 18,707 | $714,250 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 20,325 | $713,814 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 21,445 | $713,690 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,518 | $705,560 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 17,518 | $701,771 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,129 | $688,517 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 4,539 | $684,030 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 38,948 | $683,544 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,745 | $677,119 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,459 | $637,254 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,584 | $628,520 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 9,002 | $626,447 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 34,669 | $616,556 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,663 | $600,316 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,297 | $596,866 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,711 | $591,115 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,842 | $587,743 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 12,474 | $573,683 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,595 | $570,357 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,788 | $566,028 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 33,499 | $560,773 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7,893 | $555,432 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,219 | $542,774 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,668 | $537,427 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 1,543 | $535,359 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,261 | $528,094 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,250 | $521,798 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,784 | $503,562 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,578 | $492,476 | dollars as filed | |
| Intel Corp | 458140100 | COM | 15,008 | $487,917 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 5,390 | $483,124 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 13,908 | $475,919 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,019 | $474,513 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,911 | $470,259 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 2,265 | $449,192 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,927 | $443,390 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 6,790 | $435,035 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,595 | $419,298 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,599 | $415,840 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,910 | $413,443 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 24,293 | $411,423 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,365 | $397,018 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 14,027 | $390,148 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,810 | $386,767 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,850 | $368,479 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,231 | $367,329 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 22,463 | $360,723 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 10,600 | $354,148 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,315 | $352,981 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,543 | $348,160 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,693 | $344,942 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,165 | $344,619 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 761 | $336,309 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 682 | $332,311 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,015 | $332,003 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,167 | $326,975 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,568 | $323,733 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,060 | $323,665 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,880 | $322,067 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 6,355 | $321,881 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 3,980 | $319,355 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 150 | $318,107 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,680 | $317,367 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,116 | $315,866 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 5,249 | $313,943 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 4,915 | $313,528 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 7,372 | $311,025 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,756 | $309,929 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,065 | $305,994 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,136 | $299,065 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 9,097 | $297,654 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 10,197 | $295,869 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,573 | $293,367 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 7,243 | $283,868 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,389 | $283,011 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,162 | $273,663 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,048 | $269,466 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,695 | $262,628 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,035 | $259,858 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,441 | $255,785 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,855 | $253,504 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,125 | $253,076 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,537 | $249,792 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 627 | $247,613 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,258 | $245,241 | dollars as filed | |
| VTI | 922908769 | COM | 1,094 | $240,874 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 13,330 | $240,234 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,200 | $238,680 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,209 | $236,608 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 1,732 | $229,521 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 20,036 | $223,804 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,332 | $222,865 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 8,842 | $221,492 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 47,959 | $220,610 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,027 | $219,486 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,550 | $218,891 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 6,992 | $217,871 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 19,290 | $216,723 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,050 | $214,982 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 9,130 | $213,003 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,820 | $210,438 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,125 | $207,762 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 1,550 | $207,111 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 859 | $206,392 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 426 | $203,209 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,170 | $201,930 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 18,375 | $197,164 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 14,175 | $184,629 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 22,500 | $46,384 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 11,000 | $43,725 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-002624 | this filing | 2023-07-11 | acceptance time not in the bulk data set |